Compliance into the Weeds
What happens when two compliance aficionados get together to talk all things compliance, risk management and ERM? You get Tom Fox, the Voice of Compliance and Matt Kelly, the Coolest Guy in Compliance, going into the weeds of a topic each week. Each week, you can take a deep dive with two of the top writers, thinkers and prognosticators in compliance.
126
Mudge and Whistleblower Allegations Against Twi...
In this episode, we explore whistleblower allegations by Peiter Zatko, made against his former employer Twitter.
25 min
127
HanesBrands Cyber Security Breach Disclosure
In this episode, we explore the recent disclosure by HanesBrands of a cyber security breach in Q2.
21 min
128
CFPB on Data Protection Minimums
Matt and Tom take a deep dive into the recent CFPB circular on data protection standards.
18 min
129
What is a ‘Reasonably Designed’ Compliance Program
In this episode, we continue our exploration of the new requirements for CCO certification by considering the term ‘reasonably designed’ compliance program.
24 min
130
Internal Controls Lessons from Cyber Failures i...
Matt and Tom take a deep dive into recent failures detected in the state of Wisconsin cyber security risks around election integrity
21 min
131
Lessons from the Biotronik Anti-Kickback Enforc...
Tom and Matt go into the weeds to review the Biotronik FCA claim.
21 min
132
The Wild and Wacky World of Control Failures
In this episode, we take a deep dive into the recent story of an in-house attorney who was disbarred for creating fraudulent claims and fraudulent settlements.
22 min
133
DFS Fines Carnival Cruise Lines for Cyber Failures
In this episode, we take a deep dive into the recent DFS enforcement action against Carnival Cruise Lines for failures in its cybersecurity reporting obligations.
19 min
134
Dobbs and Compliance
In this episode, we take a deep dive into some of the issues for compliance professionals in the wake of the Dobbs decision.
24 min
135
Unintended Consequences of CCO Certifications
In this episode, Tom and Matt look at some of the unintended consequences of CCO certifications required by the DOJ.
23 min
136
Compliance Craziness
Tom and Matt look at some unusual recent compliance stories.
22 min
137
Compliance Lessons from the Army
In this episode, we take a deep dive into the recently released GAO report on failures in the US Army SHARP program, largely around policies and procedures, with a dash of culture thrown in.
19 min
138
Compliance Lessons from Uvalde
In perhaps their most somber podcast ever, Matt and Tom take a deep dive into the some of the failures which led to the tragedy in Uvalde TX and lessons for the compliance professional.
30 min
139
DOJ Expectations for Compliance & CCOs
Tom and Matt take a deep dive into a recent DOJ speech on what the DOJ expects in compliance programs and CCOs involved in enforcement actions.
22 min
140
ComEd Compliance Report
In this episode, Tom and Matt take a deep dive into the recently released Commonewealth Edison report on the current state of its compliance program.
19 min
141
JPMorgan Responds to Whistleblower Claims
Tom and Matt take a deep dive into the JPMorgan response to the whistleblower allegations of Shaqualla Williams.
21 min
142
Impacts on Compliance of Russian Invasion of Uk...
Matt and Tom take a deep dive into some of the impacts on compliance from the Russian invasion of Ukraine on supply chain and cyber security.
22 min
143
Stericycle FCPA Enforcement Action
This week, Matt and Tom take a deep dive into the recently released Stericycle FCPA enforcement action.
21 min
144
SEC Proposed Rules on Disclosure of Cyber Breaches
In this episode, Matt and Tom are joined by Karen Woody and Jonathan Marks to consider the SEC’s recent proposed rules for disclosure of cyber breaches.
19 min
145
Musk Pulls U-Turn on Twitter Board
Tom and Matt look at the abortive Elon Musk to Twitter Board saga.
23 min
146
Company Size and State of Their Compliance Prog...
In this episode, Matt and Tom take a look at the recent ECI report on the Differences Between Small, Medium And Large Enterprises E&C Programs.
21 min
147
CCO Certification of Compliance Programs
Matt and Tom consider remarks by Kennth Polite about CCO certifications of compliance programs.
21 min
148
Proposed SEC Climate Change Risk Disclosure Reg...
Matt and Tom review the recently released proposed SEC climate change risk disclosure regs released.
18 min
149
A Ukrainian Compliance Professional-Tim Khashin...
Tim Khashinov-Batirov. joins Tom & Matt to discuss his escape from Ukraine, what life has been like as a displaced person in Europe, the current and burgeoning refugee crisis and some things that we in America can do right now to help those still in Ukraine and its refugees.
23 min
150
First We Kill All the Lawyers
Tom and Matt are back to review a speech by SEC Commissioner Lee on lawyers and their gatekeeper obligations under SOX, Sec. 307.
25 min