Compliance into the Weeds
What happens when two compliance aficionados get together to talk all things compliance, risk management and ERM? You get Tom Fox, the Voice of Compliance and Matt Kelly, the Coolest Guy in Compliance, going into the weeds of a topic each week. Each week, you can take a deep dive with two of the top writers, thinkers and prognosticators in compliance.
226
Compliance into the Weeds: When is Diversity Tr...
In this episode Matt and Tom go into the weeds to look at the recent initiative of the Department of Education to go after Princeton University for diversity training which Trump says is “Anti-American propaganda” and the release of the FinCen papers.
21 min
227
Herbalife FCPA Enforcement Action
In this episode Matt and Tom go into the weeds to look the recently announced Herbalife FCPA enforcement action.
21 min
228
FinCen DD Pronouncements-Did they Hurt More tha...
In this episode Matt and Tom go into the weeds to look at two recent pronouncements by FinCen on customer and PEP due diligence. We ask the question: Is the Guidance so vague as to actually hurt the efforts of a compliance practitioner.
14 min
229
DFS First Cyber Case-First American Title
In this episode Matt and Tom go into the weeds to look at the first Cybersecurity breach case brought by the state of New York’s Department of Financial Services.
27 min
230
Governance Lessons from the Postal Service
In this episode Matt comes in smoking hot over the Trump Administration’s attempted evisceration of the US Postal Service. He cools down to present multiple lessons for the compliance professional.
18 min
231
Wells WAC-O Spending
n this episode Matt Kelly and Tom Fox consider the $20+ billion spend by Wells Fargo since the initial announcement of its fraudulent accounts scandal back in 2016. WAC-O
25 min
232
Vindman and Whistleblowers
In this episode Matt Kelly and Tom Fox take a look at an Op-Ed piece penned by Alexander Vindman in the Washington Post where detailed his experiences as a whistleblower in the Trump White House.
18 min
233
Compliance Conference Economics 101
What are the economics of compliance conferences? How has Covid-19 changed those numbers? What are the new realities going forward? Find out in Compliance Conference Economics 101.
15 min
234
CPA In America-the ComEd Bribery Action
n this episode Matt Kelly and Tom Fox take a look the recent domestic bribery and corruption enforcement action involving ComEd.
18 min
235
Deutsche Bank Fined Over Epstein Accounts
In this episode Matt Kelly and Tom Fox take a look the recent enforcement action by New York banking regulators against Deutsche Bank, which resulted in a $150 million penalty for its business dealings with Jeffrey Epstein.
20 min
236
FCPA Resource Guide, 2nd edition
In this episode Matt Kelly and Tom Fox take a look the recently released FCPA Resource Guide, 2nd edition; released jointly last week by the Department of Justice and Securities and Exchange Commission.
20 min
237
Novartis FCPA Enforcement Action
In this episode of Compliance into the Weeds, Matt Kelly and Tom Fox take a look the recently announced Novartis FCPA enforcement action.
28 min
238
Supreme Court Upholds Profit Disgorgement
In this episode Matt Kelly and Tom Fox take a look this week’s United States Supreme Court decision in Liu v. SEC.
22 min
239
Emergency Weekend Podcast-Barr Tries to Oust Be...
In this special emergency weekend episode, Matt Kelly and Tom Fox take a deep dive into the attempt by AG William Barr to fire the US Attorney for the Southern District of New York
26 min
240
Wynn Monitor Report-3rd Parties
In this episode Matt Kelly and Tom Fox take another deep dive into the Wynn Monitor report, today focusing on the issues around third parties
19 min
241
Ham-fisted Leadership
In this episode Matt Kelly and Tom Fox take a look at two examples of ham-fisted leadership; one by Facebook CEO Mark Zuckerberg and the second by NFL Commissioner Roger Goodell.
23 min
242
Compliance and Leadership Lessons from the Floy...
What are the leadership compliance lessons from the George Floyd tragedy? Matt Kelly and Tom Fox take a deep dive into the weeds to explore on this week's episode.
23 min
243
Demonstrating Corporate Values in the Time of E...
In this podcast Matt Kelly and Tom Fox take a deep dive into how business leaders can demonstrate values during times of difficulty, specifically when the CEO of Airbnb was required to layoff nearly 25% of the company’s workforce.
23 min
244
Covid-19 Attestation in Massachusetts
In this episode, Matt Kelly and Tom Fox take a deep dive into the attestation required by the Commonwealth of Massachusetts for businesses eligible to reopen in response to Covid-19.
23 min
245
The Compliance Job Market, Frozen Not Wrecked
What does the compliance job and hiring market look like about now? Will it change in 2020? Find out on this episode of Compliance into the Weeds.
21 min
246
Rough Waters Ahead for Cruise Line CCOs
The CDC wants cruise lines CEOs, CCOs and CFOs to certify adherence to CDC requirements before their crews can disembark. What possibly could go wrong?
16 min
247
Compliance Lessons from Smithfield Foods
In this podcast Matt Kelly and Tom Fox take a deep dive into the recently released CDC Inspection Report for the Smithfield Foods’ South Dakota meat packing facility.
17 min
248
Happy Hour FCPA Enforcement Action Involving ENI
The ENI Foreign Corrupt Practices Act enforcement action presents several lessons learned for the compliance professional.
20 min
249
Hotline Benchmark Report
In this episode of Compliance int the Weeds, Matt Kelly and Tom Fox take a look at a new hotline benchmarking study.
17 min
250
Covidiocy
What is covidiocy and how does it relate to compliance and corporate governance. Find out in this episode of Compliance into the Weeds.
15 min