Compliance into the Weeds
What happens when two compliance aficionados get together to talk all things compliance, risk management and ERM? You get Tom Fox, the Voice of Compliance and Matt Kelly, the Coolest Guy in Compliance, going into the weeds of a topic each week. Each week, you can take a deep dive with two of the top writers, thinkers and prognosticators in compliance.
1
Duty Owed vs. Material Nonpublic Information: P...
The prediction markets and compliance.
23 min
2
AI-Driven SOC Audits and the Growing Trust Gap
Wither SOC II audits?
22 min
3
Balt and TradeStation: Lessons for the Complian...
Tom and Matt look at the Balt declination and TradeStation enforcement action.
26 min
4
McKinsey’s Lilli AI Hack: What It Signals for A...
Tom and Matt look at the McKinsey AI hack.
18 min
5
Carrots and Sticks in Washington: Antitrust Whi...
How the DOJ and Democratic Senators are upping the game for self-disclosure.
18 min
6
SDNY’s New Declination Policy: Crime Categories...
Tom and Matt look at the new SDNY policy on declinations.
21 min
7
FCPA Trial Rarity: Charles Hobson Convicted
Tom and Matt review the Hobson FCPA trial conviction.
23 min
8
Truth Stranger the Fiction: Binance, Iran, Cryp...
Tom and Matt look at Binance.
19 min
9
NPAs, Escalation and Ethics in Competing
Today, we consider self-disclosure, NPAs, terminated compliance officers, and Lindsey Vonn.
26 min
10
The Reality of AI Adoption in Corporate Compliance
Tom and Matt differ on AI adoption.
26 min
11
The Essence of Leadership and Why Donald Trump ...
The crisis in Minnesota and leadership.
25 min
12
Addressing Retaliation Against Compliance Offic...
A look at how to prevent retaliation against CCOs.
22 min
13
The Department of Retribution
What does the new DOJ AAG reporting to the White House mean for businesses.
20 min
14
Matt’s Key Compliance Issues and Trends to Watc...
Matt and Tom return to look into 2026.
31 min
15
Special Holiday Episode: MGI’s Compliance Trium...
Tom and Matt close the year with a declination.
20 min
16
The DOJ's Inconsistent Stance on White Collar C...
Mixed and muddled messages from the DOJ on enforcement.
21 min
17
Live from the Floor of ACI
Tom and Matt from ACI-FCPA and the Global Anti-Corruption Conference.
19 min
18
Understanding SFO Guidance and Compliance Progr...
A look a the new SFO Guidance on compliance programs.
18 min
19
Uncovering FCPA Violations: Millicom's Complex ...
The Millicom Cellular FCPA Enforcement Action
22 min
20
The Atlanta Hawks Scandal: Lessons in Financial...
How the basics guard against fraud abuse.
24 min
21
Incentives in Compliance: Structuring Effective...
How to create monetary incentives for compliance.
23 min
22
The NBA Betting Scandal - Lessons for the Compl...
Tom and Matt mine the NBA betting scandal.
30 min
23
The End of Self-Disclosure? The Criminal Indict...
A new calculus for self-disclosure?
22 min
24
Navigating Effective Human Oversight for ADS/AD...
The regulatory requirement for the human in the loop.
24 min
25
Chatbots and Interplay of Multiple Compliance S...
Are chatbots a problem for compliance?
19 min