Compliance into the Weeds
What happens when two compliance aficionados get together to talk all things compliance, risk management and ERM? You get Tom Fox, the Voice of Compliance and Matt Kelly, the Coolest Guy in Compliance, going into the weeds of a topic each week. Each week, you can take a deep dive with two of the top writers, thinkers and prognosticators in compliance.
1
Navigating DOJ’s Boeing Dilemma Under DPA Viola...
Tom and Matt explore the DOJ conundrum over Boeing.
28 min
2
AI Accountability and Explainability
Tom and Matt take a deep dive into AI accountability and explainability.
24 min
3
Analyzing The Trump Conviction: Compliance Less...
24 min
4
Of Fat Fingers, Internal Controls and Compliance
In this episode Tom and Matt delve deep into Citigroup's $126 million trading error, resulting from poor internal controls.
27 min
5
Sustainability and Managing 3rd Party Risk
Tom and Matt take a deep dive into third party risk management issues.
29 min
6
Scathing Report on Culture at The FDIC
Tom and Matt look at the report on the FDIC and its toxic culture.
25 min
7
The WACKO Enforcement Action Involving BF Borgers
Tom and Matt look at the SEC enforcement action involving BF Borgers.
22 min
8
What Are Boards Doing About AI (Hint: Not Much)
Tom and Matt look into corporate reports on their Boards’ oversight of AI.
22 min
9
Digital Transformation in Sports Betting: Preve...
Tom and Matt look at compliance lessons from the Jontay Porter betting scandal.
19 min
10
Do We Need More Centralized Compliance?
Tom and Matt consider if we need more centralized compliance?
20 min
11
The Complexity of Risk Assessments
Tom and Matt take a fresh look at risk assessments.
28 min
12
Trafigura FCPA Enforcement Action
Tom and Matt take a deep dive into the Trafigura FCPA Enforcement Action.
24 min
13
AI Washing and Compliance
Tom and Matt look at AI washing and what it means for compliance.
24 min
14
SEC Climate Change Reporting and a Unified Risk...
Matt and Tom consider a Unified Risk Management Process.
20 min
15
Monaco on DOJ Whistleblower Initiative and AI
26 min
16
The Gunvor FCPA Enforcement Action
Tom and Matt consider the Gunvor FCPA Enforcement Action.
24 min
17
The ACFE 2024 Anti-Fraud Technology Benchmarkin...
Tom and Matt go into the weeds into The ACFE 2024 Anti-Fraud Technology Benchmarking Report.
25 min
18
Compliance and Internal Controls in the Trump O...
Tom and Matt look at Compliance and Internal Controls in the Trump Organization.
20 min
19
Down The Rabbit Hole on SEC Enforcement Waivers
Why is the SEC granting enforcement waivers for messaging apps violations?
19 min
20
To Monitor or Not to Monitor: What is even the ...
Tom and Matt look at seemingly different enforcement results re: monitorships.
20 min
21
Oscar Season and Internal Controls
Tom and Matt take a dive into Oscar season and internal controls.
16 min
22
Pre-Taliation is Illegal as to All
Tom and Matt take up a game changing pre-taliation case.
17 min
23
The SAP Foreign Corrupt Practices Act Enforceme...
Tom and Matt take a deep dive into the The SAP Foreign Corrupt Practices Act Enforcement Action.
26 min
24
FTC and Rite-Aid: Compliance Issues with AI Fac...
Tom and Matt look at AI facial recognition from the compliance perspective.
21 min
25
Key Compliance Issues for 2024
Tom and Matt consider some key compliance issues for 2024.
35 min