Compliance into the Weeds
What happens when two compliance aficionados get together to talk all things compliance, risk management and ERM? You get Tom Fox, the Voice of Compliance and Matt Kelly, the Coolest Guy in Compliance, going into the weeds of a topic each week. Each week, you can take a deep dive with two of the top writers, thinkers and prognosticators in compliance.
1
Checking in on Codes of Conduct
What is the state of your Code of Conduct?
20 min
2
Fracht - The Bonkers Sanctions Case
Why day and time are key compliance red flags.
23 min
3
Examining the Impact of Reducing Middle Managem...
How will the culling of middle managers impact compliance?
22 min
4
Unpacking the University of Michigan Football S...
Tom and Matt take on the UM football cheating scandal.
26 min
5
The Dark Side of AI in Employee Training
Will AI invalidate compliance training effectiveness?
26 min
6
Two Cyber Security Cases for the Compliance Pro...
A look at 3 cyber security enforcement actions.
26 min
7
A Deep Dive into Cadence Design Systems' Export...
A deep dive into the Cadence enforcement action.
22 min
8
Sanctions Compliance Failures: Lessons from Har...
Lessons from recent OFAC enforcement actions.
25 min
9
Agentic Misalignment and AI Ethics: Analyzing A...
What happens when you AI agent blackmails your CFO for funding?
27 min
10
Boeing’s New Safety Initiatives and Compliance ...
21 min
11
The COSO Governance Framework
Tom Fox and Matt Kelly unpack the COSO Corporate Governance Framework.
24 min
12
Changes in FCPA Enforcement
What do changes in FCPA mean for you?
22 min
13
Autonomous AI Whistleblowing Misconduct
What happens when AI blows the whistle?
25 min
14
Boeing, a NPA and the End of Monitors
Does the Boeing NPA portend the end of monitors?
24 min
15
Of Wal-Mart, Tariffs and Stakeholder Capitalism
Will a tweet lead to more stakeholder capitalism?
20 min
16
Leaving on a (Qatari) Jet Plane
Matt and Tom look at the current corruption issues swirling around the President.
26 min
17
USRA Declination Case Study: Self-Disclosure Be...
Tom Fox and Matt Kelly explore the recent declination given by the DOJ to the USRA.
17 min
18
Settlement of OCC Charges for Wells Fargo Inter...
Tom Fox and Matt Kelly deeply dive into the OCC's settlement with former Wells Fargo audit executives for their oversight failures during the fake accounts scandal.
19 min
19
The Uncertain Future of Compliance Monitors und...
Tom Fox and Matt Kelly explore the future role of compliance monitors in the corporate world under the Trump administration.
20 min
20
Unsexy Keys to Data Analytics for Compliance P...
Tom Fox and Matt Kelly explore critical yet often overlooked aspects of data analytics.
21 min
21
The Role of Compliance Going Forward
Tom Fox and Matt Kelly explore the future of corporate compliance amid the suspension of FCPA investigation and enforcement by the presidential executive order.
21 min
22
Global Anti-Corruption Leadership
Matt, Tom, and Mary reflect on the global response to anti-corruption measures following Trump's executive order.
29 min
23
A Deep Dive into Employee Leaks and Corporate C...
Tom and Matt discuss the issue of employee leaks of confidential information, based on insights from a recent SCCE Europe event.
22 min
24
More Compliance Challenges in the Trump Era
Tom Fox and Matt Kelly discuss additional compliance issues brought up by the current administration in this episode.
30 min
25
Compliance – Who Are We?
Tom and Matt explore the question of 'Who Are We?' as a compliance profession.
22 min