Compliance into the Weeds
What happens when two compliance aficionados get together to talk all things compliance, risk management and ERM? You get Tom Fox, the Voice of Compliance and Matt Kelly, the Coolest Guy in Compliance, going into the weeds of a topic each week. Each week, you can take a deep dive with two of the top writers, thinkers and prognosticators in compliance.
1
DOJ Under Trump: FCPA Enforcement and Compliance
Tom and Matt look at the DOJ, FCPA enforcement, and compliance.
28 min
2
Understanding the Telefónica Venezolana FCPA En...
Tom and Matt look at the Telefónica Venezolana FCPA Enforcement Action.
26 min
3
Risk-Based Compliance Lessons from a Young Entr...
Tom and Matt draw compliance lessons from the story of Danny Doherty.
19 min
4
Leadership Lessons from The Washington Post’s N...
Tom and Matt look at Jeff Bezos block of WaPo Presidential endorsement.
26 min
5
Unveiling RTX's Costly Compliance Failures and ...
Tom and Matt look at RTX.
24 min
6
Adventures in Squeezing Out Compliance - TD Ban...
Tom and Matt review the TD Bank enforcement action.
24 min
7
Exploring Compliance Data Access and Testing Ch...
Tom and Matt look at a bench marking study on compliance testing.
24 min
8
The 2024 ECCP on Data Access
Tom and Matt take a deep dive into the 2024 ECCP on Data Access.
24 min
9
Argentieri Speech and Updated ECCP – The Firs...
Tom and Matt review the Nicole Argentieri Speech at SCCE.
26 min
10
Everything Old is New Again - The John Deere FC...
Tom and Matt look at the John Deere FCPA Enforcement Action
21 min
11
Pre-taliation Illegality - from Employment Con...
Pre - taliation Illegality - from Employment Contracts to All Contracts
22 min
12
The BCG Declination – Key Insights for Compliance
Tom and Matt take a dive into the BCG Declination.
24 min
13
Does a CCO Need to be a Lawyer?
Matt and Tom explore an age old question ' Does a CCO Need to be a Lawyer?'
23 min
14
Toxic Workplace Culture at Bank of America
Tom and Matt review the latest BoA culture scandal.
29 min
15
Securing Compliance: How CCO’s Can Combat Inter...
Tom and Matt look at how corporations will sabotage CCOs.
25 min
16
The DOJ Whistleblower Incentive Program
Tom and Matt take a deep dive into the DOJ Whistleblower Incentive Program.
23 min
17
The Boeing Plea Agreement – Questions, Question...
Tom and Matt explore the Boeing Plea Agreement.
20 min
18
Major Cybersecurity Incidents and Regulatory Ch...
Solar Winds and CrowdStrike
22 min
19
The Convergence of Cybersecurity and Internal C...
Tom and Matt review the RR Donnelly SEC enforcement action.
23 min
20
The Supreme Court and Compliance
Tom and Matt look at 3 term-ending Supreme Court decisions from the compliance angle.
27 min
21
Navigating DOJ’s Boeing Dilemma Under DPA Viola...
Tom and Matt explore the DOJ conundrum over Boeing.
28 min
22
AI Accountability and Explainability
Tom and Matt take a deep dive into AI accountability and explainability.
24 min
23
Analyzing The Trump Conviction: Compliance Less...
24 min
24
Of Fat Fingers, Internal Controls and Compliance
In this episode Tom and Matt delve deep into Citigroup's $126 million trading error, resulting from poor internal controls.
27 min
25
Sustainability and Managing 3rd Party Risk
Tom and Matt take a deep dive into third party risk management issues.
29 min