Compliance into the Weeds
What happens when two compliance aficionados get together to talk all things compliance, risk management and ERM? You get Tom Fox, the Voice of Compliance and Matt Kelly, the Coolest Guy in Compliance, going into the weeds of a topic each week. Each week, you can take a deep dive with two of the top writers, thinkers and prognosticators in compliance.
1
The Slaughter Ruling, Regulatory Volatility and...
What does a Supreme Court decision mean for compliance?
27 min
2
Survey Finds Widespread Retaliation Against Com...
Retaliation against CCOs.
25 min
3
Bosch and the Foreign Direct Product Rule: Less...
Matt and Tom take deep dive into the Bosch BIS and NSD Declination.
26 min
4
OFAC’s Warning Shot: FTI Consulting Fined for I...
Matt and Tom review the OFAC enforcement action involving FTI.
19 min
5
Why the Compliance Job Market Feels Frozen
Tom and Matt consider the hiring market in compliance.
22 min
6
An SEC Rollback and a Tribute to Barney Frank
SEC rollback and tribute to Barney Frank.
22 min
7
The DOJ Trainwreck and the Rising Risk Calculus...
What does the DOJ train wreck mean for compliance?
25 min
8
Ohio State and Improper Requests by a President
Ohio State, COIs and Investigations
22 min
9
Navigating DOJ's Evolving Self-Disclosure Strat...
Tom and Matt consider a recent piece by Hui Chen on assessing self-disclosure.
22 min
10
Banking Regulators Cut Model Risk Guidance: Imp...
What does the FED and OCC say about Risk Management in 2026?
22 min
11
Surveying Retaliation Against Compliance Officers
The Radical Compliance survey on retaliation against CCOs.
16 min
12
Duty Owed vs. Material Nonpublic Information: P...
The prediction markets and compliance.
23 min
13
AI-Driven SOC Audits and the Growing Trust Gap
Wither SOC II audits?
22 min
14
Balt and TradeStation: Lessons for the Complian...
Tom and Matt look at the Balt declination and TradeStation enforcement action.
26 min
15
McKinsey’s Lilli AI Hack: What It Signals for A...
Tom and Matt look at the McKinsey AI hack.
18 min
16
Carrots and Sticks in Washington: Antitrust Whi...
How the DOJ and Democratic Senators are upping the game for self-disclosure.
18 min
17
SDNY’s New Declination Policy: Crime Categories...
Tom and Matt look at the new SDNY policy on declinations.
21 min
18
FCPA Trial Rarity: Charles Hobson Convicted
Tom and Matt review the Hobson FCPA trial conviction.
23 min
19
Truth Stranger the Fiction: Binance, Iran, Cryp...
Tom and Matt look at Binance.
19 min
20
NPAs, Escalation and Ethics in Competing
Today, we consider self-disclosure, NPAs, terminated compliance officers, and Lindsey Vonn.
26 min
21
The Reality of AI Adoption in Corporate Compliance
Tom and Matt differ on AI adoption.
26 min
22
The Essence of Leadership and Why Donald Trump ...
The crisis in Minnesota and leadership.
25 min
23
Addressing Retaliation Against Compliance Offic...
A look at how to prevent retaliation against CCOs.
22 min
24
The Department of Retribution
What does the new DOJ AAG reporting to the White House mean for businesses.
20 min
25
Matt’s Key Compliance Issues and Trends to Watc...
Matt and Tom return to look into 2026.
31 min