Compliance into the Weeds
What happens when two compliance aficionados get together to talk all things compliance, risk management and ERM? You get Tom Fox, the Voice of Compliance and Matt Kelly, the Coolest Guy in Compliance, going into the weeds of a topic each week. Each week, you can take a deep dive with two of the top writers, thinkers and prognosticators in compliance.
1
Governing Agentic AI: DFS Cyber Risk Assessment...
Matt and Tom look at AI and compliance issues.
26 min
2
Clippers Salary-Cap Circumvention: Sham Endors...
Tom and Matt unpack the LA Clippers scandal through a compliance lens.
33 min
3
Broken Execution in Day-to-Day Compliance Opera...
What can BAE teach all compliance professionals?
21 min
4
AI for Compliance: Lessons from Teaching Cohorts
What did Matt learn from teaching AI?
23 min
5
Compliance Implications of DOJ’s New Fraud Divi...
The new Fraud Division and what it means for compliance.
23 min
6
Ted Lasso, Culture and Compliance
Compliance and Ted Lasso
27 min
7
FinCEN’s $125MM UBS AML Order: A Culture and Re...
Matt and Tom look at the UBS fine and penalty.
25 min
8
Scoular Company FCPA Settlement: Cartel Links, ...
What does the Scoular FCPA enforcement action mean for compliance?
25 min
9
The Slaughter Ruling, Regulatory Volatility and...
What does a Supreme Court decision mean for compliance?
27 min
10
Survey Finds Widespread Retaliation Against Com...
Retaliation against CCOs.
25 min
11
Bosch and the Foreign Direct Product Rule: Less...
Matt and Tom take deep dive into the Bosch BIS and NSD Declination.
26 min
12
OFAC’s Warning Shot: FTI Consulting Fined for I...
Matt and Tom review the OFAC enforcement action involving FTI.
19 min
13
Why the Compliance Job Market Feels Frozen
Tom and Matt consider the hiring market in compliance.
22 min
14
An SEC Rollback and a Tribute to Barney Frank
SEC rollback and tribute to Barney Frank.
22 min
15
The DOJ Trainwreck and the Rising Risk Calculus...
What does the DOJ train wreck mean for compliance?
25 min
16
Ohio State and Improper Requests by a President
Ohio State, COIs and Investigations
22 min
17
Navigating DOJ's Evolving Self-Disclosure Strat...
Tom and Matt consider a recent piece by Hui Chen on assessing self-disclosure.
22 min
18
Banking Regulators Cut Model Risk Guidance: Imp...
What does the FED and OCC say about Risk Management in 2026?
22 min
19
Surveying Retaliation Against Compliance Officers
The Radical Compliance survey on retaliation against CCOs.
16 min
20
Duty Owed vs. Material Nonpublic Information: P...
The prediction markets and compliance.
23 min
21
AI-Driven SOC Audits and the Growing Trust Gap
Wither SOC II audits?
22 min
22
Balt and TradeStation: Lessons for the Complian...
Tom and Matt look at the Balt declination and TradeStation enforcement action.
26 min
23
McKinsey’s Lilli AI Hack: What It Signals for A...
Tom and Matt look at the McKinsey AI hack.
18 min
24
Carrots and Sticks in Washington: Antitrust Whi...
How the DOJ and Democratic Senators are upping the game for self-disclosure.
18 min
25
SDNY’s New Declination Policy: Crime Categories...
Tom and Matt look at the new SDNY policy on declinations.
21 min