Compliance into the Weeds
What happens when two compliance aficionados get together to talk all things compliance, risk management and ERM? You get Tom Fox, the Voice of Compliance and Matt Kelly, the Coolest Guy in Compliance, going into the weeds of a topic each week. Each week, you can take a deep dive with two of the top writers, thinkers and prognosticators in compliance.
1
Chatbots and Interplay of Multiple Compliance S...
Are chatbots a problem for compliance?
19 min
2
Amplified Risks: Navigating Corporate Challenge...
Tom Fox and Matt Kelly analyze the bot attack on Cracker Barrel amid its unsuccessful attempt to change its name.
22 min
3
Navigating H-1B Visa Reforms & Corporate Compli...
A new H1B Visa program. What does it mean for compliance?
19 min
4
SCCE Compliance and Ethics Institute Report
Matt reports on his assessment of SCCE's CEI.
16 min
5
Checking in on Codes of Conduct
What is the state of your Code of Conduct?
20 min
6
Fracht - The Bonkers Sanctions Case
Why day and time are key compliance red flags.
23 min
7
Examining the Impact of Reducing Middle Managem...
How will the culling of middle managers impact compliance?
22 min
8
Unpacking the University of Michigan Football S...
Tom and Matt take on the UM football cheating scandal.
26 min
9
The Dark Side of AI in Employee Training
Will AI invalidate compliance training effectiveness?
26 min
10
Two Cyber Security Cases for the Compliance Pro...
A look at 3 cyber security enforcement actions.
26 min
11
A Deep Dive into Cadence Design Systems' Export...
A deep dive into the Cadence enforcement action.
22 min
12
Sanctions Compliance Failures: Lessons from Har...
Lessons from recent OFAC enforcement actions.
25 min
13
Agentic Misalignment and AI Ethics: Analyzing A...
What happens when you AI agent blackmails your CFO for funding?
27 min
14
Boeing’s New Safety Initiatives and Compliance ...
21 min
15
The COSO Governance Framework
Tom Fox and Matt Kelly unpack the COSO Corporate Governance Framework.
24 min
16
Changes in FCPA Enforcement
What do changes in FCPA mean for you?
22 min
17
Autonomous AI Whistleblowing Misconduct
What happens when AI blows the whistle?
25 min
18
Boeing, a NPA and the End of Monitors
Does the Boeing NPA portend the end of monitors?
24 min
19
Of Wal-Mart, Tariffs and Stakeholder Capitalism
Will a tweet lead to more stakeholder capitalism?
20 min
20
Leaving on a (Qatari) Jet Plane
Matt and Tom look at the current corruption issues swirling around the President.
26 min
21
USRA Declination Case Study: Self-Disclosure Be...
Tom Fox and Matt Kelly explore the recent declination given by the DOJ to the USRA.
17 min
22
Settlement of OCC Charges for Wells Fargo Inter...
Tom Fox and Matt Kelly deeply dive into the OCC's settlement with former Wells Fargo audit executives for their oversight failures during the fake accounts scandal.
19 min
23
The Uncertain Future of Compliance Monitors und...
Tom Fox and Matt Kelly explore the future role of compliance monitors in the corporate world under the Trump administration.
20 min
24
Unsexy Keys to Data Analytics for Compliance P...
Tom Fox and Matt Kelly explore critical yet often overlooked aspects of data analytics.
21 min
25
The Role of Compliance Going Forward
Tom Fox and Matt Kelly explore the future of corporate compliance amid the suspension of FCPA investigation and enforcement by the presidential executive order.
21 min