Compliance into the Weeds
What happens when two compliance aficionados get together to talk all things compliance, risk management and ERM? You get Tom Fox, the Voice of Compliance and Matt Kelly, the Coolest Guy in Compliance, going into the weeds of a topic each week. Each week, you can take a deep dive with two of the top writers, thinkers and prognosticators in compliance.
1
Mapping and Managing AI Agents’ Compliance Risk
What are the risks of AI agents around data privacy?
23 min
2
Emergency Podcast on Election Results
Emergency Podcast on the election results and what they mean for compliance.
27 min
3
Extreme Networks: The “Imminent Threat” Limit o...
What does a 'near miss' in self-disclosure mean?
23 min
4
Anthropic’s Board Structure - What Does it Mean...
Matt and Tom look at the Anthropic IPO filing from the compliance angle.
20 min
5
Bank of America’s $1.2B AML Breakdown: Too Big ...
Tom and Matt look at the BOA AML fine.
27 min
6
Amex AML Enforcement: Credit Card Risk, SAR Fai...
Matt and Tom tackle the AMEX OCC & FED settlement.
20 min
7
New Fraud Section Guidelines
Matt and Tom look at new Fraud Division enforcement priorities.
23 min
8
Southern Glazer’s NPA: How Remediation and ECCP...
The NPA roadmap for compliance program upgrades.
20 min
9
Whistleblower Resolution Delays Is Justice Denied
What does a GAO report on the DHS whistleblower program tell compliance officers?
19 min
10
Governing Agentic AI: DFS Cyber Risk Assessment...
Matt and Tom look at AI and compliance issues.
26 min
11
Clippers Salary-Cap Circumvention: Sham Endors...
Tom and Matt unpack the LA Clippers scandal through a compliance lens.
33 min
12
Broken Execution in Day-to-Day Compliance Opera...
What can BAE teach all compliance professionals?
21 min
13
AI for Compliance: Lessons from Teaching Cohorts
What did Matt learn from teaching AI?
23 min
14
Compliance Implications of DOJ’s New Fraud Divi...
The new Fraud Division and what it means for compliance.
23 min
15
Ted Lasso, Culture and Compliance
Compliance and Ted Lasso
27 min
16
FinCEN’s $125MM UBS AML Order: A Culture and Re...
Matt and Tom look at the UBS fine and penalty.
25 min
17
Scoular Company FCPA Settlement: Cartel Links, ...
What does the Scoular FCPA enforcement action mean for compliance?
25 min
18
The Slaughter Ruling, Regulatory Volatility and...
What does a Supreme Court decision mean for compliance?
27 min
19
Survey Finds Widespread Retaliation Against Com...
Retaliation against CCOs.
25 min
20
Bosch and the Foreign Direct Product Rule: Less...
Matt and Tom take deep dive into the Bosch BIS and NSD Declination.
26 min
21
OFAC’s Warning Shot: FTI Consulting Fined for I...
Matt and Tom review the OFAC enforcement action involving FTI.
19 min
22
Why the Compliance Job Market Feels Frozen
Tom and Matt consider the hiring market in compliance.
22 min
23
An SEC Rollback and a Tribute to Barney Frank
SEC rollback and tribute to Barney Frank.
22 min
24
The DOJ Trainwreck and the Rising Risk Calculus...
What does the DOJ train wreck mean for compliance?
25 min
25
Ohio State and Improper Requests by a President
Ohio State, COIs and Investigations
22 min