Compliance into the Weeds
What happens when two compliance aficionados get together to talk all things compliance, risk management and ERM? You get Tom Fox, the Voice of Compliance and Matt Kelly, the Coolest Guy in Compliance, going into the weeds of a topic each week. Each week, you can take a deep dive with two of the top writers, thinkers and prognosticators in compliance.
1
Why the Compliance Job Market Feels Frozen
Tom and Matt consider the hiring market in compliance.
22 min
2
An SEC Rollback and a Tribute to Barney Frank
SEC rollback and tribute to Barney Frank.
22 min
3
The DOJ Trainwreck and the Rising Risk Calculus...
What does the DOJ train wreck mean for compliance?
25 min
4
Ohio State and Improper Requests by a President
Ohio State, COIs and Investigations
22 min
5
Navigating DOJ's Evolving Self-Disclosure Strat...
Tom and Matt consider a recent piece by Hui Chen on assessing self-disclosure.
22 min
6
Banking Regulators Cut Model Risk Guidance: Imp...
What does the FED and OCC say about Risk Management in 2026?
22 min
7
Surveying Retaliation Against Compliance Officers
The Radical Compliance survey on retaliation against CCOs.
16 min
8
Duty Owed vs. Material Nonpublic Information: P...
The prediction markets and compliance.
23 min
9
AI-Driven SOC Audits and the Growing Trust Gap
Wither SOC II audits?
22 min
10
Balt and TradeStation: Lessons for the Complian...
Tom and Matt look at the Balt declination and TradeStation enforcement action.
26 min
11
McKinsey’s Lilli AI Hack: What It Signals for A...
Tom and Matt look at the McKinsey AI hack.
18 min
12
Carrots and Sticks in Washington: Antitrust Whi...
How the DOJ and Democratic Senators are upping the game for self-disclosure.
18 min
13
SDNY’s New Declination Policy: Crime Categories...
Tom and Matt look at the new SDNY policy on declinations.
21 min
14
FCPA Trial Rarity: Charles Hobson Convicted
Tom and Matt review the Hobson FCPA trial conviction.
23 min
15
Truth Stranger the Fiction: Binance, Iran, Cryp...
Tom and Matt look at Binance.
19 min
16
NPAs, Escalation and Ethics in Competing
Today, we consider self-disclosure, NPAs, terminated compliance officers, and Lindsey Vonn.
26 min
17
The Reality of AI Adoption in Corporate Compliance
Tom and Matt differ on AI adoption.
26 min
18
The Essence of Leadership and Why Donald Trump ...
The crisis in Minnesota and leadership.
25 min
19
Addressing Retaliation Against Compliance Offic...
A look at how to prevent retaliation against CCOs.
22 min
20
The Department of Retribution
What does the new DOJ AAG reporting to the White House mean for businesses.
20 min
21
Matt’s Key Compliance Issues and Trends to Watc...
Matt and Tom return to look into 2026.
31 min
22
Special Holiday Episode: MGI’s Compliance Trium...
Tom and Matt close the year with a declination.
20 min
23
The DOJ's Inconsistent Stance on White Collar C...
Mixed and muddled messages from the DOJ on enforcement.
21 min
24
Live from the Floor of ACI
Tom and Matt from ACI-FCPA and the Global Anti-Corruption Conference.
19 min
25
Understanding SFO Guidance and Compliance Progr...
A look a the new SFO Guidance on compliance programs.
18 min