Compliance into the Weeds

What happens when two compliance aficionados get together to talk all things compliance, risk management and ERM? You get Tom Fox, the Voice of Compliance and Matt Kelly, the Coolest Guy in Compliance, going into the weeds of a topic each week. Each week, you can take a deep dive with two of the top writers, thinkers and prognosticators in compliance. 

Business
Management
Business News
1
AI Washing and Compliance
Tom and Matt look at AI washing and what it means for compliance.
24 min
2
SEC Climate Change Reporting and a Unified Risk...
Matt and Tom consider a Unified Risk Management Process.
20 min
3
Monaco on DOJ Whistleblower Initiative and AI
26 min
4
The Gunvor FCPA Enforcement Action
Tom and Matt consider the Gunvor FCPA Enforcement Action.
24 min
5
The ACFE 2024 Anti-Fraud Technology Benchmarkin...
Tom and Matt go into the weeds into The ACFE 2024 Anti-Fraud Technology Benchmarking Report.
25 min
6
Compliance and Internal Controls in the Trump O...
Tom and Matt look at Compliance and Internal Controls in the Trump Organization.
20 min
7
Down The Rabbit Hole on SEC Enforcement Waivers
Why is the SEC granting enforcement waivers for messaging apps violations?
19 min
8
To Monitor or Not to Monitor: What is even the ...
Tom and Matt look at seemingly different enforcement results re: monitorships.
20 min
9
Oscar Season and Internal Controls
Tom and Matt take a dive into Oscar season and internal controls.
16 min
10
Pre-Taliation is Illegal as to All
Tom and Matt take up a game changing pre-taliation case.
17 min
11
The SAP Foreign Corrupt Practices Act Enforceme...
Tom and Matt take a deep dive into the The SAP Foreign Corrupt Practices Act Enforcement Action.
26 min
12
FTC and Rite-Aid: Compliance Issues with AI Fac...
Tom and Matt look at AI facial recognition from the compliance perspective.
21 min
13
Key Compliance Issues for 2024
Tom and Matt consider some key compliance issues for 2024.
35 min
14
Congress Fills a Gap - FEPA
Tom and Matt look at FEPA.
21 min
15
The Importance of Empathy and Moral Clarity in ...
The Importance of Empathy and Moral Clarity in Campus Anti-Discrimination
22 min
16
Data Analytics, BoA and DOJ Pronouncements
Tom and Matt take a deep dive into data analytics and the BoA CFPB action.
23 min
17
Binance Pays $4+ Billion for Criminal Acts
Tom and Matt take a deep dive into the Binance $4bn+ enforcement action.
22 min
18
OIG Says CCO Should be Independent
Tom and Matt look at the new OIG compliance program guidance.
18 min
19
Remediation During an Enforcement Action
Tom and Matt tackle the question of how to remediate during an enforcement action.
19 min
20
SEC Sues Solar Winds and CISO
Tom and Matt take a deep dive into the SEC suit against Solar Winds and Tim Brown for false disclosures.
27 min
21
Szabolcs Fekete and the Consequences of Ethical...
Today, Tom and Matt look at Szabolcs Fekete and the Consequences of Ethical Breaches.
21 min
22
A Deep Dive into Policies and Procedures
Tom and Matt take a deep dive into policies and procedures.
20 min
23
New M&A Safe Harbor
In this episode, Tom and Matt consider the recent speech by DAG Lisa Monaco, creating a Safe Harbor for M&A under the FCPA and beyond.
21 min
24
DE Shaw Enforcement Action for Pre-taliation
Tom and Matt take a look at the SEC enforcement action with DE Shaw for Pre-taliation.
16 min
25
3M OFAC Enforcement Action
Tom and Matt take on the 3M OFAC Enforcement Action.
20 min