Compliance into the Weeds
What happens when two compliance aficionados get together to talk all things compliance, risk management and ERM? You get Tom Fox, the Voice of Compliance and Matt Kelly, the Coolest Guy in Compliance, going into the weeds of a topic each week. Each week, you can take a deep dive with two of the top writers, thinkers and prognosticators in compliance.
1
The End of Self-Disclosure? The Criminal Indict...
A new calculus for self-disclosure?
22 min
2
Navigating Effective Human Oversight for ADS/AD...
The regulatory requirement for the human in the loop.
24 min
3
Chatbots and Interplay of Multiple Compliance S...
Are chatbots a problem for compliance?
19 min
4
Amplified Risks: Navigating Corporate Challenge...
Tom Fox and Matt Kelly analyze the bot attack on Cracker Barrel amid its unsuccessful attempt to change its name.
22 min
5
Navigating H-1B Visa Reforms & Corporate Compli...
A new H1B Visa program. What does it mean for compliance?
19 min
6
SCCE Compliance and Ethics Institute Report
Matt reports on his assessment of SCCE's CEI.
16 min
7
Checking in on Codes of Conduct
What is the state of your Code of Conduct?
20 min
8
Fracht - The Bonkers Sanctions Case
Why day and time are key compliance red flags.
23 min
9
Examining the Impact of Reducing Middle Managem...
How will the culling of middle managers impact compliance?
22 min
10
Unpacking the University of Michigan Football S...
Tom and Matt take on the UM football cheating scandal.
26 min
11
The Dark Side of AI in Employee Training
Will AI invalidate compliance training effectiveness?
26 min
12
Two Cyber Security Cases for the Compliance Pro...
A look at 3 cyber security enforcement actions.
26 min
13
A Deep Dive into Cadence Design Systems' Export...
A deep dive into the Cadence enforcement action.
22 min
14
Sanctions Compliance Failures: Lessons from Har...
Lessons from recent OFAC enforcement actions.
25 min
15
Agentic Misalignment and AI Ethics: Analyzing A...
What happens when you AI agent blackmails your CFO for funding?
27 min
16
Boeing’s New Safety Initiatives and Compliance ...
21 min
17
The COSO Governance Framework
Tom Fox and Matt Kelly unpack the COSO Corporate Governance Framework.
24 min
18
Changes in FCPA Enforcement
What do changes in FCPA mean for you?
22 min
19
Autonomous AI Whistleblowing Misconduct
What happens when AI blows the whistle?
25 min
20
Boeing, a NPA and the End of Monitors
Does the Boeing NPA portend the end of monitors?
24 min
21
Of Wal-Mart, Tariffs and Stakeholder Capitalism
Will a tweet lead to more stakeholder capitalism?
20 min
22
Leaving on a (Qatari) Jet Plane
Matt and Tom look at the current corruption issues swirling around the President.
26 min
23
USRA Declination Case Study: Self-Disclosure Be...
Tom Fox and Matt Kelly explore the recent declination given by the DOJ to the USRA.
17 min
24
Settlement of OCC Charges for Wells Fargo Inter...
Tom Fox and Matt Kelly deeply dive into the OCC's settlement with former Wells Fargo audit executives for their oversight failures during the fake accounts scandal.
19 min
25
The Uncertain Future of Compliance Monitors und...
Tom Fox and Matt Kelly explore the future role of compliance monitors in the corporate world under the Trump administration.
20 min