Compliance into the Weeds
What happens when two compliance aficionados get together to talk all things compliance, risk management and ERM? You get Tom Fox, the Voice of Compliance and Matt Kelly, the Coolest Guy in Compliance, going into the weeds of a topic each week. Each week, you can take a deep dive with two of the top writers, thinkers and prognosticators in compliance.
1
Special Holiday Episode: MGI’s Compliance Trium...
Tom and Matt close the year with a declination.
20 min
2
The DOJ's Inconsistent Stance on White Collar C...
Mixed and muddled messages from the DOJ on enforcement.
21 min
3
Live from the Floor of ACI
Tom and Matt from ACI-FCPA and the Global Anti-Corruption Conference.
19 min
4
Understanding SFO Guidance and Compliance Progr...
A look a the new SFO Guidance on compliance programs.
18 min
5
Uncovering FCPA Violations: Millicom's Complex ...
The Millicom Cellular FCPA Enforcement Action
22 min
6
The Atlanta Hawks Scandal: Lessons in Financial...
How the basics guard against fraud abuse.
24 min
7
Incentives in Compliance: Structuring Effective...
How to create monetary incentives for compliance.
23 min
8
The NBA Betting Scandal - Lessons for the Compl...
Tom and Matt mine the NBA betting scandal.
30 min
9
The End of Self-Disclosure? The Criminal Indict...
A new calculus for self-disclosure?
22 min
10
Navigating Effective Human Oversight for ADS/AD...
The regulatory requirement for the human in the loop.
24 min
11
Chatbots and Interplay of Multiple Compliance S...
Are chatbots a problem for compliance?
19 min
12
Amplified Risks: Navigating Corporate Challenge...
Tom Fox and Matt Kelly analyze the bot attack on Cracker Barrel amid its unsuccessful attempt to change its name.
22 min
13
Navigating H-1B Visa Reforms & Corporate Compli...
A new H1B Visa program. What does it mean for compliance?
19 min
14
SCCE Compliance and Ethics Institute Report
Matt reports on his assessment of SCCE's CEI.
16 min
15
Checking in on Codes of Conduct
What is the state of your Code of Conduct?
20 min
16
Fracht - The Bonkers Sanctions Case
Why day and time are key compliance red flags.
23 min
17
Examining the Impact of Reducing Middle Managem...
How will the culling of middle managers impact compliance?
22 min
18
Unpacking the University of Michigan Football S...
Tom and Matt take on the UM football cheating scandal.
26 min
19
The Dark Side of AI in Employee Training
Will AI invalidate compliance training effectiveness?
26 min
20
Two Cyber Security Cases for the Compliance Pro...
A look at 3 cyber security enforcement actions.
26 min
21
A Deep Dive into Cadence Design Systems' Export...
A deep dive into the Cadence enforcement action.
22 min
22
Sanctions Compliance Failures: Lessons from Har...
Lessons from recent OFAC enforcement actions.
25 min
23
Agentic Misalignment and AI Ethics: Analyzing A...
What happens when you AI agent blackmails your CFO for funding?
27 min
24
Boeing’s New Safety Initiatives and Compliance ...
21 min
25
The COSO Governance Framework
Tom Fox and Matt Kelly unpack the COSO Corporate Governance Framework.
24 min