Compliance into the Weeds

What happens when two compliance aficionados get together to talk all things compliance, risk management and ERM? You get Tom Fox, the Voice of Compliance and Matt Kelly, the Coolest Guy in Compliance, going into the weeds of a topic each week. Each week, you can take a deep dive with two of the top writers, thinkers and prognosticators in compliance. 

Business
Management
Business News
101
Some of My Best Friends Are Lawyers
In this podcast, Matt Kelly and I take a deep dive into the weeds to consider what additional education degrees a mid-career compliance professional would benefit from going forward.
21 min
102
Sharpies, Leadership and Compliance
How does the President’s recent imbroglio regarding Hurricane Dorian, Alabama and sharpies inform compliance? Find out on this episode of Compliance into the Weeds.
22 min
103
Juniper Networks FCPA Enforcement Action
In this episode, Matt Kelly and I go into the weeds to explore the recently released FCPA enforcement action by the SEC involving Juniper Networks.
28 min
104
Episode 137- Debating the Statement on the Purp...
In this episode of Compliance into the Weeds, Matt Kelly and I take a deep dive into Business Roundtable's recently released Statement on the Purpose of a Corporation. .
28 min
105
Compliance into the Weeds: Episode 136- Scoping...
Matt Kelly and I are back to dive into the weeds on another compliance topic. This week we consider the size of the compliance workforce in secondary markets.
23 min
106
Compliance into the Weeds: Episode 135-CEOs Mod...
In this episode, Matt Kelly and I explore the actions by Delta CEO in not going to a meeting at the White House because of previously scheduled vacation plans. Is this modeling of corporate values useful to improve employee morale?
29 min
107
Episode 134-Compliance Responses to El Paso and...
In this most somber episode, Matt Kelly and I go into the weeds to explore what are some of the compliance responses to the twin tragedies of El Paso and Dayton.
27 min
108
Compliance into the Weeds: Episode 133-Facebook...
In this episode of Compliance into the Weeds, Matt Kelly and I take a deep dive into Facebook's settlements with the SEC and FTC plus a preview of the DOJ antitrust investigation.
24 min
109
Compliance into the Weeds: Episode 132-Internal...
What is an Internal Control Palooza and what can you learn from it as a compliance professional?
26 min
110
Compliance into the Weeds: Episode 131-Complian...
How can your compliance training take wings of effectiveness? Matt Kelly and Tom Fox explore on this episode of Compliance into the Weeds.
22 min
111
Compliance into the Weeds: Episode 130- Corrosi...
In this episode of Compliance into the Weeds, Matt Kelly and I take a deep dive into the corrosive nature of subcultures.
20 min
112
Compliance into the Weeds: Episode 129-Open Sec...
IN this episode Matt Kelly and I use the experience of Tyler Schultz as a whistleblower at Theranos to explore the concept of open secrets in an organization.
20 min
113
Compliance into the Weeds: Bonus Episode-Reflec...
In tis episode, Matt Kelly and I are joined by MarketWatch's Francine McKenna to reflect upon the first week's news and fallout from the SEC enforcement Order involving KPMG.
43 min
114
Compliance into the Weeds: Episode 128- KPMG Sc...
In this episode, Matt Kelly and I take a deep dive into he SEC enforcement action against KPMG and the surrounding ethics scandal the firms finds itself embroiled in.
25 min
115
Compliance into the Weeds: Episode 127- Robotic...
In this episode Matt Kelly and I take a deep dive into the weeds on robotic process automation in a special on location recording.
20 min
116
Compliance into the Weeds: Episode 126-Complian...
In this episode, Matt Kelly and I take a deep dive into corporate complexity which caused or contributed to the Boeing 737 Max disaster.
21 min
117
Compliance into the Weeds: Episode 125-It’s Jus...
In this episode, Matt Kelly and I take a deep dive into remarks made by Claire Murray at a Compliance Week 2019 Keynote and ask, is the recently released DOJ Evaluation of Corporate Compliance Programs, 2019 Guidance just paper or is it real?
21 min
118
Compliance into the Weeds: Episode 124-Food Fight
In this episode, Matt Kelly and I channel our inner Bluto and Flounder to consider a recent imbroglio around food fight in a cafeteria led to some powerful compliance lessons.
19 min
119
Compliance into the Weeds: Episode 123-Whistleb...
In this episode, Matt and I take a deep dive into the House Financial Services bill, HR 2515, which amends the Dodd-Frank Act to clarify that whistleblowers who report misconduct to their employers and not to the SEC also have protections against retaliation under the law.
25 min
120
Compliance into the Weeds: Episode 121-The Role...
Compliance into the Weeds: Episode 121-The Role of the CRO in ERM
25 min
121
Compliance into the Weeds: Episode 120-On the E...
Compliance into the Weeds: Episode 120-On the Ethical Tarmac
25 min
122
Compliance into the Weeds: Episode 119-Rule Mak...
Compliance into the Weeds: Episode 119-Rule Making Power Grab
25 min
123
Compliance into the Weeds: Episode 118-Hotline ...
Compliance into the Weeds: Episode 118-Hotline Metrics
21 min
124
Compliance into the Weeds: Episode 117-Wells Fa...
Episode 117-Wells Fargo Update
21 min
125
Compliance into the Weeds: Episode 116-Brexit R...
Compliance into the Weeds: Episode 116-Brexit Risks
19 min
126
Compliance into the Weeds: Episode 115-Regulato...
Compliance into the Weeds: Episode 115-Regulatory Capture and Regulatory Approval at the FAA
26 min
127
Compliance into the Weeds: Episode 114-Lessons ...
Compliance into the Weeds: Episode 114-Lessons on Internal Control Overrides
20 min
128
Compliance into the Weeds: Episode 113-Corporat...
Compliance into the Weeds: Episode 113-Corporate Governance Nightmare
18 min
129
Compliance into the Weeds: Episode 112-Robert K...
Episode 112-Robert Kraft and Compliance
26 min
130
Compliance into the Weeds: Episode 111- What is...
Episode 111- What is supply chain risk?
22 min
131
Compliance into the Weeds: Episode 110- the Ral...
Compliance into the Weeds: Episode 110- the Ralph Northam edition
24 min
132
Compliance into the Weeds: Episode 109- Does th...
Episode 109- Does the NFL Even Care?
24 min
133
Compliance into the Weeds: Episode 108- Distrib...
Episode 108- Distributors and Compliance
22 min
134
Compliance into the Weeds: Episode 107- Managem...
Episode 107- Management Review Controls
28 min
135
Compliance into the Weeds: Episode 106- the Nin...
Episode 106- the Nine for 2019 Edition
31 min
136
Compliance into the Weeds: Episode 105- the Pol...
The Polycom FCPA Enforcement Action
26 min
137
Compliance into the Weeds: Episode 104- Culture...
Culture and Compliance Structure Failures at CBS
22 min
138
Compliance into the Weeds: Episode 103- Conspir...
Conspiracy or Coincidence?
27 min
139
Compliance into the Weeds: Episode 102- a Rumin...
28 min
140
Compliance into the Weeds: Episode 100- Michiga...
MSU Reorganizes Compliance
15 min
141
Compliance into the Weeds: Episode 101- the Van...
The Vantage Drilling FCPA Enforcement Action
16 min
142
Compliance into the Weeds: Episode 98
The Benczkowski Memo
23 min
143
Compliance into the Weeds: Episode 97
Elon Musk, Compliance and Controls
24 min
144
Compliance into the Weeds: Episode 96
Non-GAAP Reporting
14 min
145
Compliance into the Weeds: Episode 95
Kavanaugh and Compliance
23 min
146
Compliance into the Weeds: Episode 94
$54MM SEC Whistleblower Awards
16 min
147
Compliance into the Weeds: Quarterly Reporting ...
Quarterly Reporting Discussion
13 min
148
Compliance into the Weeds: Episode 90
Salesforce, the Trump Risk & Compliance
20 min
149
Compliance into the Weeds: Episode 88
Proposed SEC Changes to Whistleblower Program
22 min
150
Compliance into the Weeds: Episode 87
Trade, Trump and Compliance
24 min
151
Compliance into the Weeds: Episode 86
The ZTE Monitorship
22 min
152
Compliance into the Weeds-Episode 85
Professor Coffee on the Dearth of IPOs
23 min
153
Compliance into the Weeds-Episode 84
Two Factor Authentication & Compliance
20 min
154
Compliance into the Weeds-Episode 83
Roseanne and Compliance
24 min
155
Compliance into the Weeds-Episode 80
IPOs for Small and Mid-Cap Companies
22 min
156
Compliance into the Weeds-Episode 78
An episode about Weed
16 min
157
Compliance into the Weeds-Episode 77
Privilege and Arrogance at the EPA
19 min
158
Compliance into the Weeds-Episode 76
Facebook CISO and Ethical Behavior
18 min
159
Compliance into the Weeds-Episode 75
SEC Enforcement Action Against Holmes
21 min
160
Compliance into the Weeds-Episode 74
Continued Fallout from Somers
18 min
161
Compliance into the Weeds-Episode 73
Compliance Trouble in Dallas
23 min
162
Compliance into the Weeds-Episode 72
Implications from Digital Realty Trust v. Somers
21 min
163
Compliance into the Weeds-71
The Meta Episode
21 min
164
Compliance into the Weeds-Episode 70
AI in a Hotline App
16 min
165
Compliance into the Weeds-Episode 69
Steve Wynn, Corporate Governance and the Board of Directors
20 min
166
Compliance into the Weeds-Episode 68
On the Guillotine, Waiting for Godot and Candyland
20 min
167
Compliance into the Weeds-Episode 67
The KPMG Indictments
23 min
168
Compliance into the Weeds-Episode 66
The Salary Penalty for Misconduct
27 min
169
Compliance into the Weeds-Episode 65
The Trouble with Non-GAAP Metrics
20 min
170
Compliance into the Weeds-Episode 64
A look into 2018 issues
25 min
171
Compliance into the Weeds-Episode 60
Cardinal Health and Joint GC-CCO Role
20 min
172
Compliance into the Weeds-Episode 59
The Fate of the Evaluation
19 min
173
Compliance into the Weeds-Episode 58
The Weinstein Affair and Compliance
24 min
174
Compliance into the Weeds-Episode 56
The Fraud Triangle, Rationalizations and Compliance Programs
24 min
175
Compliance into the Weeds-Episode 55
The Telia FCPA Resolution
24 min
176
Compliance into the Weeds-Episode 54
Report from TEC 2017
20 min
177
Compliance into the Weeds-Episode 52
The Post Harvey Edition
18 min
178
Compliance into the Weeds-Episode 51
The PCAOB and Compliance
26 min
179
Compliance into the Weeds-Episode 50
Where’s the Upside?
24 min
180
Compliance into the Weeds-Episode 49
The Mattis Memo on Ethics
24 min
181
Compliance into the Weeds-Episode 48
Halliburton FCPA Enforcement Action
21 min
182
Compliance into the Weeds-Episode 47
Compliance Costs Under SOX and Dodd-Frank
24 min
183
Compliance into the Weeds-Episode 46
The Potted Plant Edition
20 min
184
Compliance into the Weeds-Episode 45
The Undeserved Privilege Edition
16 min
185
Compliance into the Weeds-Episode 44
Compliance and the Cannabis Industry
22 min
186
Compliance into the Weeds-Episode 43
The Linde Declination
27 min
187
Compliance into the Weeds-Episode 42
The Uber Governance Edition
20 min
188
Compliance into the Weeds-Episode 40
COSO ERM Framework Update
23 min
189
Compliance into the Weeds-Episode 39
Disclosure of Ransomware Attacks
19 min
190
Compliance into the Weeds-Episode 38
AI and Compliance
21 min
191
Compliance into the Weeds-Episode 37
House Financial Services Committee Financial Choice 2.0 Act
22 min
192
Compliance into the Weeds-Episode 36
Trevor McFadden on FCPA Enforcement
21 min
193
Compliance into the Weeds-Episode 35
PCAOB Report on Emerging Growth Companies
24 min
194
Compliance into the Weeds-Episode 34
Lessons from United's Policy Management
19 min
195
Compliance into the Weeds-Episode 33
Enhancing Culture
22 min
196
Compliance into the Weeds-Episode 32
A Dramatic 48 hours in the FCPA
29 min
197
Compliance into the Weeds-Episode 30
Expanded Fraud Section Website
17 min
198
Compliance into the Weeds-Episode 30
A Deep Dive into SOX 404(b)
21 min
199
Compliance into the Weeds-Episode 29
The New DOJ FCPA Evaluation Documentation
41 min
200
Compliance into the Weeds-Episode 27
Hubris and Data Breaches
17 min