Compliance into the Weeds
What happens when two compliance aficionados get together to talk all things compliance, risk management and ERM? You get Tom Fox, the Voice of Compliance and Matt Kelly, the Coolest Guy in Compliance, going into the weeds of a topic each week. Each week, you can take a deep dive with two of the top writers, thinkers and prognosticators in compliance.
26
Scathing Report on Culture at The FDIC
Tom and Matt look at the report on the FDIC and its toxic culture.
25 min
27
The WACKO Enforcement Action Involving BF Borgers
Tom and Matt look at the SEC enforcement action involving BF Borgers.
22 min
28
What Are Boards Doing About AI (Hint: Not Much)
Tom and Matt look into corporate reports on their Boards’ oversight of AI.
22 min
29
Digital Transformation in Sports Betting: Preve...
Tom and Matt look at compliance lessons from the Jontay Porter betting scandal.
19 min
30
Do We Need More Centralized Compliance?
Tom and Matt consider if we need more centralized compliance?
20 min
31
The Complexity of Risk Assessments
Tom and Matt take a fresh look at risk assessments.
28 min
32
Trafigura FCPA Enforcement Action
Tom and Matt take a deep dive into the Trafigura FCPA Enforcement Action.
24 min
33
AI Washing and Compliance
Tom and Matt look at AI washing and what it means for compliance.
24 min
34
SEC Climate Change Reporting and a Unified Risk...
Matt and Tom consider a Unified Risk Management Process.
20 min
35
Monaco on DOJ Whistleblower Initiative and AI
26 min
36
The Gunvor FCPA Enforcement Action
Tom and Matt consider the Gunvor FCPA Enforcement Action.
24 min
37
The ACFE 2024 Anti-Fraud Technology Benchmarkin...
Tom and Matt go into the weeds into The ACFE 2024 Anti-Fraud Technology Benchmarking Report.
25 min
38
Compliance and Internal Controls in the Trump O...
Tom and Matt look at Compliance and Internal Controls in the Trump Organization.
20 min
39
Down The Rabbit Hole on SEC Enforcement Waivers
Why is the SEC granting enforcement waivers for messaging apps violations?
19 min
40
To Monitor or Not to Monitor: What is even the ...
Tom and Matt look at seemingly different enforcement results re: monitorships.
20 min
41
Oscar Season and Internal Controls
Tom and Matt take a dive into Oscar season and internal controls.
16 min
42
Pre-Taliation is Illegal as to All
Tom and Matt take up a game changing pre-taliation case.
17 min
43
The SAP Foreign Corrupt Practices Act Enforceme...
Tom and Matt take a deep dive into the The SAP Foreign Corrupt Practices Act Enforcement Action.
26 min
44
FTC and Rite-Aid: Compliance Issues with AI Fac...
Tom and Matt look at AI facial recognition from the compliance perspective.
21 min
45
Key Compliance Issues for 2024
Tom and Matt consider some key compliance issues for 2024.
35 min
46
Congress Fills a Gap - FEPA
Tom and Matt look at FEPA.
21 min
47
The Importance of Empathy and Moral Clarity in ...
The Importance of Empathy and Moral Clarity in Campus Anti-Discrimination
22 min
48
Data Analytics, BoA and DOJ Pronouncements
Tom and Matt take a deep dive into data analytics and the BoA CFPB action.
23 min
49
Binance Pays $4+ Billion for Criminal Acts
Tom and Matt take a deep dive into the Binance $4bn+ enforcement action.
22 min
50
OIG Says CCO Should be Independent
Tom and Matt look at the new OIG compliance program guidance.
18 min