Compliance into the Weeds
What happens when two compliance aficionados get together to talk all things compliance, risk management and ERM? You get Tom Fox, the Voice of Compliance and Matt Kelly, the Coolest Guy in Compliance, going into the weeds of a topic each week. Each week, you can take a deep dive with two of the top writers, thinkers and prognosticators in compliance.
101
Do We Need More Centralized Compliance?
Tom and Matt consider if we need more centralized compliance?
20 min
102
The Complexity of Risk Assessments
Tom and Matt take a fresh look at risk assessments.
28 min
103
Trafigura FCPA Enforcement Action
Tom and Matt take a deep dive into the Trafigura FCPA Enforcement Action.
24 min
104
AI Washing and Compliance
Tom and Matt look at AI washing and what it means for compliance.
24 min
105
SEC Climate Change Reporting and a Unified Risk...
Matt and Tom consider a Unified Risk Management Process.
20 min
106
Monaco on DOJ Whistleblower Initiative and AI
26 min
107
The Gunvor FCPA Enforcement Action
Tom and Matt consider the Gunvor FCPA Enforcement Action.
24 min
108
The ACFE 2024 Anti-Fraud Technology Benchmarkin...
Tom and Matt go into the weeds into The ACFE 2024 Anti-Fraud Technology Benchmarking Report.
25 min
109
Compliance and Internal Controls in the Trump O...
Tom and Matt look at Compliance and Internal Controls in the Trump Organization.
20 min
110
Down The Rabbit Hole on SEC Enforcement Waivers
Why is the SEC granting enforcement waivers for messaging apps violations?
19 min
111
To Monitor or Not to Monitor: What is even the ...
Tom and Matt look at seemingly different enforcement results re: monitorships.
20 min
112
Oscar Season and Internal Controls
Tom and Matt take a dive into Oscar season and internal controls.
16 min
113
Pre-Taliation is Illegal as to All
Tom and Matt take up a game changing pre-taliation case.
17 min
114
The SAP Foreign Corrupt Practices Act Enforceme...
Tom and Matt take a deep dive into the The SAP Foreign Corrupt Practices Act Enforcement Action.
26 min
115
FTC and Rite-Aid: Compliance Issues with AI Fac...
Tom and Matt look at AI facial recognition from the compliance perspective.
21 min
116
Key Compliance Issues for 2024
Tom and Matt consider some key compliance issues for 2024.
35 min
117
Congress Fills a Gap - FEPA
Tom and Matt look at FEPA.
21 min
118
The Importance of Empathy and Moral Clarity in ...
The Importance of Empathy and Moral Clarity in Campus Anti-Discrimination
22 min
119
Data Analytics, BoA and DOJ Pronouncements
Tom and Matt take a deep dive into data analytics and the BoA CFPB action.
23 min
120
Binance Pays $4+ Billion for Criminal Acts
Tom and Matt take a deep dive into the Binance $4bn+ enforcement action.
22 min
121
OIG Says CCO Should be Independent
Tom and Matt look at the new OIG compliance program guidance.
18 min
122
Remediation During an Enforcement Action
Tom and Matt tackle the question of how to remediate during an enforcement action.
19 min
123
SEC Sues Solar Winds and CISO
Tom and Matt take a deep dive into the SEC suit against Solar Winds and Tim Brown for false disclosures.
27 min
124
Szabolcs Fekete and the Consequences of Ethical...
Today, Tom and Matt look at Szabolcs Fekete and the Consequences of Ethical Breaches.
21 min
125
A Deep Dive into Policies and Procedures
Tom and Matt take a deep dive into policies and procedures.
20 min