Compliance into the Weeds
What happens when two compliance aficionados get together to talk all things compliance, risk management and ERM? You get Tom Fox, the Voice of Compliance and Matt Kelly, the Coolest Guy in Compliance, going into the weeds of a topic each week. Each week, you can take a deep dive with two of the top writers, thinkers and prognosticators in compliance.
76
Major Cybersecurity Incidents and Regulatory Ch...
Solar Winds and CrowdStrike
22 min
77
The Convergence of Cybersecurity and Internal C...
Tom and Matt review the RR Donnelly SEC enforcement action.
23 min
78
The Supreme Court and Compliance
Tom and Matt look at 3 term-ending Supreme Court decisions from the compliance angle.
27 min
79
Navigating DOJ’s Boeing Dilemma Under DPA Viola...
Tom and Matt explore the DOJ conundrum over Boeing.
28 min
80
AI Accountability and Explainability
Tom and Matt take a deep dive into AI accountability and explainability.
24 min
81
Analyzing The Trump Conviction: Compliance Less...
24 min
82
Of Fat Fingers, Internal Controls and Compliance
In this episode Tom and Matt delve deep into Citigroup's $126 million trading error, resulting from poor internal controls.
27 min
83
Sustainability and Managing 3rd Party Risk
Tom and Matt take a deep dive into third party risk management issues.
29 min
84
Scathing Report on Culture at The FDIC
Tom and Matt look at the report on the FDIC and its toxic culture.
25 min
85
The WACKO Enforcement Action Involving BF Borgers
Tom and Matt look at the SEC enforcement action involving BF Borgers.
22 min
86
What Are Boards Doing About AI (Hint: Not Much)
Tom and Matt look into corporate reports on their Boards’ oversight of AI.
22 min
87
Digital Transformation in Sports Betting: Preve...
Tom and Matt look at compliance lessons from the Jontay Porter betting scandal.
19 min
88
Do We Need More Centralized Compliance?
Tom and Matt consider if we need more centralized compliance?
20 min
89
The Complexity of Risk Assessments
Tom and Matt take a fresh look at risk assessments.
28 min
90
Trafigura FCPA Enforcement Action
Tom and Matt take a deep dive into the Trafigura FCPA Enforcement Action.
24 min
91
AI Washing and Compliance
Tom and Matt look at AI washing and what it means for compliance.
24 min
92
SEC Climate Change Reporting and a Unified Risk...
Matt and Tom consider a Unified Risk Management Process.
20 min
93
Monaco on DOJ Whistleblower Initiative and AI
26 min
94
The Gunvor FCPA Enforcement Action
Tom and Matt consider the Gunvor FCPA Enforcement Action.
24 min
95
The ACFE 2024 Anti-Fraud Technology Benchmarkin...
Tom and Matt go into the weeds into The ACFE 2024 Anti-Fraud Technology Benchmarking Report.
25 min
96
Compliance and Internal Controls in the Trump O...
Tom and Matt look at Compliance and Internal Controls in the Trump Organization.
20 min
97
Down The Rabbit Hole on SEC Enforcement Waivers
Why is the SEC granting enforcement waivers for messaging apps violations?
19 min
98
To Monitor or Not to Monitor: What is even the ...
Tom and Matt look at seemingly different enforcement results re: monitorships.
20 min
99
Oscar Season and Internal Controls
Tom and Matt take a dive into Oscar season and internal controls.
16 min
100
Pre-Taliation is Illegal as to All
Tom and Matt take up a game changing pre-taliation case.
17 min