Compliance into the Weeds
What happens when two compliance aficionados get together to talk all things compliance, risk management and ERM? You get Tom Fox, the Voice of Compliance and Matt Kelly, the Coolest Guy in Compliance, going into the weeds of a topic each week. Each week, you can take a deep dive with two of the top writers, thinkers and prognosticators in compliance.
76
The Gunvor FCPA Enforcement Action
Tom and Matt consider the Gunvor FCPA Enforcement Action.
24 min
77
The ACFE 2024 Anti-Fraud Technology Benchmarkin...
Tom and Matt go into the weeds into The ACFE 2024 Anti-Fraud Technology Benchmarking Report.
25 min
78
Compliance and Internal Controls in the Trump O...
Tom and Matt look at Compliance and Internal Controls in the Trump Organization.
20 min
79
Down The Rabbit Hole on SEC Enforcement Waivers
Why is the SEC granting enforcement waivers for messaging apps violations?
19 min
80
To Monitor or Not to Monitor: What is even the ...
Tom and Matt look at seemingly different enforcement results re: monitorships.
20 min
81
Oscar Season and Internal Controls
Tom and Matt take a dive into Oscar season and internal controls.
16 min
82
Pre-Taliation is Illegal as to All
Tom and Matt take up a game changing pre-taliation case.
17 min
83
The SAP Foreign Corrupt Practices Act Enforceme...
Tom and Matt take a deep dive into the The SAP Foreign Corrupt Practices Act Enforcement Action.
26 min
84
FTC and Rite-Aid: Compliance Issues with AI Fac...
Tom and Matt look at AI facial recognition from the compliance perspective.
21 min
85
Key Compliance Issues for 2024
Tom and Matt consider some key compliance issues for 2024.
35 min
86
Congress Fills a Gap - FEPA
Tom and Matt look at FEPA.
21 min
87
The Importance of Empathy and Moral Clarity in ...
The Importance of Empathy and Moral Clarity in Campus Anti-Discrimination
22 min
88
Data Analytics, BoA and DOJ Pronouncements
Tom and Matt take a deep dive into data analytics and the BoA CFPB action.
23 min
89
Binance Pays $4+ Billion for Criminal Acts
Tom and Matt take a deep dive into the Binance $4bn+ enforcement action.
22 min
90
OIG Says CCO Should be Independent
Tom and Matt look at the new OIG compliance program guidance.
18 min
91
Remediation During an Enforcement Action
Tom and Matt tackle the question of how to remediate during an enforcement action.
19 min
92
SEC Sues Solar Winds and CISO
Tom and Matt take a deep dive into the SEC suit against Solar Winds and Tim Brown for false disclosures.
27 min
93
Szabolcs Fekete and the Consequences of Ethical...
Today, Tom and Matt look at Szabolcs Fekete and the Consequences of Ethical Breaches.
21 min
94
A Deep Dive into Policies and Procedures
Tom and Matt take a deep dive into policies and procedures.
20 min
95
New M&A Safe Harbor
In this episode, Tom and Matt consider the recent speech by DAG Lisa Monaco, creating a Safe Harbor for M&A under the FCPA and beyond.
21 min
96
DE Shaw Enforcement Action for Pre-taliation
Tom and Matt take a look at the SEC enforcement action with DE Shaw for Pre-taliation.
16 min
97
3M OFAC Enforcement Action
Tom and Matt take on the 3M OFAC Enforcement Action.
20 min
98
MGM Grand Data Breach
Tom and Matt take a deep dive into the recent MGM Grand Data Breach.
26 min
99
Failure to Have Effective Compliance Program
Tom and Matt consider the recent DOJ enforcement action involving Verizon Business Network Services for failure to have an effective cyber security compliance program.
18 min
100
Risk Assessments, Control Environments and Plug...
Tom and Matt take a deep dive into inadequate risk assessments.
21 min