Compliance into the Weeds
What happens when two compliance aficionados get together to talk all things compliance, risk management and ERM? You get Tom Fox, the Voice of Compliance and Matt Kelly, the Coolest Guy in Compliance, going into the weeds of a topic each week. Each week, you can take a deep dive with two of the top writers, thinkers and prognosticators in compliance.
51
Pre-taliation Illegality - from Employment Con...
Pre - taliation Illegality - from Employment Contracts to All Contracts
22 min
52
The BCG Declination – Key Insights for Compliance
Tom and Matt take a dive into the BCG Declination.
24 min
53
Does a CCO Need to be a Lawyer?
Matt and Tom explore an age old question ' Does a CCO Need to be a Lawyer?'
23 min
54
Toxic Workplace Culture at Bank of America
Tom and Matt review the latest BoA culture scandal.
29 min
55
Securing Compliance: How CCO’s Can Combat Inter...
Tom and Matt look at how corporations will sabotage CCOs.
25 min
56
The DOJ Whistleblower Incentive Program
Tom and Matt take a deep dive into the DOJ Whistleblower Incentive Program.
23 min
57
The Boeing Plea Agreement – Questions, Question...
Tom and Matt explore the Boeing Plea Agreement.
20 min
58
Major Cybersecurity Incidents and Regulatory Ch...
Solar Winds and CrowdStrike
22 min
59
The Convergence of Cybersecurity and Internal C...
Tom and Matt review the RR Donnelly SEC enforcement action.
23 min
60
The Supreme Court and Compliance
Tom and Matt look at 3 term-ending Supreme Court decisions from the compliance angle.
27 min
61
Navigating DOJ’s Boeing Dilemma Under DPA Viola...
Tom and Matt explore the DOJ conundrum over Boeing.
28 min
62
AI Accountability and Explainability
Tom and Matt take a deep dive into AI accountability and explainability.
24 min
63
Analyzing The Trump Conviction: Compliance Less...
24 min
64
Of Fat Fingers, Internal Controls and Compliance
In this episode Tom and Matt delve deep into Citigroup's $126 million trading error, resulting from poor internal controls.
27 min
65
Sustainability and Managing 3rd Party Risk
Tom and Matt take a deep dive into third party risk management issues.
29 min
66
Scathing Report on Culture at The FDIC
Tom and Matt look at the report on the FDIC and its toxic culture.
25 min
67
The WACKO Enforcement Action Involving BF Borgers
Tom and Matt look at the SEC enforcement action involving BF Borgers.
22 min
68
What Are Boards Doing About AI (Hint: Not Much)
Tom and Matt look into corporate reports on their Boards’ oversight of AI.
22 min
69
Digital Transformation in Sports Betting: Preve...
Tom and Matt look at compliance lessons from the Jontay Porter betting scandal.
19 min
70
Do We Need More Centralized Compliance?
Tom and Matt consider if we need more centralized compliance?
20 min
71
The Complexity of Risk Assessments
Tom and Matt take a fresh look at risk assessments.
28 min
72
Trafigura FCPA Enforcement Action
Tom and Matt take a deep dive into the Trafigura FCPA Enforcement Action.
24 min
73
AI Washing and Compliance
Tom and Matt look at AI washing and what it means for compliance.
24 min
74
SEC Climate Change Reporting and a Unified Risk...
Matt and Tom consider a Unified Risk Management Process.
20 min
75
Monaco on DOJ Whistleblower Initiative and AI
26 min