Compliance into the Weeds
What happens when two compliance aficionados get together to talk all things compliance, risk management and ERM? You get Tom Fox, the Voice of Compliance and Matt Kelly, the Coolest Guy in Compliance, going into the weeds of a topic each week. Each week, you can take a deep dive with two of the top writers, thinkers and prognosticators in compliance.
51
Major Cybersecurity Incidents and Regulatory Ch...
Solar Winds and CrowdStrike
22 min
52
The Convergence of Cybersecurity and Internal C...
Tom and Matt review the RR Donnelly SEC enforcement action.
23 min
53
The Supreme Court and Compliance
Tom and Matt look at 3 term-ending Supreme Court decisions from the compliance angle.
27 min
54
Navigating DOJ’s Boeing Dilemma Under DPA Viola...
Tom and Matt explore the DOJ conundrum over Boeing.
28 min
55
AI Accountability and Explainability
Tom and Matt take a deep dive into AI accountability and explainability.
24 min
56
Analyzing The Trump Conviction: Compliance Less...
24 min
57
Of Fat Fingers, Internal Controls and Compliance
In this episode Tom and Matt delve deep into Citigroup's $126 million trading error, resulting from poor internal controls.
27 min
58
Sustainability and Managing 3rd Party Risk
Tom and Matt take a deep dive into third party risk management issues.
29 min
59
Scathing Report on Culture at The FDIC
Tom and Matt look at the report on the FDIC and its toxic culture.
25 min
60
The WACKO Enforcement Action Involving BF Borgers
Tom and Matt look at the SEC enforcement action involving BF Borgers.
22 min
61
What Are Boards Doing About AI (Hint: Not Much)
Tom and Matt look into corporate reports on their Boards’ oversight of AI.
22 min
62
Digital Transformation in Sports Betting: Preve...
Tom and Matt look at compliance lessons from the Jontay Porter betting scandal.
19 min
63
Do We Need More Centralized Compliance?
Tom and Matt consider if we need more centralized compliance?
20 min
64
The Complexity of Risk Assessments
Tom and Matt take a fresh look at risk assessments.
28 min
65
Trafigura FCPA Enforcement Action
Tom and Matt take a deep dive into the Trafigura FCPA Enforcement Action.
24 min
66
AI Washing and Compliance
Tom and Matt look at AI washing and what it means for compliance.
24 min
67
SEC Climate Change Reporting and a Unified Risk...
Matt and Tom consider a Unified Risk Management Process.
20 min
68
Monaco on DOJ Whistleblower Initiative and AI
26 min
69
The Gunvor FCPA Enforcement Action
Tom and Matt consider the Gunvor FCPA Enforcement Action.
24 min
70
The ACFE 2024 Anti-Fraud Technology Benchmarkin...
Tom and Matt go into the weeds into The ACFE 2024 Anti-Fraud Technology Benchmarking Report.
25 min
71
Compliance and Internal Controls in the Trump O...
Tom and Matt look at Compliance and Internal Controls in the Trump Organization.
20 min
72
Down The Rabbit Hole on SEC Enforcement Waivers
Why is the SEC granting enforcement waivers for messaging apps violations?
19 min
73
To Monitor or Not to Monitor: What is even the ...
Tom and Matt look at seemingly different enforcement results re: monitorships.
20 min
74
Oscar Season and Internal Controls
Tom and Matt take a dive into Oscar season and internal controls.
16 min
75
Pre-Taliation is Illegal as to All
Tom and Matt take up a game changing pre-taliation case.
17 min