Compliance into the Weeds
What happens when two compliance aficionados get together to talk all things compliance, risk management and ERM? You get Tom Fox, the Voice of Compliance and Matt Kelly, the Coolest Guy in Compliance, going into the weeds of a topic each week. Each week, you can take a deep dive with two of the top writers, thinkers and prognosticators in compliance.
176
DOJ Expectations for Compliance & CCOs
Tom and Matt take a deep dive into a recent DOJ speech on what the DOJ expects in compliance programs and CCOs involved in enforcement actions.
22 min
177
ComEd Compliance Report
In this episode, Tom and Matt take a deep dive into the recently released Commonewealth Edison report on the current state of its compliance program.
19 min
178
JPMorgan Responds to Whistleblower Claims
Tom and Matt take a deep dive into the JPMorgan response to the whistleblower allegations of Shaqualla Williams.
21 min
179
Impacts on Compliance of Russian Invasion of Uk...
Matt and Tom take a deep dive into some of the impacts on compliance from the Russian invasion of Ukraine on supply chain and cyber security.
22 min
180
Stericycle FCPA Enforcement Action
This week, Matt and Tom take a deep dive into the recently released Stericycle FCPA enforcement action.
21 min
181
SEC Proposed Rules on Disclosure of Cyber Breaches
In this episode, Matt and Tom are joined by Karen Woody and Jonathan Marks to consider the SEC’s recent proposed rules for disclosure of cyber breaches.
19 min
182
Musk Pulls U-Turn on Twitter Board
Tom and Matt look at the abortive Elon Musk to Twitter Board saga.
23 min
183
Company Size and State of Their Compliance Prog...
In this episode, Matt and Tom take a look at the recent ECI report on the Differences Between Small, Medium And Large Enterprises E&C Programs.
21 min
184
CCO Certification of Compliance Programs
Matt and Tom consider remarks by Kennth Polite about CCO certifications of compliance programs.
21 min
185
Proposed SEC Climate Change Risk Disclosure Reg...
Matt and Tom review the recently released proposed SEC climate change risk disclosure regs released.
18 min
186
A Ukrainian Compliance Professional-Tim Khashin...
Tim Khashinov-Batirov. joins Tom & Matt to discuss his escape from Ukraine, what life has been like as a displaced person in Europe, the current and burgeoning refugee crisis and some things that we in America can do right now to help those still in Ukraine and its refugees.
23 min
187
First We Kill All the Lawyers
Tom and Matt are back to review a speech by SEC Commissioner Lee on lawyers and their gatekeeper obligations under SOX, Sec. 307.
25 min
188
Compliance Issues from the Russia Invasion of U...
Matt and Tom look at compliance issues from the Russia invasion of Ukraine.
26 min
189
Corrupt Culture and Bags of Cash-the KT Corp. F...
Tom and Matt are back to look at the recent FCPA enforcement action brought by the SEC involving the Korean company KT Corp.
23 min
190
Elon Musk and Tesla Redux
Matt and Tom return to Elon Musk and Tesla for questions about corporate governance.
18 min
191
Two Obscure Academic Papers and Compliance
Matt and and Tom take up two recent academic papers which provide insight about how communications can impact both fraud prevention and compliance.
21 min
192
Mike Volkov on Antitrust Issues in Microsoft Ac...
Matt and Tom welcome Mike Volkov to discuss anti-trust enforcement evolution and how it might impact the Microsoft acquisition of Activision Blizzard.
40 min
193
Log4j-the Merger of Cyber, 3rd Party and Operat...
Matt and Tom take a look at a cyber breach which has merged the areas of cyber, 3rd party and operational risk.
25 min
194
Aspirational Compliance Training and Messaging
Matt and Tom take up compliance training and messages insights the book, Get It Done.
21 min
195
Issue and Trends for 2022, Part 2
Matt and Tom conclude a special two-part podcast series of several topics they will be following in 2022.
31 min
196
Issue and Trends for 2022, Part 1
Tom and Matt begin a special two-part podcast series of several topics they will be following in 2022. Topics include FCPA recidivists, SEC & ESG, the PCAOB, FinCEN & AML impacting FCPA enforcement.
36 min
197
Year End Review, Part 2
Tom and Matt return for Part 2 of a special year-end review. In this episode they review the Strategy on Countering Corruption, DAG Lisa Monaco's speech on the refocus of the DOJ on FCPA enforcement, the continuing evolution of ransomware attacks and ESG.
36 min
198
Year End Review, Part 1
Tom and Matt begin a special 2-part year end review. Today they look at SPACs, Robinhood/GameStop and hybrid work environments.
32 min
199
Compliance into the Weeds: On the Naughty List-...
Tom and Matt take a deep dive into the JPMorgan $200MM settlement with the SEC and CFTC.
33 min
200
US Strategy on Countering Corruption
Is the recently released US Strategy on Countering Corruption a big deal? Tom and Matt debate on this episode.
21 min