Compliance into the Weeds
What happens when two compliance aficionados get together to talk all things compliance, risk management and ERM? You get Tom Fox, the Voice of Compliance and Matt Kelly, the Coolest Guy in Compliance, going into the weeds of a topic each week. Each week, you can take a deep dive with two of the top writers, thinkers and prognosticators in compliance.
176
DFS Fines Carnival Cruise Lines for Cyber Failures
In this episode, we take a deep dive into the recent DFS enforcement action against Carnival Cruise Lines for failures in its cybersecurity reporting obligations.
19 min
177
Dobbs and Compliance
In this episode, we take a deep dive into some of the issues for compliance professionals in the wake of the Dobbs decision.
24 min
178
Unintended Consequences of CCO Certifications
In this episode, Tom and Matt look at some of the unintended consequences of CCO certifications required by the DOJ.
23 min
179
Compliance Craziness
Tom and Matt look at some unusual recent compliance stories.
22 min
180
Compliance Lessons from the Army
In this episode, we take a deep dive into the recently released GAO report on failures in the US Army SHARP program, largely around policies and procedures, with a dash of culture thrown in.
19 min
181
Compliance Lessons from Uvalde
In perhaps their most somber podcast ever, Matt and Tom take a deep dive into the some of the failures which led to the tragedy in Uvalde TX and lessons for the compliance professional.
30 min
182
DOJ Expectations for Compliance & CCOs
Tom and Matt take a deep dive into a recent DOJ speech on what the DOJ expects in compliance programs and CCOs involved in enforcement actions.
22 min
183
ComEd Compliance Report
In this episode, Tom and Matt take a deep dive into the recently released Commonewealth Edison report on the current state of its compliance program.
19 min
184
JPMorgan Responds to Whistleblower Claims
Tom and Matt take a deep dive into the JPMorgan response to the whistleblower allegations of Shaqualla Williams.
21 min
185
Impacts on Compliance of Russian Invasion of Uk...
Matt and Tom take a deep dive into some of the impacts on compliance from the Russian invasion of Ukraine on supply chain and cyber security.
22 min
186
Stericycle FCPA Enforcement Action
This week, Matt and Tom take a deep dive into the recently released Stericycle FCPA enforcement action.
21 min
187
SEC Proposed Rules on Disclosure of Cyber Breaches
In this episode, Matt and Tom are joined by Karen Woody and Jonathan Marks to consider the SEC’s recent proposed rules for disclosure of cyber breaches.
19 min
188
Musk Pulls U-Turn on Twitter Board
Tom and Matt look at the abortive Elon Musk to Twitter Board saga.
23 min
189
Company Size and State of Their Compliance Prog...
In this episode, Matt and Tom take a look at the recent ECI report on the Differences Between Small, Medium And Large Enterprises E&C Programs.
21 min
190
CCO Certification of Compliance Programs
Matt and Tom consider remarks by Kennth Polite about CCO certifications of compliance programs.
21 min
191
Proposed SEC Climate Change Risk Disclosure Reg...
Matt and Tom review the recently released proposed SEC climate change risk disclosure regs released.
18 min
192
A Ukrainian Compliance Professional-Tim Khashin...
Tim Khashinov-Batirov. joins Tom & Matt to discuss his escape from Ukraine, what life has been like as a displaced person in Europe, the current and burgeoning refugee crisis and some things that we in America can do right now to help those still in Ukraine and its refugees.
23 min
193
First We Kill All the Lawyers
Tom and Matt are back to review a speech by SEC Commissioner Lee on lawyers and their gatekeeper obligations under SOX, Sec. 307.
25 min
194
Compliance Issues from the Russia Invasion of U...
Matt and Tom look at compliance issues from the Russia invasion of Ukraine.
26 min
195
Corrupt Culture and Bags of Cash-the KT Corp. F...
Tom and Matt are back to look at the recent FCPA enforcement action brought by the SEC involving the Korean company KT Corp.
23 min
196
Elon Musk and Tesla Redux
Matt and Tom return to Elon Musk and Tesla for questions about corporate governance.
18 min
197
Two Obscure Academic Papers and Compliance
Matt and and Tom take up two recent academic papers which provide insight about how communications can impact both fraud prevention and compliance.
21 min
198
Mike Volkov on Antitrust Issues in Microsoft Ac...
Matt and Tom welcome Mike Volkov to discuss anti-trust enforcement evolution and how it might impact the Microsoft acquisition of Activision Blizzard.
40 min
199
Log4j-the Merger of Cyber, 3rd Party and Operat...
Matt and Tom take a look at a cyber breach which has merged the areas of cyber, 3rd party and operational risk.
25 min
200
Aspirational Compliance Training and Messaging
Matt and Tom take up compliance training and messages insights the book, Get It Done.
21 min