Compliance into the Weeds
What happens when two compliance aficionados get together to talk all things compliance, risk management and ERM? You get Tom Fox, the Voice of Compliance and Matt Kelly, the Coolest Guy in Compliance, going into the weeds of a topic each week. Each week, you can take a deep dive with two of the top writers, thinkers and prognosticators in compliance.
251
Compliance Officer as Whistleblower
In this podcast Matt Kelly and Tom Fox take a deep dive into the recent whistleblower award issued to an anonymous whistleblower, who happened to be a compliance officer.
16 min
252
According to Frank...A Tale of Compliance and C...
What is a tale of Frank in the time of coronavirus? Matt Kelly and Tom Fox take a deep dive into how COVID-19 is impacting one compliance professional.
19 min
253
Flattening the COVID-19 Curve
In this episode we take a deep dive into the need to integrate public health measures into our private enterprise operations, now and for the foreseeable future. And of course why we must flatten the curve now.
19 min
254
OCC Guidance on 3rd Party Risk Management
The OCC recently released guidance on third-party risk management. Matt Kelly and Tom Fox take a deep dive into it on this episode of Compliance into the Weeds.
21 min
255
Cardinal Health FCPA Enforcement Action
In this episode of Compliance into the Weeds, Matt Kelly and I take a deep dive into the Cardinal Health FCPA enforcement action.
18 min
256
Barr Sentencing Memo and Trump Pardons
What do the Barr Sentencing Memo for Roger Stone and Trump pardons of white collar criminals mean for compliance? Nothing but trouble.
24 min
257
Hogan Lovells Report on Compliance Budgets
In this episode of Compliance into the Weeds, Matt Kelly and I go into the weeds to explore the reported decrease in compliance budgets and headcount.
21 min
258
Wells Fargo Risk Assurance Execs Under Scrutiny
In this episode we take a deep dive into the Office of Comptroller and Currency’s proposed Cease and Desist Order against former high-ranking Wells Fargo risk assurance executives.
20 min
259
The 2020 Edelman Trust Barometer
What are some of the top findings from the 2020 Edelman Trust Barometer? What are the implication for compliance. Join Matt Kelly and Tom Fox to take a deep dive into the weeds of this provocative report.
19 min
260
Lessons from the Astros Sign Stealing Scandal
In this episode of Compliance into the Weeds, Matt Kelly and Tom Fox take a deep dive into the Astros sign stealing scandal and the lessons a compliance professional can take away from it.
38 min
261
Compliance Issues in 2020, Part 2
In this Part 2 of a two-part podcast series, Matt Kelly and I take a look at ten issues that we think will be significant for the compliance professional in the upcoming year.
25 min
262
Compliance Issues in 2020, Part 1
In this Part 1 of a two-part series, Matt and Tom consider the first five of their top ten issues for compliance professionals in 2020.
33 min
263
Continued Missteps and Misadventures in Ethics ...
In this episode Matt Kelly and Tom Fox take a deep dive into the ethical failures of the now former Boeing CEO Dennis Muilenburg which led to his firing on December 23, 2019.
27 min
264
New DOJ Cooperation Guidance on Trade Sanctions...
In this episode Matt Kelly and I consider the new New DOJ Cooperation Guidance on Trade Sanctions and Export Controls.
22 min
265
Ericsson from the Internal Controls Perspective
In this episode of Compliance into the Weeds, Matt Kelly and I take a deep dive into the internal controls aspects of the Ericsson FCPA enforcement action.
19 min
266
Episode 149- Operational Resiliency
In this episode Matt Kelly and I consider the intersection of operational resiliency and compliance.
25 min
267
Procurement Collusion Strike Force
In this episode, Matt Kelly and I go into the weeds to explore the recent announcement of the creation of the Procurement Collusion Strike Force by the Department of Justice.
21 min
268
Episode 147-Secondhand Whistleblower Reporting
In this episode of Compliance into the Weeds, Matt Kelly and I take a deep dive into the differences in first-hand and secondhand whistleblowers.
18 min
269
SOX Compliance-Slow Poking Along
In this episode of Compliance into the Weeds, Matt Kelly and I go into the weeds to explore the ongoing slog of SOX compliance reporting.
24 min
270
Proposed SEC Whistleblower Reform
In this episode of Compliance into the Weeds, Matt Kelly and I go into the weeds to explore the SEC’s proposed changes to its whistleblower program.
18 min
271
Changes at the PCAOB
In this episode, Matt Kelly and I go into the weeds to explore the recent changes at the PCAOB made by SEC Chairman Jay Clayton.
21 min
272
Mylan and Silos
In this episode, Matt Kelly and I go into the weeds to explore the recent SEC enforcement action against Mylan and its mischaracterization of the drug EpiPen as a generic drug.
16 min
273
Quad/Graphics FCPA Enforcement Action
In this episode of Compliance into the Weeds, Matt comes in hot on the Quad/Graphics FCPA settlement.
18 min
274
PwC Spanked Edition
In this episode, Matt Kelly and I go into the weeds to explore the recent SEC enforcement action against PwC and its partner Brandon Sprankle for violating audit firm independence rules.
19 min
275
Some of My Best Friends Are Lawyers
In this podcast, Matt Kelly and I take a deep dive into the weeds to consider what additional education degrees a mid-career compliance professional would benefit from going forward.
21 min