Compliance into the Weeds
What happens when two compliance aficionados get together to talk all things compliance, risk management and ERM? You get Tom Fox, the Voice of Compliance and Matt Kelly, the Coolest Guy in Compliance, going into the weeds of a topic each week. Each week, you can take a deep dive with two of the top writers, thinkers and prognosticators in compliance.
251
FCPA Resource Guide, 2nd edition
In this episode Matt Kelly and Tom Fox take a look the recently released FCPA Resource Guide, 2nd edition; released jointly last week by the Department of Justice and Securities and Exchange Commission.
20 min
252
Novartis FCPA Enforcement Action
In this episode of Compliance into the Weeds, Matt Kelly and Tom Fox take a look the recently announced Novartis FCPA enforcement action.
28 min
253
Supreme Court Upholds Profit Disgorgement
In this episode Matt Kelly and Tom Fox take a look this week’s United States Supreme Court decision in Liu v. SEC.
22 min
254
Emergency Weekend Podcast-Barr Tries to Oust Be...
In this special emergency weekend episode, Matt Kelly and Tom Fox take a deep dive into the attempt by AG William Barr to fire the US Attorney for the Southern District of New York
26 min
255
Wynn Monitor Report-3rd Parties
In this episode Matt Kelly and Tom Fox take another deep dive into the Wynn Monitor report, today focusing on the issues around third parties
19 min
256
Ham-fisted Leadership
In this episode Matt Kelly and Tom Fox take a look at two examples of ham-fisted leadership; one by Facebook CEO Mark Zuckerberg and the second by NFL Commissioner Roger Goodell.
23 min
257
Compliance and Leadership Lessons from the Floy...
What are the leadership compliance lessons from the George Floyd tragedy? Matt Kelly and Tom Fox take a deep dive into the weeds to explore on this week's episode.
23 min
258
Demonstrating Corporate Values in the Time of E...
In this podcast Matt Kelly and Tom Fox take a deep dive into how business leaders can demonstrate values during times of difficulty, specifically when the CEO of Airbnb was required to layoff nearly 25% of the company’s workforce.
23 min
259
Covid-19 Attestation in Massachusetts
In this episode, Matt Kelly and Tom Fox take a deep dive into the attestation required by the Commonwealth of Massachusetts for businesses eligible to reopen in response to Covid-19.
23 min
260
The Compliance Job Market, Frozen Not Wrecked
What does the compliance job and hiring market look like about now? Will it change in 2020? Find out on this episode of Compliance into the Weeds.
21 min
261
Rough Waters Ahead for Cruise Line CCOs
The CDC wants cruise lines CEOs, CCOs and CFOs to certify adherence to CDC requirements before their crews can disembark. What possibly could go wrong?
16 min
262
Compliance Lessons from Smithfield Foods
In this podcast Matt Kelly and Tom Fox take a deep dive into the recently released CDC Inspection Report for the Smithfield Foods’ South Dakota meat packing facility.
17 min
263
Happy Hour FCPA Enforcement Action Involving ENI
The ENI Foreign Corrupt Practices Act enforcement action presents several lessons learned for the compliance professional.
20 min
264
Hotline Benchmark Report
In this episode of Compliance int the Weeds, Matt Kelly and Tom Fox take a look at a new hotline benchmarking study.
17 min
265
Covidiocy
What is covidiocy and how does it relate to compliance and corporate governance. Find out in this episode of Compliance into the Weeds.
15 min
266
Compliance Officer as Whistleblower
In this podcast Matt Kelly and Tom Fox take a deep dive into the recent whistleblower award issued to an anonymous whistleblower, who happened to be a compliance officer.
16 min
267
According to Frank...A Tale of Compliance and C...
What is a tale of Frank in the time of coronavirus? Matt Kelly and Tom Fox take a deep dive into how COVID-19 is impacting one compliance professional.
19 min
268
Flattening the COVID-19 Curve
In this episode we take a deep dive into the need to integrate public health measures into our private enterprise operations, now and for the foreseeable future. And of course why we must flatten the curve now.
19 min
269
OCC Guidance on 3rd Party Risk Management
The OCC recently released guidance on third-party risk management. Matt Kelly and Tom Fox take a deep dive into it on this episode of Compliance into the Weeds.
21 min
270
Cardinal Health FCPA Enforcement Action
In this episode of Compliance into the Weeds, Matt Kelly and I take a deep dive into the Cardinal Health FCPA enforcement action.
18 min
271
Barr Sentencing Memo and Trump Pardons
What do the Barr Sentencing Memo for Roger Stone and Trump pardons of white collar criminals mean for compliance? Nothing but trouble.
24 min
272
Hogan Lovells Report on Compliance Budgets
In this episode of Compliance into the Weeds, Matt Kelly and I go into the weeds to explore the reported decrease in compliance budgets and headcount.
21 min
273
Wells Fargo Risk Assurance Execs Under Scrutiny
In this episode we take a deep dive into the Office of Comptroller and Currency’s proposed Cease and Desist Order against former high-ranking Wells Fargo risk assurance executives.
20 min
274
The 2020 Edelman Trust Barometer
What are some of the top findings from the 2020 Edelman Trust Barometer? What are the implication for compliance. Join Matt Kelly and Tom Fox to take a deep dive into the weeds of this provocative report.
19 min
275
Lessons from the Astros Sign Stealing Scandal
In this episode of Compliance into the Weeds, Matt Kelly and Tom Fox take a deep dive into the Astros sign stealing scandal and the lessons a compliance professional can take away from it.
38 min