Compliance into the Weeds
What happens when two compliance aficionados get together to talk all things compliance, risk management and ERM? You get Tom Fox, the Voice of Compliance and Matt Kelly, the Coolest Guy in Compliance, going into the weeds of a topic each week. Each week, you can take a deep dive with two of the top writers, thinkers and prognosticators in compliance.
326
Hogan Lovells Report on Compliance Budgets
In this episode of Compliance into the Weeds, Matt Kelly and I go into the weeds to explore the reported decrease in compliance budgets and headcount.
21 min
327
Wells Fargo Risk Assurance Execs Under Scrutiny
In this episode we take a deep dive into the Office of Comptroller and Currency’s proposed Cease and Desist Order against former high-ranking Wells Fargo risk assurance executives.
20 min
328
The 2020 Edelman Trust Barometer
What are some of the top findings from the 2020 Edelman Trust Barometer? What are the implication for compliance. Join Matt Kelly and Tom Fox to take a deep dive into the weeds of this provocative report.
19 min
329
Lessons from the Astros Sign Stealing Scandal
In this episode of Compliance into the Weeds, Matt Kelly and Tom Fox take a deep dive into the Astros sign stealing scandal and the lessons a compliance professional can take away from it.
38 min
330
Compliance Issues in 2020, Part 2
In this Part 2 of a two-part podcast series, Matt Kelly and I take a look at ten issues that we think will be significant for the compliance professional in the upcoming year.
25 min
331
Compliance Issues in 2020, Part 1
In this Part 1 of a two-part series, Matt and Tom consider the first five of their top ten issues for compliance professionals in 2020.
33 min
332
Continued Missteps and Misadventures in Ethics ...
In this episode Matt Kelly and Tom Fox take a deep dive into the ethical failures of the now former Boeing CEO Dennis Muilenburg which led to his firing on December 23, 2019.
27 min
333
New DOJ Cooperation Guidance on Trade Sanctions...
In this episode Matt Kelly and I consider the new New DOJ Cooperation Guidance on Trade Sanctions and Export Controls.
22 min
334
Ericsson from the Internal Controls Perspective
In this episode of Compliance into the Weeds, Matt Kelly and I take a deep dive into the internal controls aspects of the Ericsson FCPA enforcement action.
19 min
335
Episode 149- Operational Resiliency
In this episode Matt Kelly and I consider the intersection of operational resiliency and compliance.
25 min
336
Procurement Collusion Strike Force
In this episode, Matt Kelly and I go into the weeds to explore the recent announcement of the creation of the Procurement Collusion Strike Force by the Department of Justice.
21 min
337
Episode 147-Secondhand Whistleblower Reporting
In this episode of Compliance into the Weeds, Matt Kelly and I take a deep dive into the differences in first-hand and secondhand whistleblowers.
18 min
338
SOX Compliance-Slow Poking Along
In this episode of Compliance into the Weeds, Matt Kelly and I go into the weeds to explore the ongoing slog of SOX compliance reporting.
24 min
339
Proposed SEC Whistleblower Reform
In this episode of Compliance into the Weeds, Matt Kelly and I go into the weeds to explore the SEC’s proposed changes to its whistleblower program.
18 min
340
Changes at the PCAOB
In this episode, Matt Kelly and I go into the weeds to explore the recent changes at the PCAOB made by SEC Chairman Jay Clayton.
21 min
341
Mylan and Silos
In this episode, Matt Kelly and I go into the weeds to explore the recent SEC enforcement action against Mylan and its mischaracterization of the drug EpiPen as a generic drug.
16 min
342
Quad/Graphics FCPA Enforcement Action
In this episode of Compliance into the Weeds, Matt comes in hot on the Quad/Graphics FCPA settlement.
18 min
343
PwC Spanked Edition
In this episode, Matt Kelly and I go into the weeds to explore the recent SEC enforcement action against PwC and its partner Brandon Sprankle for violating audit firm independence rules.
19 min
344
Some of My Best Friends Are Lawyers
In this podcast, Matt Kelly and I take a deep dive into the weeds to consider what additional education degrees a mid-career compliance professional would benefit from going forward.
21 min
345
Sharpies, Leadership and Compliance
How does the President’s recent imbroglio regarding Hurricane Dorian, Alabama and sharpies inform compliance? Find out on this episode of Compliance into the Weeds.
22 min
346
Juniper Networks FCPA Enforcement Action
In this episode, Matt Kelly and I go into the weeds to explore the recently released FCPA enforcement action by the SEC involving Juniper Networks.
28 min
347
Episode 137- Debating the Statement on the Purp...
In this episode of Compliance into the Weeds, Matt Kelly and I take a deep dive into Business Roundtable's recently released Statement on the Purpose of a Corporation. .
28 min
348
Compliance into the Weeds: Episode 136- Scoping...
Matt Kelly and I are back to dive into the weeds on another compliance topic. This week we consider the size of the compliance workforce in secondary markets.
23 min
349
Compliance into the Weeds: Episode 135-CEOs Mod...
In this episode, Matt Kelly and I explore the actions by Delta CEO in not going to a meeting at the White House because of previously scheduled vacation plans. Is this modeling of corporate values useful to improve employee morale?
29 min
350
Episode 134-Compliance Responses to El Paso and...
In this most somber episode, Matt Kelly and I go into the weeds to explore what are some of the compliance responses to the twin tragedies of El Paso and Dayton.
27 min