Compliance into the Weeds
What happens when two compliance aficionados get together to talk all things compliance, risk management and ERM? You get Tom Fox, the Voice of Compliance and Matt Kelly, the Coolest Guy in Compliance, going into the weeds of a topic each week. Each week, you can take a deep dive with two of the top writers, thinkers and prognosticators in compliance.
326
Ericsson from the Internal Controls Perspective
In this episode of Compliance into the Weeds, Matt Kelly and I take a deep dive into the internal controls aspects of the Ericsson FCPA enforcement action.
19 min
327
Episode 149- Operational Resiliency
In this episode Matt Kelly and I consider the intersection of operational resiliency and compliance.
25 min
328
Procurement Collusion Strike Force
In this episode, Matt Kelly and I go into the weeds to explore the recent announcement of the creation of the Procurement Collusion Strike Force by the Department of Justice.
21 min
329
Episode 147-Secondhand Whistleblower Reporting
In this episode of Compliance into the Weeds, Matt Kelly and I take a deep dive into the differences in first-hand and secondhand whistleblowers.
18 min
330
SOX Compliance-Slow Poking Along
In this episode of Compliance into the Weeds, Matt Kelly and I go into the weeds to explore the ongoing slog of SOX compliance reporting.
24 min
331
Proposed SEC Whistleblower Reform
In this episode of Compliance into the Weeds, Matt Kelly and I go into the weeds to explore the SEC’s proposed changes to its whistleblower program.
18 min
332
Changes at the PCAOB
In this episode, Matt Kelly and I go into the weeds to explore the recent changes at the PCAOB made by SEC Chairman Jay Clayton.
21 min
333
Mylan and Silos
In this episode, Matt Kelly and I go into the weeds to explore the recent SEC enforcement action against Mylan and its mischaracterization of the drug EpiPen as a generic drug.
16 min
334
Quad/Graphics FCPA Enforcement Action
In this episode of Compliance into the Weeds, Matt comes in hot on the Quad/Graphics FCPA settlement.
18 min
335
PwC Spanked Edition
In this episode, Matt Kelly and I go into the weeds to explore the recent SEC enforcement action against PwC and its partner Brandon Sprankle for violating audit firm independence rules.
19 min
336
Some of My Best Friends Are Lawyers
In this podcast, Matt Kelly and I take a deep dive into the weeds to consider what additional education degrees a mid-career compliance professional would benefit from going forward.
21 min
337
Sharpies, Leadership and Compliance
How does the President’s recent imbroglio regarding Hurricane Dorian, Alabama and sharpies inform compliance? Find out on this episode of Compliance into the Weeds.
22 min
338
Juniper Networks FCPA Enforcement Action
In this episode, Matt Kelly and I go into the weeds to explore the recently released FCPA enforcement action by the SEC involving Juniper Networks.
28 min
339
Episode 137- Debating the Statement on the Purp...
In this episode of Compliance into the Weeds, Matt Kelly and I take a deep dive into Business Roundtable's recently released Statement on the Purpose of a Corporation. .
28 min
340
Compliance into the Weeds: Episode 136- Scoping...
Matt Kelly and I are back to dive into the weeds on another compliance topic. This week we consider the size of the compliance workforce in secondary markets.
23 min
341
Compliance into the Weeds: Episode 135-CEOs Mod...
In this episode, Matt Kelly and I explore the actions by Delta CEO in not going to a meeting at the White House because of previously scheduled vacation plans. Is this modeling of corporate values useful to improve employee morale?
29 min
342
Episode 134-Compliance Responses to El Paso and...
In this most somber episode, Matt Kelly and I go into the weeds to explore what are some of the compliance responses to the twin tragedies of El Paso and Dayton.
27 min
343
Compliance into the Weeds: Episode 133-Facebook...
In this episode of Compliance into the Weeds, Matt Kelly and I take a deep dive into Facebook's settlements with the SEC and FTC plus a preview of the DOJ antitrust investigation.
24 min
344
Compliance into the Weeds: Episode 132-Internal...
What is an Internal Control Palooza and what can you learn from it as a compliance professional?
26 min
345
Compliance into the Weeds: Episode 131-Complian...
How can your compliance training take wings of effectiveness? Matt Kelly and Tom Fox explore on this episode of Compliance into the Weeds.
22 min
346
Compliance into the Weeds: Episode 130- Corrosi...
In this episode of Compliance into the Weeds, Matt Kelly and I take a deep dive into the corrosive nature of subcultures.
20 min
347
Compliance into the Weeds: Episode 129-Open Sec...
IN this episode Matt Kelly and I use the experience of Tyler Schultz as a whistleblower at Theranos to explore the concept of open secrets in an organization.
20 min
348
Compliance into the Weeds: Bonus Episode-Reflec...
In tis episode, Matt Kelly and I are joined by MarketWatch's Francine McKenna to reflect upon the first week's news and fallout from the SEC enforcement Order involving KPMG.
43 min
349
Compliance into the Weeds: Episode 128- KPMG Sc...
In this episode, Matt Kelly and I take a deep dive into he SEC enforcement action against KPMG and the surrounding ethics scandal the firms finds itself embroiled in.
25 min
350
Compliance into the Weeds: Episode 127- Robotic...
In this episode Matt Kelly and I take a deep dive into the weeds on robotic process automation in a special on location recording.
20 min