FCPA Compliance Report

The FCPA Compliance Report is the longest running podcast in the in compliance and business ethics. Join its by its award-winning host, Tom Fox, the Voice of Compliance as he visits with top compliance practitioners, key figures from business, the government and law firms in the top podcast dedicated to all things compliance.

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Business News
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101
Everything You Wanted to Know About Monitors Bu...
In this five-part podcast series, Jay Rosen and I consider some of the basic questions around monitors and monitorships. Today, in Part 3, we consider the power of a monitorship in the pre-settlement phase of any matter. 
12 min
102
Everything You Wanted to Know About Monitors Bu...
In this five-part podcast series, Jay Rosen and I consider some of the basic questions around monitors and monitorships Today, in Part 2, we consider the use of monitors in the post-resolution phase.
12 min
103
Everything You Wanted to Know About Monitors Bu...
In this five-part podcast series, Jay Rosen and I consider some of the basic questions around monitors and monitorships. In Part 1, introduce the role of independent integrity monitors and corporate monitorships. 
12 min
104
Jesse Caplan on the DOJ Evaluation of Corporate...
In this episode of the FCPA Compliance Report, I visit with Affiliated Monitor’s Managing Director Jesse Caplan on the recently released DOJ Evaluation of Corporate Compliance Programs in Criminal Antitrust Investigations.
17 min
105
FCPA Compliance Report-Episode 439, James Kouki...
In this episode I visit with podcast favorite Morrison and Foerster partner James Koukios on the firm’s Top 10 International Anti-Corruption Developments for March 2019.
25 min
106
Bonus Episode-Mike Volkov's Interviews the Comp...
This special bonus episode is a cross-post of Mike Volkov's 100th episode podcast, where he interviewed me. It was a ton of fun and Mike was gracious enough to allow me to post on the FCPA Compliance Report.
49 min
107
Bonus Episode-Sean Freidlin Interviews Elizabet...
In this special bonus episode, Sean Freidlin interviews Elizabeth O'Keefe Compliance Manager at KAYAK and Open Table.
34 min
108
The Use of Monitors by State Attorneys General:...
In this concluding Part 5 of our five-part podcast series, we consider the road ahead and the use of monitors by state Attorney Generals.
12 min
109
The Use of Monitors by State Attorneys General:...
In Part 4 of our five-part podcast series, we consider the challenges for state Attorney Generals in today’s litigation environment.
10 min
110
The Use of Monitors by State Attorneys General:...
in Part 3 of a five-part podcast series, we consider the role of state Attorney Generals in multi-state litigation in the post-tobacco era.
13 min
111
The Use of Monitors by State Attorneys General:...
In Part 2 of this five-part podcast series, we consider the reaction to the Big Tobacco settlement and criticisms directed at the state Attorney Generals.
13 min
112
The Use of Monitors by State Attorneys General-...
In this Part 1 of a five-part podcast series, we consider the role of state Attorneys Generals as enforcers of civil law and in bringing litigation to enforce consumer protect and related statutes.
13 min
113
FCPA Compliance Report-Episode 438, Michael DeB...
In this episode of the FCPA Compliance Report, I visit Michael DeBernardis, Counsel at Hughes Hubbard about the Trump Administration’s China Initiative.
25 min
114
FCPA Compliance Report-Episode 437, Kelly Leona...
In this episode of the FCPA Compliance Report, I visit with Kelly Leonard, from The Second City Works to discuss how they approach compliance training and communications.
17 min
115
FCPA Compliance Report-Episode 436, Justin Musc...
In Episode 436 of the FCPA Compliance Report, GRC Solutions’ Justin Muscolin discusses some of the challenges to create targeted and effective eLearning training.
17 min
116
FCPA Compliance Report-Episode 435, Dave Lefort...
In this episode of the FCPA Compliance Report, I visit Dave Lefort, Editor of Compliance Week. We discuss the re-platforming of the Compliance Week website.
15 min
117
FCPA Compliance Report-Episode 434, Brandon Dan...
In this episode, I visit with Brandon Daniels from Exiger. We have a wide ranging discussion on using investigations to drive continuous improvement.
22 min
118
FCPA Compliance Report-Episode 433, Sean Freidl...
In tis episode Sean Freidlin and I discuss the current state of best practices for internal investigations.
17 min
119
The Current State of Compliance - Issues and Ch...
In the concluding episode, Part V, we consider some of the latest challenges for healthcare compliance, including legislative changes and a recent corruption trial which Orr believes will be seen as a landmark event.
13 min
120
The Current State of Compliance - Issues and Ch...
In Part IV of this five-part podcast series with Terry Orr of Kroll, we consider unique challenges for private equity companies in compliance; both in their organizations and for their portfolio companies.
14 min
121
The Current State of Compliance - Issues and Ch...
In this In Part III of this five-part podcast, I continue my visit with Terry Orr. We consider the recently released DOJ 2019 Guidance and what it means for compliance professionals.
14 min
122
Walmart FCPA Settlement
In this special bonus podcast, I am joined by Jay Rosen to discuss the FCPA enforcement action involving the world’s largest retailer--Walmart.
29 min
123
The Current State of Compliance - Issues and Ch...
In this Part 2 of a five-part podcast series, I continue to visit with Terry Orr. In this episode we consider some of the significant FCPA enforcement actions and the lessons they provide for the compliance professional.
12 min
124
The Current State of Compliance - Issues and Ch...
In this episode 1 of a five-part podcast series, I visit with Terry Orr, Managing Director at Kroll, a division of Duff & Phelps. We discuss his journey to the compliance field.
13 min
125
Impacts of Emerging Regulations: Part 5- Scalin...
In this 5th and final episode, I visit with Jonathan Hughes, Director, Strategic Relationships at Assent Compliance. We considered how the market impacts are driving the need for more scale in technology-based solutions for supply chain management.
18 min
126
Impacts of Emerging Regulations: Part 4- the Cu...
In this fourth episode of a 5-part podcast series, I visit with Jared Connors, subject matter expert for Assent Compliance on Corporate Social Responsibility on the current state of conflict minerals/responsible minerals. 
14 min
127
Impacts of Emerging Regulations: Part 3- What i...
In this third episode of this 5-part podcast series, I visit with Sarah Carpenter, Manager, Business and Human Rights for Assent Compliance on the value proposition of CSR for corporations.
12 min
128
Impacts of Emerging Regulations: Part 2- Instit...
In Part 2 of a 5-part podcast series, I visit with Jared Connors, subject matter expert for Assent Compliance on Corporate Social Responsibility (CSR) on how to institute a broader supply chain risk management program.
18 min
129
Impacts of Emerging Regulations: Part 1 – The H...
In this episode 1 of a 5-part podcast series on the impacts of emerging regulations on the supply chain, I visit with Kate Dunbar, subject matter expert for Assent Compliance in HTS on the current and evolving HTS landscape.
16 min
130
FCPA Compliance Report-Episode 432, Mark Lanphe...
In this episode I visit with Mark Lanpher, a partner at Shearman & Sterling LLP, practicing in the firm’s White Collar and Regulatory Enforcement group. Lanpher is a former Assistant Chief Litigation Counsel at the SEC. We take a deep dive into the July 2018 change in FCPA Enforcement Policy.
17 min
131
Life With GDPR: Episode 29- GDPR Year 1 Review-...
32 min
132
Daily Compliance News: June 4, 2019, the leader...
I take things in a different direction on this episode of the Daily Compliance News. I focus on 4 articles on leadership which caught my eye.
4 min
133
FCPA Compliance Report-Episode 431, Pat Harned ...
In this episode I visit with Pat Harned, CEO at the Ethics and Compliance Initiative. We discuss the ECI’s recently concluded annual conference, Impact 2019 and some of the highlights for both Pat and myself.
24 min
134
DOJ 2019 Guidance: Part V – Final Thoughts
In this episode five of a 5-part podcast series we conclude our deep dive into the DOJ's 2019 Guidance with some final thoughts.
13 min
135
DOJ 2019 Guidance: Part IV – Does your complian...
Over the course of this podcast series, sponsored by Affiliated Monitors, Inc., I am visiting with Eric Feldman. We look at the DOJ Evaluation of Corporate Compliance Programs. In Episode 4, we consider the question “Does your compliance program work in practice?”
12 min
136
DOJ 2019 Guidance: Part III – Is It Being Effec...
This week, in a podcast series sponsored by Affiliated Monitors, Inc., I am visiting with Eric Feldman. We look at the DOJ Evaluation of Corporate Compliance Programs. In Episode 3, we consider the question “Is it being effectively implemented?”
15 min
137
DOJ 2019 Guidance: Part II – Is Your Program We...
This week, in a podcast series sponsored by Affiliated Monitors, I am visiting with Eric Feldman, SVP of AMI. We look at the DOJ Evaluation of Corporate Compliance Programs. In Episode 2, we consider the question “Is your program well designed?”
17 min
138
DOJ 2019 Guidance: Part I - Introduction
This week, in a podcast series sponsored by AMI, I visit with Eric Feldman. We look at the DOJ Evaluation of Corporate Compliance Programs. In Episode 1, we begin with some of Feldman’s observations on the 2019 Guidance.
16 min
139
Daily Compliance News: June 1, 2019-the Managem...
What are some of the top compliance and corruption stories for June 1, 2019? Check in on the Daily Compliance News with Tom Fox.
4 min
140
Daily Compliance News: May 31, 2019-the May is ...
What are some of the top compliance and corruption stories for May 31, 2019? Check in on the Daily Compliance News with Tom Fox.
4 min
141
Life With GDPR: Episode 28- GDPR Year 1 Review-...
In this episode Jonathan Armstrong and myself begin a two-part podcast series where we review the first year of GDPR. In this episode we consider the numbers from Year 1.
10 min
142
Daily Compliance News: May 30, 2019-is a spanki...
What are some of the top compliance and corruption stories for May 30, 2019? Check in on the Daily Compliance News with Tom Fox.
4 min
143
Bonus Episode-Compliance Week 2019 Wrap Up
In this episode I am joined by Mary Shirley, Lisa Fine and Amii Bernard-Bahn to provide our reflections of Compliance Week 2019.
39 min
144
Daily Compliance News: May 29, 2019-the Workers...
What are some of the top compliance and corruption stories for May 29, 2019? Check in on the Daily Compliance News with Tom Fox.
4 min
145
Daily Compliance News: May 29, 2019-the Workers...
What are some of the top compliance and corruption stories for May 29, 2019? Check in on the Daily Compliance News with Tom Fox.
4 min
146
Daily Compliance News: May 27, 2019-the Memoria...
What are some of the top compliance and corruption stories for May 27, 2019? Check in on the Daily Compliance News with Tom Fox.
4 min
147
Leveraging AI in Compliance Investigation: Part...
Where are investigations headed? How will the dynamic use of data improve not only compliance internal investigations but also make a compliance program more effective? Find out in this Part 5 of a five-episode series.
14 min
148
Leveraging AI in Compliance Investigation: Part...
In this episode four of a 5-part podcast series learn how AI can not improve your investigation efficiency.
13 min
149
Leveraging AI in Compliance Investigation: Part...
In this episode three of a 5-part podcast series learn how AI can not only improve your investigation efficiency but also help you to overcome investigative challenges. There are some interesting case studies included.
12 min
150
Leveraging AI in Compliance Investigation: Part...
In this episode two of a 5-part podcast series learn how AI can not only improve your investigation efficiency but also drive down costs.
12 min
151
Leveraging AI in Compliance Investigation: Part...
This leveraging of AI in compliance investigations is a critical part of today's best practices compliance program. Learn more in this Episode 1 of this exciting five-part podcast series.
16 min
152
Daily Compliance News: May 26, 2019-the Sunday ...
In this episode the Sunday Book Review, I discuss four book with Memorial Day themes.
4 min
153
Daily Compliance News: May 25, 2019-the execs b...
What are some of the top compliance and corruption stories for May 25, 2019? Check in on the Daily Compliance News with Tom Fox.
4 min
154
Daily Compliance News: May 24, 2019-the Memoria...
What are some of the top compliance and corruption stories for May 23, 2019? Check in on the Daily Compliance News with Tom Fox.
4 min
155
Daily Compliance News: May 23, 2019-the life or...
What are some of the top compliance and corruption stories for May 23, 2019? Check in on the Daily Compliance News with Tom Fox.
4 min
156
Daily Compliance News: May 22, 2019, the what i...
What are some of the top compliance and corruption stories for May 22, 2019? Check in with Tom Fox on the Daily Compliance News to find out.
4 min
157
Daily Compliance News: May 20, 2019, Compliance...
What are some of the top compliance and corruption stories for May 20, 2019? Check in on the Daily Compliance News with Tom Fox to find out.
4 min
158
Maintaining Market Access: Part 5 – Chemical an...
Why is chemical and product compliance so complex? How can you think through a compliance response. I visit with James Calder to find out in Episode 5 of Maintaining Market Access podcast series.
16 min
159
Maintaining Market Access: Part 4 - FARs flow d...
11 min
160
Maintaining Market Access: Part 3 - Continuous ...
What is the value of continuous monitoring to maintain access? Find out in today's podcast featuring Jared Connors.
14 min
161
Maintaining Market Access: Part 2 - Trade Compl...
Why is trade compliance critical to maintaining market access?
12 min
162
FCPA Compliance Report-Episode 430, Scott Morit...
In this episode I visit with Scott Moritz, the Global Lead, Protiviti Forensics. We discuss the Varsity Blues scandal from the forensic perspective.
23 min
163
Maintaining Market Access: Part 1 - Introductio...
In this Episode 1 of a five-part podcast series, sponsored by Assent Compliance, I visit with Travis Miller, General Counsel at Assent Compliance. We introduce the topic of market access and how companies are responding to these requirements.
14 min
164
Daily Compliance News: May 19, 2019-the Sunday ...
In this Sunday Book Review edition of the Daily Compliance News for May 19, 2019, I take a look at five books dealing with con men.
4 min
165
Daily Compliance News: May 18, 2019-the more ba...
What some of the top compliance and corruption stories for May 18, 2019? Check in with Tom Fox on the Daily Compliance News.
4 min
166
This Week in FCPA-Episode 154 - the Take It Bac...
The Astros continue their inexorable march back to the World Series (Take It Back) as the Red Sox hover at .500. Never one to gloat, Tom takes a break to join Jay to discuss both events some of this week’s top compliance and ethics stories which caught their collective eyes.
28 min
167
Daily Compliance News: May 16, 2019-the CEOs an...
What were some of the top ethics and compliance stories for May 16, 2019? Check out the Daily Compliance News to find out.
4 min
168
Everything Compliance-Episode 46, the Justice D...
This entire episode is dedicated to the recently released Evaluation of Corporate Compliance Programs-2019 Guidance
54 min
169
Compliance into the Weeds: Episode 123-Whistleb...
In this episode, Matt and I take a deep dive into the House Financial Services bill, HR 2515, which amends the Dodd-Frank Act to clarify that whistleblowers who report misconduct to their employers and not to the SEC also have protections against retaliation under the law.
25 min
170
Daily Compliance News: May 15, 2019-the whistle...
What are some of the day's top compliance and corruption stories for May 15, 2019? Check in with Tom Fox on the Daily Compliance News.
4 min
171
Daily Compliance News: May 14, 2019-the from ba...
What are some of the top compliance and corruption stories for May 14, 2019? Check in on the Daily Compliance News with Tom Fox.
4 min
172
Daily Compliance News: May 13, 2019-the regime ...
Daily Compliance News: May 13, 2019-the regime change edition
4 min
173
FCPA Compliance Report-Bonus Episode-ECI High Q...
FCPA Compliance Report-Bonus Episode-ECI High Quality Program Framework Assessent
60 min
174
Daily Compliance News: May 11, 2019-the what is...
Daily Compliance News: May 11, 2019-the what is data security edition
4 min
175
This Week in FCPA-Episode 153 – the You’ll Neve...
This Week in FCPA-Episode 153 – the You’ll Never Walk Alone edition
41 min
176
Daily Compliance News: May 10, 2019-the what is...
Daily Compliance News: May 10, 2019-the what is hubris edition
4 min
177
Daily Compliance News: May 9, 2019-the regime c...
Daily Compliance News: May 9, 2019-the regime change edition
4 min
178
Daily Compliance News: May 8, 2019-the Is He or...
Daily Compliance News: May 8, 2019-the Is He or Isn’t He edition
4 min
179
Daily Compliance News: May 7, 2019-the Welcome ...
Daily Compliance News: May 7, 2019-the Welcome to the US edition
4 min
180
Independent Monitoring and Proactive Assessment...
Independent Monitoring and Proactive Assessments for Defense Attorneys-Part 5, In Non-Profits and Varsity Blues
13 min
181
Independent Monitoring and Proactive Assessment...
Independent Monitoring and Proactive Assessments for Defense Attorneys-Part 4, In the Health Care Industry
14 min
182
Independent Monitoring and Proactive Assessment...
Independent Monitoring and Proactive Assessments for Defense Attorneys-Part 3, Case Studies of Working with 3rd Party Independents
12 min
183
Independent Monitoring and Proactive Assessment...
Independent Monitoring and Proactive Assessments for Defense Attorneys-Part 2, The Nuts and Bolts
12 min
184
Daily Compliance News: May 6, 2019-the Diamonds...
Daily Compliance News: May 6, 2019-the Diamonds are Forever edition
4 min
185
Independent Monitoring and Proactive Assessment...
Independent Monitoring and Proactive Assessments for Defense Attorneys-Part 1, Introduction
12 min
186
FCPA Compliance Report-Episode 429, James Kouki...
FCPA Compliance Report-Episode 429, James Koukios on MoFo’s February Anti-Corruption Newsletter
29 min
187
Daily Compliance News: May 5, 2019-the Sunday B...
Daily Compliance News: May 5, 2019-the Sunday Book Review edition
4 min
188
Daily Compliance News: May 4, 2019-the Enter Sl...
Daily Compliance News: May 4, 2019-the Enter Slow, Exit fast edition
4 min
189
Daily Compliance News: May 3, 2019-the Insys ex...
Daily Compliance News: May 3, 2019-the Insys execs guilty edition
4 min
190
Daily Compliance News: May 2, 2019-the Evaluati...
Daily Compliance News: May 2, 2019-the Evaluation edition
4 min
191
Life With GDPR: Episode 26- The Importance of P...
Life With GDPR: Episode 26- The Importance of Passwords
18 min
192
Compliance into the Weeds: Episode 121-The Role...
Compliance into the Weeds: Episode 121-The Role of the CRO in ERM
25 min
193
Daily Compliance News: May 1, 2019-the May Day ...
Daily Compliance News: April 1, 2019-the May Day edition
4 min
194
Daily Compliance News: April 30, 2019-the End o...
Daily Compliance News: April 30, 2019-the End of April edition
4 min
195
Across the Board – Episode 5: The Road Ahead
Across the Board – Episode 5: The Road Ahead
12 min
196
Across the Board – Episode 4: Metrics and Senio...
Across the Board – Episode 4: Metrics and Senior Management
14 min
197
Across the Board – Episode 3: Not Enough Time/N...
Across the Board – Episode 3: Not Enough Time/Not Enough Depth
13 min
198
Daily Compliance News: April 29, 2019-the Welco...
Daily Compliance News: April 29, 2019-the Welcome to my Tweet-Up edition
4 min
199
Across the Board – Episode 2: BOD Understanding...
Across the Board – Episode 2: BOD Understanding and the Game Plan
12 min
200
FCPA Compliance Report-Episode 428, James Kouki...
Episode 428, James Koukios on MoFo’s January Anti-Corruption Newsletter
16 min