FCPA Compliance Report

The FCPA Compliance Report is the longest running podcast in the in compliance and business ethics. Join its award-winning host, Tom Fox, the Voice of Compliance as he visits with top compliance practitioners, key figures from business, the government and law firms in the top podcast dedicated to all things compliance.

Business
Business News
News Commentary
1
Kevin O’Brien on the Elizabeth Holmes Trial
Tom visits with white collar trial lawyer Kevin O'Brien on the Elizabeth Holmes trial.
32 min
2
Irene Kaushanky on Why Supply Chain is the Conn...
In this episode I visit with Irene Kaushanky from the Global Fund to End Modern Slavery.
24 min
3
John Davis and James Tillen on WPP
In this episode I visit Miller & Chevalier members John Davis and James Tillen on the WPP Foreign Corrupt Practices Act enforcement action.
32 min
4
Mary Inman on an International Whistleblower Pr...
In this episode, I visit with Mary Inman, partner at Constantine Cannon. She runs the firms International Whistleblower practice from London.
29 min
5
Mike DeBernardis on Q3 Compliance and Enforceme...
Fan fav Mike DeBernardis joins me for a Q3 FCPA wrap up.
40 min
6
Matt Silverman - Trade Compliance, Part 2
In this Part 2, with Matt Silverman we continue the exploration of the current state of trade compliance.
25 min
7
Matt Silverman - Trade Compliance, Part 1
In Part 1 of a two-part series, I visit with Matt Silverman on the current state of trade compliance.
17 min
8
Trish Refo-Lawyers in the Public Square
Trish Refo discusses her recent article "Lawyers in the Public Square".
26 min
9
Dean Cherie Taylor on a Compliance Certificatio...
Tom visits with Dean Cherie Taylor on a Compliance Certification at South Texas College of Law Houston.
26 min
10
Bill Athanas- Factors In Defending White Collar...
Bill Athanas on factors to determine if someone will get indicted.
31 min
11
Randy Sorrels-A New Law Firm
Randy Sorrels joins me to discuss founding a new law firm during the pandemic.
35 min
12
Lisa Beth Lentini Walker and Stef Tschida - Rai...
What happens when a compliance professional and communications expert write a book?
24 min
13
Karen Woody on Comings and Goings at the SEC
Karen Woody returns to review the current spate of issues at the SEC.
28 min
14
James Koukios on MoFo April International Anti-...
In this episode, I am joined by fan fav James Koukios to discuss the MoFo International Anti-Corruption Newsletter from April.
22 min
15
James Koukios on MoFo March International Anti-...
Fan fav James Koukios on MoFo March International Anti-Corruption Newsletter.
23 min
16
Episode 560-Mike DeBernardis on Enforcement and...
Fan fav Mike Debernardis returns for a look at key enforcement actions and issues from Q2-2021.
32 min
17
Executives at Risk, Summer 2021 Newsletter
In this episode, I visit with Lauren Briggerman, Katherine Pappas and Ian Herbert on highlights from the Miller & Chevalier Summer 2021 Executives at Risk Newsletter.
33 min
18
Jason Mefford
Jason Mefford joins host Tom Fox this week.
38 min
19
Cristina Revelo-a PhD in Compliance
In this episode I am joined by Cristina Revelo.
32 min
20
Welcome to ¡(H)Ola Compliance!
In this Episode of the FCPA Compliance Report, I am joined by Miller & Chevalier Members Alejandra Almonte and Matt Ellis co-hosts of ¡(H)Ola Compliance!
23 min
21
Mary Ann Faremouth on Revolutionary Reinvention
In this episode, Tom visits with Mary Ann Faremouth, developer of the Faremouth Method.
24 min
22
Charles Thomas on the Current State of 3rd Part...
What is the current state of 3rd party risk management solutions?
25 min
23
Greg Keating on the Current State of Whistleblo...
In this Episode of the FCPA Compliance Report, I am joined by Greg Keating
23 min
24
András Bácsfalvi on AML Compliance in Hungary
In this episode, I am joined by András Bácsfalvi, an AML compliance specialist in Hungary and more importantly host of the podcast Védelmi Vonalak .
23 min
25
James Koukios on MoFo January and February Int'...
James Koukios returns to discuss Int'l ABC developments.
27 min
26
Joey Seeber, Part 2
Joey Seeber returns to discuss Level Legal and Baylor basketball. On the FCPA Compliance Report
19 min
27
Joey Seeber, Part 1
Today, I am joined by Joey Seeber, CEO of Level Legal, an alternative legal services provider. In this Part 1, we look at Seeber’s professional background, his time in politics, the founding of the company and its early days.
21 min
28
Mike DeBernardis on Enforcement and Oversight i...
In this episode, fan fav Mike DeBernardis returns to discuss regulatory oversight and enforcement in 2021.
27 min
29
Max Keating, Controls and ESG in eSports
I am joined by Max Keating, CEO and co-founder of Kleos, a scheduling and payment platform for the eSports industry.
12 min
30
Laura Tulchin on the Year Everything Changed
I am joined by Laura Tulchin, Director at Exiger on 2020, the year everything changed
33 min
31
Quyen Truong on the Direction of the CFPB under...
In this Episode of the FCPA Compliance Report, I am joined by Quyen Truong, partner at Stroock & Stroock & Lavan. She joins me to talk about the CFPB under the Biden Administration
29 min
32
Erica Salmon Byrne on Ethisphere’s 2021 WME
In this Episode of the FCPA Compliance Report, I am joined by Erica Salmon Byrne, EVP at Ethisphere. We take a deep dive into Ethisphere’s 2021 WME report.
39 min
33
Raman Kalyan & Tahlal Mir on Insider Risks
In this episode, I am joined by Microsoft's Raman Kalyan & Tahlal Mir to discuss what are insider risks and their podcast, Uncovering Insider Risks
38 min
34
Bryan Sillaman on the Intersection of Complianc...
Bryan Sillaman returns to discuss how a compliance professional can think through setting up an ESG program and clean energy issues.
21 min
35
ECI 2021 Global Business Ethics Survey: Episode...
In this concluding episode, we consider the GBES conclusions and recommendations.
18 min
36
ECI 2021 Global Business Ethics Survey: Episode...
In Part 4, we consider Covid-19 and its impact on culture
14 min
37
ECI 2021 Global Business Ethics Survey: Episode...
In Part 3, we consider the GBES findings around retaliation
12 min
38
ECI 2021 Global Business Ethics Survey: Episode...
Part 2, we consider the key trend identified in the 2021 GBES
14 min
39
ECI 2021 Global Business Ethics Survey: Episode...
In this special 5-part series, I sit down with Pat Harned, President of ECI to review the 2021 GBES. In this Episode 1, we review some of the key trends.
13 min
40
James Koukios on MoFo Top 10 Int’l ABC Developm...
James Koukios returns to discuss the firm’s always informative Top 10 International Anti-Corruption Developments for December 2020.
21 min
41
Loren Steffy on the Texas Power Disaster
In the Episode, Loren Steffy returns to take a deep dive into the Texas power failure during our recent snow-pocolypse.
26 min
42
Michael Rasmussen on Policy Management Pro
In the Special Episode, I visit with Michael Rasmussen, who together with OCEG have rolled out a fabulous new resource for the compliance community, the Policy Management Pro.
12 min
43
James Koukios on MoFo Top 10 Int’l ABC Developm...
In the Episode, James Koukios returns to discuss the firm’s always great Top 10 International Anti-Corruption Developments for November 2020.
27 min
44
Kris Krimitsos on Podfest Global Summit
Chris Krimitsos joins Tom to discuss the upcoming Podfest Global Summit. Find out why you should attend.
15 min
45
Philip Urofsky on Shearman & Sterling’s 2020 FC...
In the Episode, Philip Urofsky joins me to discuss the 2020 FCPA Digest and where anti-corruption enforcement may be headed in 2021.
31 min
46
Mike Volkov Turns the Tables
In the Episode, Mike Volkov turns the tables on me as he interviews me for a wide-ranging discussion about the new Justice Department leadership and the likely impact on enforcement and overall compliance.
50 min
47
Pamela Fierst-Walsh on Responsible Sourcing
What is responsible sourcing and how is it a national security issue? Find out on this episode.
19 min
48
Asher Miller on Doing Compliance in Israel
I visit with Asher Miller, a Compliance Consultant and Business Law Expert. He joins me to discuss the current state of compliance in Israel.
31 min
49
Doreen Edelman on CFIUS under the Biden Adminis...
In this episode, Doreen Edelman returns to visit about all things CFIUS and what may happen under the Biden Administration
31 min
50
James Koukios on the MoFo Top 10 International ...
MoFo Partner James Koukios on firm’s Top 10 International Anti-Corruption Developments for October 2020.
22 min
51
Bonus Edition-Everything Ethics
Today I have a special year end bonus episode where I am interviewed by Kevin Foster for his show Everything Ethics.
60 min
52
Eric Young on Key Compliance & Enforcement Chan...
In this episode, I am joined by Eric Young to explore some of the key changes he observed in compliance and enforcement in the financial industry over the decade of 2010 to 2020.
16 min
53
James Koukios on the MoFo Top 10 International ...
Fan favorite James Koukios returns to review the MoFor newsletter of the Top 10 International Anti-Corruption Developments for September 2020.
23 min
54
Fry Wernick and Mike Ward Dissect the Year’s 3 ...
In this episode, Fry Wernick and Mike Ward dissect the year's 3 biggest anti-corruption cases from the government and in-house perspective.
62 min
55
Don Stern on the US Attorney Offices
In this episode, I am joined by Don Stern, Managing Director at AMI and former US Attorney for Massachusetts. We discuss the 93 US Attorneys offices across the US.
18 min
56
Eric Young on the Fed and DFS Components of the...
In this episode, I am joined by Eric Young. We explore an under-looked aspect of the Goldman Sachs FCPA enforcement action; the independent enforcement actions by the Fed and state of DFS.
20 min
57
How the Lion’s Mouth Informs Your Internal Repo...
This episode concludes my podcast series on how the city of Venice informs your internal reporting system.
7 min
58
Arsenale and Incentivizing Compliance
Today, we visit the great Venice ship building and repair facility, the Arsenale and how its incentive structure informs modern day compliance.
8 min
59
Mike Lindsey on Legal Issues Related to Cyber, ...
In this episode, I am joined by Mike Lindsey, a partner in the Los Angeles law firm of Steinbrecher and Span.
24 min
60
How the Venetian Gondolier Informs Your Complia...
Today, I consider how the ubiquitous Gondolier, the Venetian Gondola boatman informs your compliance program.
6 min
61
Dave Lefort, Reflections on Tommy Heinsohn
In the episode, I visit with Compliance Week Editor-in-Chief Dave Lefort, on the life and meaning of the recently deceased Tommy Heinsohn.
28 min
62
Mike DeBernardis on Q3 FCPA Enforcement and Rel...
In the episode, I visit with Mike DeBernardis, Counsel and Hughes Hubbard. We take a look back at the FCPA world in Q3. It started off with a bang and never slowed down.
29 min
63
James Koukios on the MoFo Top 10 International ...
In this episode, I welcome back fan fav James Koukios to discuss the MoFo Top 10 International Anti-Corruption Developments for April 2020.
17 min
64
Wirecard Part 10, On the Beach
Mikhail Reider-Gordon, MD at Affiliated Monitors continue our deep dive into the Wirecard saga. This week, shell companies in our On The Beach episode.
56 min
65
Susan Divers on Evolution in Compliance over th...
I visit with Susan Divers, Senior Advisor at LRN, in my continuing series this year looking back over the past decade of Foreign Corrupt Practices Act enforcement and the evolution of compliance.
23 min
66
Gar Hurst on Biggest Import Issue You Have Neve...
What is the biggest import control issue you have never heard about? Gar Hurst joins the FCPA Compliance Report to explain.
28 min
67
Carrie Penman on Beyond the Moment
In this episode, I am joined I am joined by Carrie Penman. We visit about their upcoming 2020 virtual conference, NAVEX Next, entitled Beyond the Moment.
20 min
68
Wirecard Part 9, Running to Fraud with Hermes
In this episode, Mikhail Reider-Gordon and Tom Fox explore the money laundering Wirecard engaged in via the project dubbed ‘Hermes’.
52 min
69
The FinCen Papers
In this episode, I am joined by Piero Molinario, Senior Managing Director, at K2 Intelligence FIN and Joanne Taylor, Managing Director, K2 Intelligence FIN’s We take a deep dive into the FinCen Papers.
24 min
70
Jonathan Armstrong on Herbalife from a UK Persp...
In this concluding Part 5, I am joined by Jonathan Armstrong and we discuss the enforcement action from the UK perspective under the UK Bribery Act.
13 min
71
Jonathan Marks on the Role of Gatekeepers
In this Part 4, Jonathan Marks and Tom Fox discuss the role of gatekeepers and the lack of skepticism at the Board of Directors.
9 min
72
Compliance Book Club Interview of Robert Chesnu...
In this special edition, I am pleased to cross-post a recent live event hosted by Sean Freidlin, Director Product Marketing at SAI Global. He hosted the third edition of SAI Global’s Compliance Book Club, featuring Robert Chesnut, author of Intentional Integrity.
61 min
73
Matt Kelly on the Role of Internal Audit
In this Part 3, Matt Kelly joins me to consider the role internal audit in this matter and the (non) actions of Herbalife’s Board of Directors.
11 min
74
Wirecard Part 9, Bring Lawyers Guns and Money
Once again, I am joined by Mikhail Reider-Gordon. We explore those other professional service providers who enabled Wirecard in our bring Lawyers Guns and Money episode.
37 min
75
Jay Rosen on the Lack of Monitorship
In this Part 2, Jay Rosen joins me to consider how Herbalife was able to avoid a Monitorship.
8 min
76
Mike Volkov on the Herbalife FCPA Resolution
In this Part 1, Mike Volkov details how he would counsel a company which found itself in a situation similar to Herbalife.
10 min
77
The Miller & Chevalier 2020 Latin American Corr...
In this Episode 5, I am joined by James Tillen and Matt Ellis to take a retrospective look back over the 12 years of Miller & Chevalier’s Latin American Corruption Survey.
23 min
78
The Miller & Chevalier 2020 Latin American Corr...
In this Episode 4, I visit with firm Counsel Greg Bates and we explore some of the Survey’s data on compliance program design and implementation.
13 min
79
Lies, Spies and Wirecard
In this episode of our continuing series on Wirecard, Mikhail Reider-Gordon and Tom Fox explore lies, spies and Wirecard.
44 min
80
The Miller & Chevalier 2020 Latin American Corr...
In this Episode 3, I visit with firm Member Alejandra Almonte and we explore some of the Survey’s high-level findings on compliance trends in the Latin American region.
13 min
81
The Miller & Chevalier 2020 Latin American Corr...
In this Episode 2, I visit with firm Member Matt Ellis on some of the Survey’s findings on country specific corruption issues.
14 min
82
The Miller & Chevalier 2020 Latin American Corr...
In this Episode 1, I visit with firm Member James Tillen on the Survey’s findings on region-wide corruption risks and region-wide perceptions of corruption and effectiveness of local anti-corruption laws.
15 min
83
Wirecard-Part 6, End of Summer Wrap UP
In this episode of Wirecard Part 6, Mikhail Reider Gordon and myself are back from a summer hiatus and wrap up what has been happening on the Wirecard front over the past few weeks.
49 min
84
John Fons and Current Issues Facing CCOs
In this episode, I visit with John Fons. Fons provides insights into some of the current issues facing CCOs and CECOs today.
21 min
85
Jordan Arnold and Surjeet Mahant on the DFS Cyb...
In this episode, I take a deep dive into the recent DFS cyber-enforcement action involving 1st American Title, with K2 FIN's Jordan Arnold and Surjeet Mahant.
35 min
86
Special 500th Anniversary Episode
Welcome to the 500th Anniversary episode of the FCPA Compliance Report. Join me as a look back at the podcast, the evolution of compliance and a look ahead into podcast, Liverpool football and buffalo wings.
37 min
87
Jonathan Marks on the Evolution of Compliance T...
In this episode, I visit with Jonathan Marks, a partner at Baker Tilly who talks about the evolution of compliance through the lens of internal audit. We consider how some of the changes in compliance mirror those he saw and lived through in the world of internal audit.
25 min
88
Jay Rosen on Changes from the Compliance Vendor...
In this episode, I visit with Jay Rosen. We consider some of the top changes Rosen has observed in how companies have thought about compliance solutions.    
26 min
89
Jonathan Armstrong on the UKBA, GDPR and Modern...
This week begins a series of podcasts leading up to the 500th anniversary episode of the FCPA Compliance Report. In this episode, I visit with Jonathan Armstrong. We take a look back at the evolution of UK and EU laws around bribery, data privacy/data protection and modern slavery and the compliance response.  
21 min
90
Matt Kelly on Changes Seen by the 4th Estate
This week begins a series of podcasts leading up to the 500th anniversary episode of the FCPA Compliance Report. In this episode, I visit with Matt Kelly, founder of Radical Compliance. We take a look back at the evolution compliance over the past 10 years from the perspective of the 4th Estate.  
20 min
91
Mike Volkov on Changes in FCPA Enforcement
Over this week, I will be joined by Mike Volkov, Matt Kelly, Jonathan Armstrong, Jay Rosen and Jonathan Marks. Each will speak about the evolution of  FCPA enforcement and compliance. In this episode, I visit with Mike Volkov, to look back at the evolution of FCPA enforcement.  
25 min
92
Wirecard and Fraud
In this episode, I am once again joined by I am joined by Mikhail Reider-Gordon, Managing Director of Institutional Ethics & Integrity at AMI. In this episode we take up Wirecard, fraud and BCCI.
55 min
93
Eric Lorber on How the Trade Sanction Sausage i...
28 min
94
Mikhail Reider-Gordon on AML and Wirecard, Part 1
Mikhail Reider-Gordon, Managing Director at AMI, joins me again as we continue our multipart series on the Wirecard accounting fraud. In this episode, we begin a two-part exploration of the role of money-laundering in the Wirecard saga.
58 min
95
James Koukios on the MoFo Top 10 International ...
In the Episode, I visit with James Koukios, partner at Morrison & Foerster. We visit about the firm’s Top 10 International Anti-Corruption Developments for March 2020.
23 min
96
WireCard and Germany Inc.
In this episode, Mikhail Reider-Gordon and myself continue our multipart series on the Wirecard accounting fraud. Today, we consider the role of Germany Inc. in the Wirecard saga.
46 min
97
Mike DeBernardis on 2020 Update to the Evaluati...
In this episode, I welcome back fan fav,  Mike DeBernardis for an exploration of the DOJ's 2020 Update to the Evaluation of Corporate Compliance Programs and joint DOJ/SEC FCPA Resource Guide, 2nd edition.
30 min
98
Wirecard and Short Sellers
In this episode, Mikhail Reider-Gordon, Managing Director of Institutional Ethics & Integrity at AMI and myself continue our multipart series on the Wirecard accounting fraud. Today, we consider the roll of short sellers in the Wirecard saga.
46 min
99
Gordon Platt-from Investigative Journalism to W...
In the Episode, I am joined by Gordon Platt. In this episode, we discuss Platt’s return to the full-time practice of law and how the skills he used as investigative journalist enhance his work as a white collar practitioner. 
22 min
100
Wirecard-a podcast series on the scandal, with ...
In this episode of the FCPA Compliance Report, Mikhail Reider-Gordon, Managing Director of Institutional Ethics & Integrity at Affiliated Monitors and myself begin a multipart series on the Wirecard accounting fraud.
27 min