FCPA Compliance Report
The FCPA Compliance Report is the longest running podcast in the in compliance and business ethics. Join its by its award-winning host, Tom Fox, the Voice of Compliance as he visits with top compliance practitioners, key figures from business, the government and law firms in the top podcast dedicated to all things compliance.
Business
Business News
News Commentary
1
John Warren on 2020 ACFE Report to the Nations
In the Episode, I am joined by John Warren Vice President and General Counsel at the Association of Certified Fraud Examiners (ACFE). We discuss the 2020 ACFE Report to the Nations, which is the most comprehensive report on the global scourge of fraud.
25 min
2
Joel Androphy on the Role of the FCA in Fightin...
In this podcast we consider the role of the FCA in helping the US government fight fraud, waste and abuse.
24 min
3
Mike DeBernardis on Q1 FCPA Enforcement Highlights
In this podcast, I am joined by Hughes Hubbard Counsel Mike DeBernardis to review the FCPA enforcement highlights from Q1, 2020.
30 min
4
From the Unthinkable to a Culture of Compliance...
In this Part 5 of a special five-part podcast series with lawyers from Azevdo Sette, we consider compliance challenges in Brazil. In this final episode, I visit with Lucas Bianchinni on environmental compliance.
14 min
5
From the Unthinkable to a Culture of Compliance...
In this Part 4 of a special five-part podcast series with lawyers from Azevdo Sette, we consider compliance challenges in Brazil. In this fourth episode, I visit with Ingrid Santos and Guiliana Bohila on #MeToo and Sexual/Moral Harassment
10 min
6
From the Unthinkable to a Culture of Compliance...
In this Part 3 of a special five-part podcast series with lawyers from Azevdo Sette, we consider compliance challenges in Brazil. In this third episode, I visit with Glaucia Ferreira on background investigations in Brazil.
11 min
7
From the Unthinkable to a Culture of Compliance...
In this Part 2 of a special five-part podcast series with lawyers from Azevdo Sette, we consider compliance challenges in Brazil. In this first episode, I visit with Luiz Salles and we discuss key factors in compliance investigations in Brazil and the impacts of these factors on antitrust compliance.
14 min
8
From the Unthinkable to a Culture of Compliance...
In this Part 1 of a special five-part podcast series with lawyers from Azevdo Sette, we consider compliance challenges in Brazil. In this first episode, I visit with Isabel Franco on how CarWash changed an entire culture.
15 min
9
Susan Divers on LRN’s 2020 Compliance Program E...
What does the LRN 2020 Compliance Program Effectiveness Report tell us about the state of compliance and where it may be heading. This week LRN's Susan Divers joins me for a deep dive into the Report.
37 min
10
Pat Harned on ECI’s IMPACT 2020
In this episode, I visit with Pat Harned, President of the Ethics & Compliance Initiative and we discuss ECI’s upcoming virtual conference IMPACT 2020.
19 min
11
James Koukios on the MoFo Top 10 International ...
In the Episode, I visit with James Koukios, partner at Morrison & Foerster. We visit about the firm’s Top 10 International Anti-Corruption Developments for February 2020.
19 min
12
Karen Woody on Profit Disgorgement at the Supre...
Will the Supreme Court reward fraudsters by allowing them to keep their ill-gotten gains? Karen Woody joins me to discuss the Lui case and what it means for the SEC and profit disgorgement.
22 min
13
James Koukios on the MoFo Top 10 International ...
In the Episode, I visit with James Koukios. We visit about the firm’s Top 10 International Anti-Corruption Developments for January 2020.
24 min
14
Quyen Truong on California’s Proposed Mini-CFPB...
What is the the national impact of this proposed California mini-CFPB? Quyen Truong joins the FCPA Compliance Report to explain.
27 min
15
Bryan Sillaman on the French Airbus Enforcement...
In this episode I am joined by Hughes Hubbard partner Bryan Sillaman to take a deep dive into the PNF portion of the Airbus international anticorruption enforcement action.
20 min
16
Tony Charles on Managing a 3rd Party Process
In this Episode, I visit with Tony Charles and we discuss the firm’s recent article 3rd Party Due Diligence: Creating a Credible and Defensible Program. We use it as an entrée into the topic of 3rd party due diligence. 
26 min
17
Erica Salmon Byrne on Ethisphere’s 2020 WME Hon...
In the Episode, I visit with Erica Salmon Byrne, EVP at Ethisphere, Governance and Compliance and Chair of the Business Ethics Leadership Alliance, on Ethisphere’s 2020 World’s Most Ethical company honorees.
18 min
18
Airbus-Part 5, Tom Fox with some final thoughts...
In this concluding Part 5 of a special five-part series on the Airbus international anti-corruption enforcement action, Tom Fox provides some final thoughts.
11 min
19
Airbus-Part 4, Cecilia Fellouse-Guenkel on the ...
In today’s Episode 4 of this special five-part podcast series, Cecilia Fellouse-Guenkel discusses what the Airbus enforcement means for compliance in France, French companies and French compliance practitioners.
12 min
20
Airbus-Part 3, Jonathan Armstrong on the UK-SFO...
In today’s Episode 3 of this special five-part series, Jonathan Armstrong considers the UK’s Serious Fraud Office role in the enforcement involving Airbus.
15 min
21
Airbus-Part 2 Mike Volkov on ITAR and Trade San...
In today’s Episode 2 of this special five-part series not the Airbus international anti-corruption enforcement action, Mike Volkov considers that US trade sanction enforcement involving Airbus.
15 min
22
Airbus, Part 1-Jay Rosen on the FCPA Enforcement
In today’s Episode 1, Jay Rosen considers the FCPA enforcement involving Airbus.
12 min
23
Joanne Taylor on the UK Airbus Enforcement Action
In this episode I visit with Joanne Taylor, Managing Director at K2 Intelligence in London on the UK portion of the Airbus anti-corruption enforcement action.
20 min
24
James Koukios on the MoFo Top 10 International ...
James Koukios, partner at Morrison & Foerster and Editor-in-Chief of the firm’s Top 10 International Anti-Corruption Development returns to talk about the firm’s Top 10 International Anti-Corruption Developments for December 2019.
21 min
25
James Koukios on the MoFo Top 10 International ...
James Koukios joins me to talk about highlights from the MoFo November 2019 Top 10 International Anti-Corruption Developments Newsletter.
22 min
26
Day 31 | Levels of due diligence
What are the 3 levels of due diligence you should employ? Find out in Day 31 of 31 Days to a More Effective Compliance Program.
9 min
27
Day 30 | Using a root cause analysis for remedi...
How can you use a root cause analysis to lead your remediation efforts? Find out on Day 30 of 31 Days to a More Effective Compliance Program.
7 min
28
Day 29 | What is a root cause analysis?
What is a root cause analysis and what is its role in a compliance program? Find out in Day 29 of 31 Days to a More Effective Compliance Program.
7 min
29
Day 28 | Post-acquisition integration plan
What should go into your post-acquisition integration plan? Find out in Day 28 of 31 Days to a More Effective Compliance Program.
7 min
30
Day 27 | Pre-acquisition due diligence in merge...
What is the role of pre-acquisition due diligence in mergers and acquisitions? Find out in Day 27 of 31 Days to a More Effective Compliance Program.
7 min
31
Philip Urofsky on the Shearman & Sterling 2020 ...
In the Episode, I visit with Philip Urofsky, partner at Shearman & Sterling, Editor-in-Chief of the firm’s most excellent FCPA Digest. We visit about the firm’s 2020 FCPA Digest, Recent Trends and Patterns in the Enforcement of the FCPA and consider some of the highlights from the report.
35 min
32
Day 26 | Operationalizing compliance through pa...
What is the role of payroll in a best practices compliance program? Find out in Day 26 of 31 Days to a More Effective Compliance Program
7 min
33
Day 25 | Compliance function in an organization
What is is the role of a compliance function in an organization? Find out in Day 25 of 31 Days to a More Effective Compliance Program
7 min
34
Day 24 | CCO authority and independence
What is evidence of CCO authority and independence ? Find out in Day 24 of 31 Days to a More Effective Compliance Program
7 min
35
Day 23 | Updates and feedback
How can you incorporate updates and feedback into a compliance program? Find out in Day 23 of 31 Days to a More Effective Compliance Program
7 min
36
Day 22 | Assessing compliance internal controls
How can you assess compliance internal controls? Find out in Day 22 of 31 Days to a More Effective Compliance Program
7 min
37
Day 21 | Continuous improvement in a compliance...
How to engage in continuous improvement in a best practices compliance program? Find out in Day 21 of 31 Days to a More Effective Compliance Program
7 min
38
Day 20 | Responding to investigative findings
How should you respond to investigative findings? Find out in Day 20 of 31 Days to a More Effective Compliance Program.
8 min
39
Dave Lefort on 10 Stories CW Will Follow in 2020
In the Episode, I visit with Dave Lefort, Editor in Chief for Compliance Week. I asked him to come on the podcast and discuss his 10 predictions on what will dominate compliance headlines in 2020.
33 min
40
Day 19 | The investigation protocol
What is your investigation protocol? Find out why you need one and how to create one in 19 of 31 Days to a More Effective Compliance Program
7 min
41
Day 18 | Internal reporting and the triaging of...
What is your triaging of claims? Do you have a triage protocol? Find out why you should on Day 18 of 31 Days to a More Effective Compliance Program.
7 min
42
Day 17 | Managing your third parties
How can you best manage your 3rd parties? Find out in Day 17 of 31 Days to a More Effective Compliance Program
8 min
43
Day 16 | The third-party risk management process
What is the third party risk management process? Find out in today's episode of 31 Days to a More Effective Compliance Program.
8 min
44
Day 15 | How do you evaluate a risk assessment?
The evaluation of any risk assessment is a critical step for every compliance professional.
8 min
45
Day 14 | Risk Assessments
What is the role of risk assessments in a best practices compliance program?
8 min
46
Day 13 |Institutional Justice and The Fair Proc...
What is the role of institutional justice in a best practices compliance program?
8 min
47
André H. Paris on the Brazilian Compliance Scene
In the Episode, I visit with André H. Paris, a Brazilian Compliance Consultant and Lawyer. He is the author of the recently released book Compliance - Ethics and Transparency as the Way Forward.
18 min
48
Day 12 | Financial Incentives for Compliance
What financial incentives should be used in a best practices compliance program?
8 min
49
Day 11 | What is Effective Compliance Training?
How can you determine effective compliance training?
8 min
50
Day 10 | The use of social media in compliance
In today's episode of 31 Days to a More Effective Compliance Program, I discuss the use of social media in a best practices compliance program.
8 min
51
Day 9 | 360 degrees of compliance communications
A 360-degree view of compliance is an effort to incorporate your compliance identity into a holistic approach so that compliance is in touch with and visible to your employees at all times.
8 min
52
Day 8 | Internal controls and compliance
What is the role of internal controls in a best practices compliance program? Find out in Day 8 of 31 Days to a More Effective Compliance Program.
8 min
53
Day 7 | Policies and Procedures
Compliance policies lay out your expectations and compliance procedures set out the details of how to do so.
7 min
54
Day 6 | The Code of Conduct
The Code of Conduct is one of the foundational pieces in your compliance program.
7 min
55
Fry Wernick on the Hoskins Jury Instructions
In this episode of the FCPA Compliance Report, I visit with Fry Wenrick on the Hoskins jury instructions.
23 min
56
Day 5 | The Board and operationalizing compliance
In Day 5 of 31 days to a more effective compliance program, I consider the role of the Board of Directors in both oversight and operationalizing compliance.
8 min
57
Day 4 | Moving compliance tone down through an ...
In Day 4 of 31 days to a more effective compliance program, I consider how best to move tone downward into the middle and lower ranks of a corporation.
7 min
58
Day 3 | Leadership’s conduct at the top
In this episode of 31 Days to a more effective compliance program we consider leadership's conduct at the top of an organization and it sets the ethical tone for every organization.
7 min
59
Day 2 | Measuring your risk
In Day of 31 days to a more effective compliance program, we consider measuring your risk and then what to do with the information after you have obtained it.
6 min
60
Day 1 | What 2019 Brought to Compliance Programs
In Day 1 of my podcast series on 31 Days to a More Effective Compliance Program, I discuss the key information from the regulators for the compliance practitioner.
8 min
61
Karen Woody on the SEC year in FCPA Enforcement
In the Episode, I visit with Karen Woody, Assistant Professor of Law at Washington and Lee. We take a look at the most recent SEC year in FCPA enforcement and other issues facing the SEC.
26 min
62
James Koukios on the MoFo October International...
In this episode I have back fan fav James Koukios to discuss the MoFo Top 10 International Anti-Corruption Developments for October 2019 newsletter.
26 min
63
James Koukios on the MoFo September Internation...
In this episode I have back fan fav James Koukios to discuss the MoFo Top 10 International Anti-Corruption Developments for September 2019 newsletter.
23 min
64
Stacie Hartman on Whistleblowers, the CFTC and ...
In this Episode, I visit with Stacie Hartman, Partner at Steptoe and Johnson. We consider what these pieces of legislation overturn the SCt. decision in Digital Realty Trust might mean for the corporate compliance practitioner.
17 min
65
Hughes Hubbard 2019 FCPA and Anti-Bribery Alert...
In this Part 5, I visit with Salim Saud, Partner at Saud Advogados, in cooperation with Hughes, Hubbard & Reed LLP, on developments in anti-bribery enforcement from Brazil from over the past year.
11 min
66
Hughes Hubbard 2019 FCPA and Anti-Bribery Alert...
In this Part 2, I visit with Laura Perkins, co-Executive Editor of the Alert for an overview of the 2019 Alert.
13 min
67
Hughes Hubbard 2019 FCPA and Anti-Bribery Alert...
In this Part 3, I visit with Bryan Sillaman, Managing Partner of the firm’s Paris office, on developments in France regarding anti-bribery enforcement over the past year.
17 min
68
Hughes Hubbard 2019 FCPA and Anti-Bribery Alert...
In this Part 4, I visit with Michael DeBernardis, on developments from Multilateral Development Banks in the fight against bribery and corruption over the past year.
12 min
69
Hughes Hubbard 2019 FCPA and Anti-Bribery Alert...
In this Part 1, I visit with Kevin Abikoff, co-Executive Editor of the Alert for an overview of the 2019 Alert.
11 min
70
Executives at Risk Report Summer/Fall 2019
In this episode I visit with Lauren Briggerman, Member at Miller & Chevalier and Katherine Pappas, Counsel at Miller & Chevalier about the firm’s most recent edition of the publication Executives at Risk, the Summer/Fall 2019 edition.
21 min
71
Mikhail Gordon on Aspects of Monitorships: Part...
In this special five-part podcast series, I have been joined by Mikhail Reider-Gordon, Managing Director of Global Affairs at Affiliated Monitors, Inc. (AMI) the sponsor of this podcast series. We have discussed various aspects of monitorships, including why independence matters, the American Bar Association’s (ABA) Guidelines on Monitors, Gordon’s professorial career at the International Anti-Corruption Academy, cultural differences between international and US domestic monitorships.  and the continuing evolution in monitorships. Today, in this concluding Part 5, we consider the continuing evolution in monitorships.
14 min
72
Mikhail Gordon on Aspects of Monitorships: Part...
In this special five-part podcast series, I am joined by Mikhail Reider-Gordon, Managing Director of Global Affairs at Affiliated Monitors, Inc. (AMI). In Part 4, we consider the cultural differences between international and US domestic monitorships.
12 min
73
Mikhail Gordon on Aspects of Monitorships: Part...
In this special five-part podcast series, I am joined by Mikhail Reider-Gordon, Managing Director of Global Affairs at Affiliated Monitors, Inc. (AMI). In this Part 3, we consider how Gordon’s teaching at the International Anti-Corruption Academy inform her view of wide-ranging cultural differences in monitorships.
12 min
74
Mikhail Gordon on Aspects of Monitorships: Part...
In this special five-part podcast series, I am joined by Mikhail Reider-Gordon, Managing Director of Global Affairs at Affiliated Monitors, Inc. (AMI). In episode 2, we discuss the ABA Guidelines on Monitors.
11 min
75
Mikhail Gordon on Aspects of Monitorships: Part...
In this special five-part podcast series, I am joined by Mikhail Reider-Gordon, Managing Director of Global Affairs at Affiliated Monitors, Inc. (AMI). In Part 1, we consider why independence in monitors is so critical.
13 min
76
Update on Varsity Blues
In this episode of the FCPA Compliance Report, I visit with Benjamin Brtiz, partner at Hughes Hubbard & Reed. We consider the current state of the Varsity Blues prosecutions, where they have been and where they may headed.
22 min
77
Episode 452, Mike Volkov on the Hoskins Jury Ve...
In this episode of the FCPA Compliance Report, I visit with Mike Volkov on the Hoskins guilty verdict returned by the jury last week.
24 min
78
Pamela Fierst-Walsh on the Kimberley Process
What is the Kimberley Process? Find out as I visit with Pamela Fierst-Walsh, who works at the US State Department as the Senior Advisor on Conflict & Critical Minerals and U.S. Representative to the Kimberley Process.
18 min
79
Episode 450-Steven Lofchie and the Cadwalader C...
In this episode I visit with Steven Lofchie, a partner in the NYT office of Cadwalader, Wickersham and Taft, on the firm's new resource called The Cadwalader Cabinet.
19 min
80
Francine McKenna with an update on the KPMG-PCA...
In this episode I visit with Francine McKenna, a reporter at MarketWatch. We check in on the current developments in the KPMG-PCAOB scandal including recent guilty pleas, sentencing and where the matter might finally be headed.
27 min
81
Parth Chanda on integrating data analytics into...
In this episode I visit with Parth Chanda, CEO of Lextegrity, a leading technology platform that combines the up-front due diligence approval of planned third-party spend with the analysis of actual spend — focused on fraud, corruption and conflicts of interest.
28 min
82
Why Culture Matters-Episode 5, How is ethical c...
In this five-part podcast series sponsored by AMI, I visit with Jay Rosen on why culture matters. In Episode 5, we consider how ethical culture is a part of an overall ethics and compliance assessment.
10 min
83
Why Culture Matters-Episode 4, How Does a Compa...
In this five-part podcast series sponsored by AMI, I visit with Jay Rosen on why culture matters. In Episode 4, we consider how a company can assess its culture.
12 min
84
Why Culture Matters-Episode 3, the Role of the ...
In this five-part podcast series sponsored by AMI, I visit with Jay Rosen on why culture matters. In Episode 3, we consider the role of the CCO in Corporate Culture.
9 min
85
Why Culture Matters-Episode 2, What Factors Inf...
In this five-part podcast series sponsored by AMI, I visit with Jay Rosen on why culture matters. In Episode 2, we consider what can influence an organization’s ethical culture, starting at the top with senior leadership.
10 min
86
Why Culture Matters-Episode 1, What is Ethical ...
In this five-part podcast series sponsored by AMI, I visit with Jay Rosen on why culture matters. In Episode 1, we introduce what is an ethical culture and why does it matter.
10 min
87
Joe Gerard on Conducting Fraud Investigations w...
In this episode, I visit with Joe Gerard, CEO at I-Sight SW on how case management software improves your fraud and corruption investigations.
24 min
88
The Future of Financial Compliance: Maintaining...
Today in this concluding Part 5, we tie it all together, through a discussion of oversight of you the entire process.
12 min
89
The Future of Financial Compliance: Sustainability
Today in Part 4, Phil Fry is back to discuss sustainability.
12 min
90
The Future of Financial Compliance-Challenging ...
Verint takes a unique approach to financial compliance. Verint does not accept that legacy solutions and methods are good enough for its client’s needs but challenges the conventional wisdom and accepted practices. In this Episode 1, we introduce the concept of the Verint Process.
10 min
91
The Future of Financial Compliance: Control
Today in Part 3, we discuss control.
9 min
92
The Future of Financial Compliance: Capture
In this episode 2, we discuss why interaction capture is so important and how it is affected by the latest communication technologies.
9 min
93
Episode 446-Matthew Jacobs on the Juniper Netwo...
In this episode I visit with Matthew Jacobs, who represented the Audit Committee of the Board of Directors of Juniper Networks in the company’s recently concluded FCPA enforcement action.
23 min
94
Episode 445- Shon Ramey on the Navex Global Acq...
In this episode I visit with Shon Ramey, General Counsel at Navex Global. We discuss Navex’s recent acquisition of Lockpath. In addition to his discussion on how Lockpath fits into the strategic plan of Navex Global, Ramey discusses his approach to mergers and acquisitions.
14 min
95
Jim Murphy on the Dangers in Using Slack
What are some of the compliance and investigative dangers from the use of the communication tool Slack? Find out on this episode of the FCPA Compliance Report
22 min
96
James Koukios on the Morrison and Foerster Top ...
In this episode I visit with podcast favorite Morrison and Foerster partner James Koukios on the firm’s Top 10 International Anti-Corruption Developments for April 2019. We look at some of the key international developments.  
23 min
97
Episode 442-Serco Geografix DPA
n this episode I visit with Sacha Harber-Kelly, a partner at Gibson Dunn in the UK and Steve Melrose, a senior Associate at the firm on the Serco Geografix DPA.
34 min
98
Episode 441- Compliance Training to Influence B...
In this episode I visit with Matt Galvin, Vice President, Ethics & Compliance at Anheuser-Busch InBev and Peter Grossman, Co-Founder, Chief Strategist at Labyrinth Training about their work on compliance training to influence behavior at Ab-InBev
35 min
99
Everything You Wanted to Know About Monitors Bu...
This week, over a five-part podcast series, Jay Rosen and myself have considered some of the basic questions around monitors and monitorships. Today, in our concluding Part 5, we look at cost issues when hiring a monitor and how a company can work to ameliorate them.
13 min
100
Everything You Wanted to Know About Monitors Bu...
In this five-part podcast series, Jay Rosen and I consider some of the basic questions around monitors and monitorships. Today, in Part 4, we look at considerations when hiring a monitor.
12 min