Innovation in Compliance with Tom Fox
Innovation in compliance brings you interviews with industry leading experts who are changing the way practitioners approach compliance. Host Tom Fox, the Compliance Evangelist and Voice of Compliance is driving the conversation about compliance into the 2020s and beyond with his focus on innovations for the compliance practitioner and the compliance profession. If you want to learn how to bring business solutions to compliance problems to more fully operationalize compliance, this is the podcast for you.
476
The Insight Potential of Forensic Data Analytic...
In today’s episode, Tom Fox talks with Todd Marlin, the Americas Leader of Forensic Data Analytics & Financial Services Forensic Technology at Ernst & Young LLP. The two discuss EY’s 2018 Global Forensic Data Analytics Survey and talk...
21 min
477
The Risk of Doing Nothing with Joseph Howell
In this episode, Tom Fox chats with Joseph Howell, the Executive Vice President of Strategic Initiatives at Workiva. With a background in all things corporate finance, specifically internal auditing and compliance filings, Joe talks about the...
21 min
478
How ESG Factors will Change Compliance with J.R...
When trying to understand the environmental, social and governmental dimensions of a potential investment, what kind of approach will provide the clearest picture? In this episode, Tom Fox talks to J.R. Lowry, a senior vice president at State Street...
12 min
479
Demonstrating the ROI of Compliance with Ben Lo...
Ben Locwin is a Ph. D. MDA, and MS who’s held many executive roles for top 10 companies including biotech, big pharma, and hospitals and clinics. In the final episode of this 5 part series, Tom and Ben review the relationship between profitability...
11 min
480
Operationalizing Compliance at the Staff Level ...
Ben Locwin is a Ph. D. MDA, and MS who’s held many executive roles for top 10 companies including biotech, big pharma, and hospitals and clinics. In Part 4, Ben and Tom talk about integrating compliance operations into the staff level of a business....
8 min
481
Prevention Always Beats Correction in Complianc...
Ben Locwin is a Ph. D. MDA, and MS who’s held many executive roles for top 10 companies including biotech, big pharma, and hospitals and clinics. In part 3 of this five-part series, Ben and Tom discuss how to avoid being a compliance firefighter at...
9 min
482
Embedding Compliance as a Key Component to the ...
Five-Part Series with Ben Locwin
11 min
483
How Forecasting Allows Better Contingency Plann...
Ben Locwin is a Ph. D. MDA, and MS who’s held many executive roles for top 10 companies including biotech, big pharma, and hospitals and clinics. In part 2 of this five-part series, Ben and Tom discuss forecasting’s role in helping to plan for...
11 min
484
Understanding the Fraud Pentagon with Jonathan ...
Jonathan Marks is a leading fraud expert. He’s helped companies across multiple markets uncover fraud. Jonathan has innovated compliance by creating the Fraud Pentagon. His innovation builds upon work that was done years ago, the fraud triangle....
14 min
485
The Future of Disrupting Risk with Dan Torpey
Dan Torpey is a forensic accountant CPA and former auditor with over 30 years of public accounting experience. He’s a partner at Ernst & Young and the US leader of EY’s Investigation and Compliance services. With all those credentials, it...
24 min
486
Malfeasance Prevention and Detection for Greate...
Fighting crime with AI? Sounds like a great sci-fi movie, but it’s a reality. Today’s guest, David McLaughlin, founder and CEO of QuantaVerse, uses next-gen AI systems to help root out fraud and other financial malfeasance. You’ve heard the...
23 min
487
Marrying Big and Small Data with Ben Locwin
Ben Locwin is a Ph. D. MDA, and MS who has held many executive roles for top 10 companies including biotech, big pharma, and hospitals and clinics. He’s a proponent of analyzing data, and today he and Tom discuss the innovations in data, whether big...
21 min
488
Rating Third Party Financial Health with James ...
James Gellert is the Chairman and CEO of Rapid Ratings International, a cutting edge company that enables organizations to more effectively assess the financial health of all types of organizations. But that’s not what makes them innovative. James...
18 min
489
Digital Transformations in Compliance with Vinc...
Vince Walden is a partner at Ernst & Young, and he’s passionate about anti-fraud, anti-corruption and compliance-related analytics and innovations. Today, Vince and Tom talk about some of the innovative strategies he’s developing for General...
22 min
490
Welcome to Innovation in Compliance
Innovation in compliance will bring you interviews with industry leading experts who are changing the way people approach compliance. Host Thomas Fox has practiced law in Houston for 30 years. He is an author and consultant who assists companies with...
5 min