Innovation in Compliance with Tom Fox

Innovation in compliance brings you interviews with industry leading experts who are changing the way practitioners approach compliance. Host Tom Fox, the Compliance Evangelist and Voice of Compliance is driving the conversation about compliance into the 2020s and beyond with his focus on innovations for the compliance practitioner and the compliance profession. If you want to learn how to bring business solutions to compliance problems to more fully operationalize compliance, this is the podcast for you.

Business
Management
Business News
476
Sherlock Holmes & Innovation and Compliance: Pa...
Do you speak data? Does your boss? In part three of the Sherlock Holmes and compliance 5-part series, Tom discusses the role of the corporate compliance officer in translating data for decision-makers and provides some tips for making sure you’re...
8 min
477
Sherlock Holmes & Innovation and Compliance: Pa...
Elementary, my dear Watson! In the first episode of this Sherlock Holmes themed 5-part series, Tom reviews how a CCO or compliance practitioner can develop a digital strategy to help increase the value proposition for a corporate compliance program. ...
7 min
478
Sherlock Holmes & Innovation and Compliance: Pa...
The best things come in pairs. In part two of this week’s 5-part series – centered on the Sherlock Holmes stories of Sir Arthur Conan Doyle - Tom talks about the innovative use of the digital twin concept. This model enables compliance...
9 min
479
Sherlock Holmes & Innovation and Compliance: Pa...
Is your compliance function ready for the digital future? In the final episode of this week’s 5-part Sherlock Holmes and Innovation and Compliance crossover, Tom highlights this critical question that every compliance professional should be asking...
7 min
480
Live: Revamping your Swing with Data Analytics ...
Live from this year’s Podcast Movement Conference, Tom covers his two favorite things: innovation in compliance and the 2017 World Series winning team, the Houston Astros. As a case study on the uses of data and analytics from a compliance...
21 min
481
Taking Due Diligence to the Next Level with Jan...
These days, it takes more than a Google search to find the dirt you’re looking for. Tom talks with Jane Jee, the CEO of Kompli-Global, about some of their innovative due diligence reporting products. They discuss what the future of DD needs to look...
16 min
482
Identifying Fraud Schemes using Machine Learnin...
Despite their reputation for inevitable shrinkage, the cash register is no match for a smart machine. In this episode, anti-fraud, anti-corruption and compliance analytics expert Vince Walden returns to the Innovation and Compliance Podcast to talk...
18 min
483
Supply Chain "Health Checks" with Brian Alster
Everyone should see a doctor for a check-up, even the largest and most far-reaching companies. Today, Tom talks with Brian Alster, the Global Head of Compliance & Supply Products at Dun & Bradstreet about their new, innovative technique called...
20 min
484
Replay: Digital Transformations in Compliance w...
Vince Walden is a partner at Ernst & Young, and he’s passionate about anti-fraud, anti-corruption and compliance-related analytics and innovations. Today, Vince and Tom talk about some of the innovative strategies he’s developing for General...
22 min
485
New Approaches to Compliance Training with Shaw...
While focusing on new tech, disruption, and regulation change, training often gets left behind in the compliance and innovation conversation. To bring training back to the forefront of the conversation is Shawn Rogers, Lead Counsel, Compliance...
34 min
486
Shared Risk Requires Shared Solutions with Greg...
Building and operating an effective compliance program is a tall order if you don’t have the information or the tools – and people – to make it happen. Today, Tom’s talks with Greg Radner, the chief marketing officer of RANE (Risk Assistance...
20 min
487
Compliance in the Age of Big Data with Alexande...
Forget the 1850’s California and Alaska gold rushes; today’s hot commodity is data. Today, Tom talks with AxiomSL’s CEO Alexander Tsigutkin and Senior Vice President of Project Management Varun Singhal about data analysis and reporting in the...
19 min
488
Board Governance for the Future: Innovation Req...
Keeping up with the times always requires aggressive change. Today, Tom Fox connects with Sheila Hooda, an independent board director and strategic advisor who has 30+ years of global executive-level experience growing and transforming Fortune 500...
22 min
489
The Future of A.I. and Compliance with Tim Estes
Today, Tom Fox talks with Tim Estes, the President and Founder of the A.I. and software company Digital Reasoning. Tom asks about the work of his team at DR who have developed new A.I. driven tools that give companies greater insight into the workings...
19 min
490
The Insight Potential of Forensic Data Analytic...
In today’s episode, Tom Fox talks with Todd Marlin, the Americas Leader of Forensic Data Analytics & Financial Services Forensic Technology at Ernst & Young LLP. The two discuss EY’s 2018 Global Forensic Data Analytics Survey and talk...
21 min
491
The Risk of Doing Nothing with Joseph Howell
In this episode, Tom Fox chats with Joseph Howell, the Executive Vice President of Strategic Initiatives at Workiva. With a background in all things corporate finance, specifically internal auditing and compliance filings, Joe talks about the...
21 min
492
How ESG Factors will Change Compliance with J.R...
When trying to understand the environmental, social and governmental dimensions of a potential investment, what kind of approach will provide the clearest picture? In this episode, Tom Fox talks to J.R. Lowry, a senior vice president at State Street...
12 min
493
Demonstrating the ROI of Compliance with Ben Lo...
Ben Locwin is a Ph. D. MDA, and MS who’s held many executive roles for top 10 companies including biotech, big pharma, and hospitals and clinics. In the final episode of this 5 part series, Tom and Ben review the relationship between profitability...
11 min
494
How Forecasting Allows Better Contingency Plann...
Ben Locwin is a Ph. D. MDA, and MS who’s held many executive roles for top 10 companies including biotech, big pharma, and hospitals and clinics. In part 2 of this five-part series, Ben and Tom discuss forecasting’s role in helping to plan for...
11 min
495
Embedding Compliance as a Key Component to the ...
Five-Part Series with Ben Locwin
11 min
496
Prevention Always Beats Correction in Complianc...
Ben Locwin is a Ph. D. MDA, and MS who’s held many executive roles for top 10 companies including biotech, big pharma, and hospitals and clinics. In part 3 of this five-part series, Ben and Tom discuss how to avoid being a compliance firefighter at...
9 min
497
Operationalizing Compliance at the Staff Level ...
Ben Locwin is a Ph. D. MDA, and MS who’s held many executive roles for top 10 companies including biotech, big pharma, and hospitals and clinics. In Part 4, Ben and Tom talk about integrating compliance operations into the staff level of a business....
8 min
498
Understanding the Fraud Pentagon with Jonathan ...
Jonathan Marks is a leading fraud expert. He’s helped companies across multiple markets uncover fraud. Jonathan has innovated compliance by creating the Fraud Pentagon. His innovation builds upon work that was done years ago, the fraud triangle....
14 min
499
The Future of Disrupting Risk with Dan Torpey
Dan Torpey is a forensic accountant CPA and former auditor with over 30 years of public accounting experience. He’s a partner at Ernst & Young and the US leader of EY’s Investigation and Compliance services. With all those credentials, it...
24 min
500
Malfeasance Prevention and Detection for Greate...
Fighting crime with AI? Sounds like a great sci-fi movie, but it’s a reality. Today’s guest, David McLaughlin, founder and CEO of QuantaVerse, uses next-gen AI systems to help root out fraud and other financial malfeasance. You’ve heard the...
23 min