Innovation in Compliance with Tom Fox

Innovation in compliance brings you interviews with industry leading experts who are changing the way practitioners approach compliance. Host Tom Fox, the Compliance Evangelist and Voice of Compliance is driving the conversation about compliance into the 2020s and beyond with his focus on innovations for the compliance practitioner and the compliance profession. If you want to learn how to bring business solutions to compliance problems to more fully operationalize compliance, this is the podcast for you.

Business
Management
Business News
1
Mapping Out Process with Stacey Hanke
Stacey Hanke, author, keynote speaker, and the founder of Stacey Hanke Inc, joins Tom Fox to discuss influence and how it can help leaders and people who simply wish to learn how to become better employees.
22 min
2
Smart Automation for Risk Management: Bonus Epi...
Today, we wrap up with a special bonus episode where Parth Chanda and I discuss Lextegrity’s Integrity Analytics Collective.
12 min
3
Smart Automation for Risk Management: Part 5, I...
In this Episode 5, I  visit with Kara Bonitatibus, Head of Product at Lextegrity on integrations and user experience.
11 min
4
Smart Automation for Risk Management: Part 4, P...
In this Episode 4, I visit with Kara Bonitatibus, Head of Product at Lextegrity on pre-approvals and third-party due diligence.
14 min
5
Smart Automation for Risk Management: Part 3, a...
In this Episode 3, I conclude my two-part visit with Lextegrity co-founder Andy Miller about risk monitoring with data analytics.
20 min
6
Smart Automation for Risk Management: Part 2, R...
In this Episode 2, I begin a two-part exploration with Lextegrity co-founder Andy Miller about risk monitoring with data analytics.
16 min
7
Fixing the Cadence Mismatch with Anil Karmel & ...
Anil Karmel and Travis Howerton, co-founders of C2 Labs, join Tom Fox to discuss “fixing the cadence mismatch” between digitally transforming heavily regulated industries and the need for compliance.
24 min
8
Smart Automation for Risk Management: Part 1, I...
In this Episode 1, we meet Chanda, Miller and Bonitatibus and introduce Lextegrity and the Lextegrity Product Suite.
15 min
9
Lessons About Leadership and Security with Paul...
Paul Clayson is the CEO of AgilePQ and joins Tom to discuss the top lessons he learned as CEO, as well as security for technology in the present and future.
20 min
10
Comprehensive Cybersecurity Management with Jen...
Cybersecurity Consultant at True Digital Security, Jenna Waters, joins Tom Fox to discuss technological safety within industries, and what her company is doing to curb cyber attacks.
19 min
11
Knowledge Process Outsourcing with Jehan Jeyare...
Jehan Jeyaretnam, Director and Head of Compliance Services at Acuity Knowledge Partners, joins Tom Fox to discuss ways of implementing knowledge outsourcing within work environments.
24 min
12
Being Intentional & Celebrating People with Chr...
Chris Fuller, author and President and CEO of Influence Leadership Inc., joins Tom Fox to discuss ideas and strategies to help you around leadership.
24 min
13
Learning Rather Than Training with Eric Shepherd
Eric Shepherd, from the non-profit company called Talent Transformation, joins Tom to they discuss the ways organizations can better develop through a focus on learning rather than training.
21 min
14
Business and Financial Fraud: Yesterday, Today,...
In our concluding episode, Part 5, Ray Dookhie joins me to discuss what a company should do after allegations of fraud arise.
18 min
15
Business and Financial Fraud: Yesterday, Today,...
In Part 4, Joanne Taylor joins me to review best practices in fraud detection.
15 min
16
Business and Financial Fraud: Yesterday, Today,...
In Part 3, Ray Dookhie reviews best practices in fraud prevention.
14 min
17
Business and Financial Fraud: Yesterday, Today,...
In Part 2, Ray Dookhie joins me to consider what the fraud regulatory landscape may look like in 2021.
16 min
18
Going Back to the Workplace Safely with Julie M...
Julie Myers Wood, CEO of Guidepost Solutions, returns to the Innovation In Compliance podcast this week to talk about how companies can get back to the workplace safely.
13 min
19
Business and Financial Fraud: Yesterday, Today,...
In this Part 1 of a special 5-part podcast series, Joanne Taylor joins me to discuss the top fraud trends in 2021.
16 min
20
Fighting The Scourge of Human Trafficking with ...
Dan Wager, VP of Global Financial Crime and Compliance at LexisNexis Risk Solutions, joins Tom Fox to discuss human trafficking, fraud and identifying the patterns of suspicious behaviors within an organization.
19 min
21
Meaningful Meetings with Dr. James Kelley
Tom Fox invites Dr. James Kelley, co-founder and CEO of qChange, to the show to chat about academic research, his book, and how he is helping leaders become more impactful in meetings.
27 min
22
Uncertainty - The Blinders Are Off with Lisa Levy
Lisa Levy, CEO of Lcubed Consulting and author of Future Proofing Cubed, joins Tom Fox to discuss cross-functional collaboration, future proofing, and building agility within the corporate culture through adaptive transformation.
17 min
23
Building Hero Leadership with Tricia Benn
Tricia Benn, the Chief Community Officer at C-Suite and General Manager of The Hero Club, joins Tom Fox to discuss creating collaboration among leaders to build business growth.
16 min
24
Integrity Matters: Assessing the Corporate Comp...
In this concluding Part 5, I am joined by Snežana Gebauer to consider a few key themes and how a company can prepare for what is coming down the road into 2021 and beyond.
14 min
25
Integrity Matters: Assessing the Corporate Comp...
In this Part 4, I am joined by Bob Brenner and we consider what companies can expect from the global trends impacting risk and compliance in 2021.
14 min
26
Integrity Matters: Assessing the Corporate Comp...
In this Part 3, I am joined by Snežana Gebauer who discusses what companies can expect as priorities from new administration around anti-bribery and anti-corruption.
14 min
27
Integrity Matters: Assessing the Corporate Comp...
In this Part 2, I am joined by Bob Brenner who discusses what companies can expect as priorities from new administration.
16 min
28
Pragmatic Security and Data Protection with Gar...
Gary Chan, President of Pragmatic Security at Alfizo, joins Tom Fox to discuss the ways to help businesses leverage IT departments, enable sales, and meet compliance.
19 min
29
Integrity Matters: Assessing the Corporate Comp...
In this Part 1, I am joined by Snežana Gebauer who assesses the regulatory landscape resulting from the pandemic.
16 min
30
The Risks with Employee Data with Robert Meyers
Channel Solutions Architect for One Identity, Robert Meyers, joins Tom Fox to talk about compliance, data privacy, and employee data issues.
18 min
31
The 100 Book Challenge: The Infinite Game by S...
Tom and Nick Gallo discuss The Infinite Game by Simon Sinek.
10 min
32
The 100 Book Challenge: The Fearless Organizati...
Tom Fox and Nick Gallo discuss cultivating psychological safety within the workplace and innovation and growth, from Amy Edmondson’s book, The Fearless Organization.
11 min
33
The 100 Book Challenge: The Culture Map by Erin...
In this episode of the 100 Book Challenge series, Tom Fox and Nick Gallo are talking about Erin Meyer’s book, The Culture Map.
9 min
34
The 100 Book Challenge: Influence by Robert Cia...
In this episode of the special podcast series on The 100 Book Challenge, guest Nick Gallo and Tom Fox consider the lessons from Influence by Robert Cialdini.
10 min
35
The 100 Book Challenge: Meditations by Marcus A...
Tom Fox and Nick Gallo discuss the writings of the ancient Roman philosopher Marcus Aurelius and how to apply them to business leadership.
9 min
36
Nick Gallo and the 100 Book Challenge: Introduc...
Special guest Nick Gallo joins Tom Fox for a six-part podcast series about the books he read in 2020 as part of his 100 Book Challenge.
13 min
37
Integrity Matters: Exploring the NDAA - Part 5:...
In this concluding Part 5, I am joined by again Gail Fuller to look at the long view under the new law.
13 min
38
Integrity Matters: Exploring the NDAA - Part 4:...
In this Part 4, I am joined by Chip Poncy as consider some of the new governance models under the NDAA.
17 min
39
Integrity Matters: Exploring the NDAA - Part 3:...
In this Part 3, I am joined by Gail Fuller to look at some of the opportunities under the new law.
12 min
40
Integrity Matters: Exploring the NDAA - Part 2:...
In this Part 2, I am joined by Chip Poncy as we discuss the reforms around company formation.
16 min
41
An Evangelist for Document Governance with Jen ...
Jen Snyder, chief evangelist at GovQA, joins Tom Fox to discuss the compliance challenges facing government, and how her company’s software is helping combat those challenges.
15 min
42
Integrity Matters: Exploring the NDAA - Part 1:...
In this Part 1, I am joined by Chip Poncy who breaks down the big picture of changes under the NDAA.
16 min
43
Compliance From the Front Lines with Adam Frey
Adam Frey, Managing Director at K2 Integrity and Tom Fox have an interesting conversation about the important role of compliance in the organization, as well as how to create a culture of compliance from the front lines.
16 min
44
BMO Empower-We Can't Leave Anyone Behind with J...
Tom Fox welcomes John Petrovski, the Senior Director of Commercial Lending at BMO, to this week's episode to discuss BMO's new business initiative BMO Empower, and its efforts to help low to moderate income and minority communities.
13 min
45
Innovative Compliance Solutions with Nick & Gio...
This week, Nick and Gio Gallo, co-CEOS of ComplianceLine, along with Ronnie Feldman, CEO and founder of Learnings & Entertainments discuss innovative solutions to some of the challenges that compliance leaders face.
28 min
46
The Regulatory and Business Case for Documentat...
Tom Fox welcomes Brett Manwaring, Managing Director, Financial Crimes Risk Management at K2 Integrity, to talk about the importance of documentation, from both a regulatory and business perspective.
16 min
47
Building Trust and Communication Through Intern...
Tori Reichman, VP Commercial at Vault Platform, joins Tom Fox to discuss her company’s offering and how it enables both employer and employee.
15 min
48
Engineering the Future with AI with Simon Moss
Tom Fox welcomes Simon Moss to this week’s show where they discuss the future of AI.
27 min
49
The Six Elements of an Effective Compliance Pro...
I visit with Valerie Charles on the twin topics of Oversight and Reporting: The Board’s Role in Compliance and Having a Speak Up Culture and Response and Enhancements: Continually Improving Your Compliance Program.
20 min
50
The Six Elements of an Effective Compliance Pro...
In this fourth episode, I visit with Jamen Tyler on training and education: effectively getting your compliance messaging out.
11 min
51
The Six Elements of an Effective Compliance Pro...
In this episode, I visit with Toby Ralston on why policies, procedures and internal controls are the backbone of your compliance program.
13 min
52
Coordinated ESG with Andrea Bonime-Blanc
Tom Fox welcomes Andrea Bonime-Blanc to this week’s show. Andrea is the author of Gloom to Boom: How Leaders Transform Risk into Resilience and Value, and a foremost name in compliance.
18 min
53
The Six Elements of an Effective Compliance Pro...
In Part 2 of this 5-part series on the Six Elements of an Effective Compliance Program, I visit with Stephen Martin on Element 2-compliance program governance and structure.
11 min
54
The Six Elements of an Effective Compliance Pro...
In Part 1 of this 5-part series on the Six Elements of an Effective Compliance Program, I visit with Stephen Martin on Element 1-Risk Assessments
14 min
55
Engineering Transformation with EJ Marin
EJ Marin, Director of Solutions Engineering at Nakisa, chats with Tom Fox about the changing face of HR in this week’s show.
12 min
56
Empowering Adversary Intelligence with Luke Wilson
Tom Fox welcomes Luke Wilson, Vice President of Intelligence at 4iQ, to chat about trending cybersecurity issues in this week’s show.
13 min
57
Enabling Product Development Success with Josh ...
Josh Turpen, Chief Product Officer of Jama Software, joins Tom Fox to chat about the importance of being an enabler, as well as product development lifecycle management.
17 min
58
How IsoMetrix is Disrupting Compliance with Joh...
John Castner, President and CEO of IsoMetrix, a risk and compliance management software company, joins Tom Fox to share how his company is disrupting the risk and compliance industry.
24 min
59
#NotMe - Leveraging Your Employees for More Eff...
Andy Winton and Ariel Weindling, both of #NotMe, join Tom Fox on this week’s show for an interesting look at the #NotMe tool and how it helps organizations keep employees safe.
15 min
60
Measuring the Effectiveness of Training with Si...
Tom Fox chats with Simon Greany, co-founder and Chief Learning Officer of Elucidat, about how technology can support communication and personalized learning, and how companies can scale online training beyond Zoom.
16 min
61
Exiger on the Evolution in Supplier Compliance ...
Today, Part 5, we conclude with a review of third-party risk management solutions with Erika Peters and Skyler Chi. We look at where things might be headed down the road.
21 min
62
Exiger on the Evolution in Supplier Compliance ...
In this Part 4 of a special five-part podcast series, we consider the pillars of good compliance with Brandon Daniels and Carrie Wibben.
23 min
63
Exiger on the Evolution in Supplier Compliance ...
In Part 3 of this special five-part podcast series, we put a spotlight on Federal Government and Supply Chains. In this exploration I am joined by Carrie Wibben and Vishnu Anantatmula.
17 min
64
Exiger on the Evolution in Supplier Compliance ...
In this special five-part podcast series, I visit with folks from Exiger on Third-Party Risk Management to Supply Chain Risk Management: Exiger on the Evolution in Supplier Compliance in COVID. In Part 2, I visit with George ‘Ren’ McEachern and Aaron Narva on corporates.
13 min
65
Helping Solve the Data Problem with David McLau...
David McLaughlin, founder and CEO of QuantaVerse, joins Tom Fox on this week’s show to discuss his company’s new risk management tool, Country Code Derivation.
17 min
66
Exiger on the Evolution in Supplier Compliance ...
In this special five-part podcast series, I visit with folks from Exiger on Third-Party Risk Management to Supply Chain Risk Management: Exiger on the Evolution in Supplier Compliance in COVID. In Part I, I visit with Samar Pratt and Tara Loftus on financial institutions.
15 min
67
The ROI of Business Ethics with Yonason Goldson
Yonason Goldson, an expert in ethical leadership, TEDx speaker, and consultant, joins Tom Fox to discuss why ethics matters, as well as five important lessons the COVID-19 pandemic is teaching us.
19 min
68
In Conversation with K2 Intelligence FIN: Jerem...
In our concluding Part 5, we conclude with a look at GRC then and now.
16 min
69
In Conversation with K2 Intelligence FIN: Jerem...
In Part 4, we consider GRC and K2 Intelligence FIN and will conclude tomorrow with a look at GRC then and now.
19 min
70
In Conversation with K2 Intelligence FIN: Jerem...
In Part 3, we consider GRC and the investment community.
21 min
71
In Conversation with K2 Intelligence FIN: Jerem...
In Part 2, we consider some examples of GRC at work.
21 min
72
Caring for Compliance Professionals’ Well-Being...
Lisa Beth Lentini Walker, co-founder of MentorCore, joins Tom Fox to discuss what's missing in the compliance and ethics space.
20 min
73
In Conversation with K2 Intelligence FIN: Jerem...
In this episode, I being a 5-part series with Jeremy Kroll, co-founder of K2 Intelligence FIN. In this Part 1, we consider the current GRC landscape.
19 min
74
Automated Policy Management: A Necessity Not a ...
Managing Director - GRC Business Unit at Mitratech, Mark Delgado, discusses with Tom Fox why automating policy management is no longer a luxury, but a necessity given these unprecedented times.
17 min
75
A Conversation with Skillsoft and StoneTurn: Pa...
Welcome to a special five-part podcast series, A Conversation with Skillsoft and StoneTurn: From the Code of Conduct to Risk Assessment to Continuous Improvement. In this fifth and final episode, I conclude with Stephen Martin on continuous monitoring and continuous improvement.
11 min
76
A Conversation with Skillsoft and StoneTurn: Pa...
Welcome to a special five-part podcast series, A Conversation with Skillsoft and StoneTurn: From the Code of Conduct to Risk Assessment to Continuous Improvement. In this third episode, I visit with Arendes on assessing your risks and using that process to then manage those risks.
14 min
77
A Conversation with Skillsoft and StoneTurn: Pa...
Welcome to a special five-part podcast series, A Conversation with Skillsoft and StoneTurn: From the Code of Conduct to Risk Assessment to Continuous Improvement. In this third episode, I visit with Jamen Tyler on conducting an effective risk assessment.
15 min
78
A Conversation with Skillsoft and StoneTurn: Pa...
Welcome to a special five-part podcast series, A Conversation with Skillsoft and StoneTurn: From the Code of Conduct to Risk Assessment to Continuous Improvement. In this second episode, I visit with Charlie Voelker on how a Risk Assessment informs your Code of Conduct.
14 min
79
Why GRC is the Keys to the Kingdom with Matt Ku...
LogicGate co-founder, Matt Kunkel, joins Tom Fox on this week’s show to talk about LogicGate’s GRC platform and how it helps businesses improve their bottom line.
19 min
80
A Conversation with Skillsoft and StoneTurn: Pa...
9 min
81
A Conversation with Convercent and StoneTurn: S...
In this fifth and final episode, I am joined by Martin for a discussion of evaluating compliance programs.
18 min
82
A Conversation with Convercent and StoneTurn: A...
In this fourth episode, we take a deep dive with Asha Palmer into corporate culture.
13 min
83
A Conversation with Convercent and StoneTurn: M...
In this third episode, Michele Edwards and I discuss how a compliance professional can create an inventory of metrics by which to monitor and then improve a compliance program.
18 min
84
A Conversation with Convercent and StoneTurn: A...
In this second episode, we take a deep dive with Asha Palmer into internal reporting.
13 min
85
The Customer Relationship Evangelist with Josh ...
Josh Elledge of Up My Influence chats with Tom Fox about the importance of building customer relationships, and he shares a process-oriented approach to doing so.
20 min
86
A Conversation with Convercent and StoneTurn: R...
In this first episode, we take a deep dive with Rex Homme into conducting investigations and ensuring consistent outcomes.
15 min
87
Suparna Goswami and the Compliance Evangelist T...
I was recently interviewed by Suparna Goswami about the Novartis corruption enforcement actions, both the US domestic and the international FCPA matter.
15 min
88
The Disaster Avoidance Doctor with Dr. Gleb Tsi...
Dr. Gleb Tsipursky is an expert in the field of disaster avoidance, and he joins Tom Fox to talk about his work, including how he helps leaders avoid decisions that lead to disaster.
22 min
89
Ascending Compliance Management with Gene Geiger
Gene Geiger of A-LIGN joins Tom Fox on this week’s show to discuss his company’s innovative compliance management platform, A-SCEND.
21 min
90
The Economic Value of Convenience with Greg Dic...
CEO of Omedym, Greg Dickinson joins Tom Fox in this week’s show to discuss his book, The Convenience Economy: B2B: Adapt Now or Pay the Price.
18 min
91
Risk Mitigation and Corporate Discipline Baked ...
Cody Rodriguez, CEO of Iron Orchard, joins Tom Fox to discuss his company’s risk management approach and how it informs their corporate culture.
10 min
92
Engaging the Human Component of Corporate Cultu...
Tom Fox and Lisa Ryan, this week’s guest, are both members of C Suite Radio and the National Speakers Association. Lisa spent 20 years in sales before embarking on her entrepreneurial journey in 2010. She brings a unique perspective to the subject of employee engagement, seeing it as an essential skill that leaders need to have.
15 min
93
Navigating an Increasingly Complex Sanctions La...
Today, Adam Frey and I conclude with Episode 5 by taking a look in that veiled land of the future by considering issues on the horizon and how to prepare for it.
12 min
94
Navigating an Increasingly Complex Sanctions La...
In this Episode 4 of a special five-part podcast series, I am joined by Eric Lorber regarding new sanctions risk exposures for commercial corporations and in the shipping space.
18 min
95
Navigating an Increasingly Complex Sanctions La...
In this Episode 3 of this special five-part series, I am joined by K2 FIN's Eric Lorber On what to do if you have a sanctions violation or think you may have violated a sanctions program.
21 min
96
Navigating an Increasingly Complex Sanctions La...
In this Episode 2 of a special five-part podcast series, I am joined by Adam Frey to learn about how to build an effective sanctions compliance program.
15 min
97
Dealing with Bumps in the Night with James Green
Director of Advisory Services at SAI Global, James Green, chats with Tom Fox about his company’s 360° view of risk management and how to survive risks that you never saw coming.
19 min
98
Navigating an Increasingly Complex Sanctions La...
In this Episode 1 of a special five-part series on Navigating an Increasingly Complex Sanctions Landscape, I am joined by Eric Lorber to review the current sanctions landscape.
19 min
99
Intersecting Law, Technology and Compliance wit...
Melissa Koch, CEO of InFront Compliance, an online assessment and reporting tool for highly regulated industries, chats with Tom Fox about how her company helps its clients navigate the intersection of law, technology and compliance.
15 min
100
The True Cost of Financial Crime with Dan Wager
Dan Wager heads Financial Crime Compliance Strategies at LexisNexis Risk Solutions and joins Tom Fox on this week's show to chat about the key findings of LexisNexis' report, The True Cost of Financial Crimes, and its implications for compliance professionals.
20 min