Innovation in Compliance with Tom Fox

Innovation in compliance brings you interviews with industry leading experts who are changing the way practitioners approach compliance. Host Tom Fox, the Compliance Evangelist and Voice of Compliance is driving the conversation about compliance into the 2020s and beyond with his focus on innovations for the compliance practitioner and the compliance profession. If you want to learn how to bring business solutions to compliance problems to more fully operationalize compliance, this is the podcast for you.

Business
Management
Business News
1
Exiger’s Fight to Secure Supply Chains: Spotlig...
In this episode 4, we discuss Supply Chain issues in the defense industrial base (DIB) with Jennifer Nestor and Theresa Campobasso.
23 min
2
Exiger’s Fight to Secure Supply Chains: Spotlig...
In this episode 3, we discuss Supply Chain issues in Information Technology & Telecommunications industry with Skyler Chi and Andrew Lehmann.
28 min
3
Exiger’s Fight to Secure Supply Chains: Spotlig...
In this Episode 2, we discuss Supply Chain issues in manufacturing and consumer markets with Kim Lee and Nick Wildgoose.
24 min
4
Fraud & Corruption in the Corporate World with ...
Tom Fox welcomes Alan Saquella to this week’s show to talk about how the corporate security world and fraud investigation intersect and form a union, and how this union helps to build a more effective fraud prevention program.
22 min
5
Exiger’s Fight to Secure Supply Chains: Spotlig...
In this episode 1, we discuss Supply Chain issues in the healthcare industry with Erika Peters and Tim Stone.
29 min
6
You Can’t Outsource Risk with Sandeep Bhide
Tom Fox welcomes Sandeep Bhide to this week’s show to talk about their Third-Party Risk: A Turbulent Outlook Survey report and how ProcessUnity helps their clients.
30 min
7
Marketing for the Future with Paula Zirinsky
Tom Fox welcomes Paula Zirinsky to this week’s show to discuss the unintended effects of the pandemic within the workplace and how marketing benefits the company when the board takes it seriously.
25 min
8
Compliance as a Service with Avi Singer
Tom Fox welcomes Avi Singer to this week’s show to talk about how Showd.me helps its clients and compliance as a service.
27 min
9
What's The Use Case with Blane Warrene
Tom Fox welcomes Blane Warrene of Smarsh to talk about a variety of topics surrounding compliance around mobile and hybrid work environments.
28 min
10
Personal Training For Businesses with Kris Reyn...
Tom Fox welcomes Kris Reynolds to this week’s show to talk about corporate culture, strategies for post-pandemic productivity, and the future of project management.
26 min
11
Revenue Risk Management for Compliance with And...
Tom Fox welcomes Andy Rudin of Contrary Domino to talk about revenue risk management and revenue governance, and what they mean for the sales officers within organizations.
27 min
12
A Digital Transformation to Compliance with Evg...
Evgeny Likhoded, founder and CEO of ClauseMatch, joins Tom Fox to talk about how ClauseMatch helps its clients and the evolution of compliance.
18 min
13
Managing Compliance Complexity with Mac Bartine
Tom Fox welcomes Mac Bartine to this week’s show to talk about SmartRIA's services and contributions to the compliance sector, what they offers clients in terms of cybersecurity, and the future of technology solutions.
22 min
14
Risk Management and Corporate ESG with Dan Zitting
Tom Fox welcomes Dan Zitting back to this week’s show to take a look back at the GRC professional's role in corporate ESG and risk management.
22 min
15
Taxman Series: Tax and ESG
In this episode of Taxman, Tom Fox and Tracy Howell conclude the special series by discussing a topic that has yet to be explored by most: tax and ESG.
14 min
16
Taxman Series: Tax and Supply Chain
As the Taxman five-part series nears the end, Tom Fox and Tracy Howell tackle an important topic that has become more prominent over the years: tax and supply chain.
14 min
17
Taxman Series: Why Tax Needs a Seat at the Table
In episode 3 of the Taxman series, Tom Fox and Tracy Howell strive to answer the question: 'Why should tax have a seat at the table?’
13 min
18
Taxman Series: What is Transfer Pricing?
Tom Fox and Tracy Howell continue their exploration of the intersection between compliance and tax in episode 2, where they touch on the practice of transfer pricing.
17 min
19
Taxman Series: Why Compliance Should Talk to Tax
Tom Fox is back again for a special new five-part series called Taxman.
13 min
20
Contracts as a Third-Party Risk Management Tool...
Tom Fox welcomes Brad Hibbert, Chief Strategy Officer of Prevalent, Inc., to talk about how Prevalent helps companies manage third-party risk, the importance of risk management, and what the future for risk management in the compliance world may look like.
22 min
21
The Data Confident Internal Auditor with Yusuf ...
Tom Fox welcomes Yusuf Moolla to the Innovation in Compliance to talk about how compliance professionals can utilize data analytics, data governance, and internal auditing.
24 min
22
Role of Ethics in Business Culture with Alison ...
Alison, Executive Director of Ethical Systems, joins Tom Fox to talk about ethics and how it relates to ESG, stakeholders, corporate culture, as well as what place Gen Z and Millennials have in this discussion surrounding ethics and compliance in the future.
24 min
23
MBA in Business Ethics with Dr. Mark Woodhull
Tom Fox welcomes Dr. Mark Woodhull on this episode of the Innovation in Compliance Podcast.
15 min
24
Ethical Leadership for Corporate Directors with...
Tom Fox welcomes Joshua Nunziato, Instructor in the Social Responsibility and Sustainability division of the Leeds School of Business, to talk about corporate leaders conducting ethical leadership, its role in ESG, and why ethical leadership is a must in the future business world.
27 min
25
A Behavioral Approach to Risk Management with V...
Tom Fox welcomes back Vera Cherepanova to talk about behavioral risks, the steps behavioral scientists take to analyze risk, and strategies from financial institutions that other industries can use.
18 min
26
Podcasting: Why It Works So Well For Lawyers wi...
Robert Ingalls, Chief Product Strategist at Law Pods, and Tom Fox talk about the power of podcasting as a medium for professionals in legal fields, why it works, and what’s in store for the future of podcasting in the legal industry.
31 min
27
Leveraging Communications as an Asset with Robe...
Tom Fox and Robert Cruz, Vice President of Information Governance at Smarsh, talk about information and data governance, communications data strategies and how Smarsh helps its customers mitigate risks through its platforms.
27 min
28
Integrity Matters: AML Trends for 2022
In this episode I visit with K2 Integrity MD, Koby Bambilia on AML issues moving forward into 2022.
19 min
29
Leadership & Climate Change: A Talk with Don Ma...
Futurist and history buff, Don MacPherson, joins Tom Fox to talk about talent acquisition and retention, climate change, and the future of leadership.
35 min
30
Integrity Matters - Fraud Trends in 2022
In Part 1 of a special 2-part podcast series, I visit with K2 Integrity's Olivia Allison on Fraud Trends for 2022
17 min
31
Why People Don’t Whistleblow with Ian Foxley
Tom Fx and Ian Foxley talk about why individuals have a hard time speaking up, what needs to change within organizations, and what needs to be done to protect whistleblowers.
26 min
32
Using Content to Drive Business with Jeffrey Ha...
Tom Fox welcomes back Jeffrey Hayzlett to this week’s episode of the Innovation in Compliance Podcast.
15 min
33
Right Question to the Right Person at the Right...
Ishan Girdhar, CEO and founder of Privva, joins Tom Fox to explore risk management in the new hybrid work era and what compliance professionals need to be thinking about in the coming years in that regard.
33 min
34
Not Your Father’s Monitor-Part 5: Vin DiCianni ...
In this concluding Part 5, Vin DiCianni looks at the current state of monitorships and where they are heading into 2022 and beyond.
21 min
35
Not Your Father’s Monitor-Part 4: Jesse Caplan ...
In Part 4, Jesse Caplan joins me to look at the intersection of healthcare and antitrust compliance.
20 min
36
Not Your Father’s Monitor-Part 3: Cristina Reve...
In Part 3, Cristina Revelo joins me to consider E&C assessments and internal controls.
15 min
37
Not Your Father’s Monitor- Episode 2: Mikhail R...
In Part 2, Mikhail Reider-Gordon on the Global Nature Aspects of New DOJ Focus on Monitors.
18 min
38
The Power of Storytelling with AJ Churchill
Composer, sound designer, and founder of the Lunar Company, AJ Churchill joins Tom Fox to talk about AJ's podcast series, the challenges he and his team faced in developing it, and how powerful storytelling is to get messages across.
24 min
39
Not Your Father’s Monitor- Epsiode 1: Bethany H...
In Part 1 of special 5-part series, Bethany Hengsbach introduces DAG Monaco's remarks and their impact on white collar defense and enforcement.
15 min
40
Gold in the Compliance Hills: Part 5, Investmen...
In Part 5, we conclude our series by considering investment strategies for the compliance professional
17 min
41
Gold in the Compliance Hills: Part 4, Finance a...
In Part 4, Nick and Gio Gallo return to look at finance and investing models for compliance.
8 min
42
Gold in the Compliance Hills: Part 3, Complianc...
In Part 3, Nick and Gio Gallo return to discuss compliance and ESG investments.
17 min
43
Gold in the Compliance Hills: Part 2, Extending...
In Part 2, Nick and Gio Gallo join me to discuss how compliance can extend its value across an organization.
15 min
44
12-Step Program for White Collar Defendants wit...
Tom Fox read about Jeff Grant’s work in The New Yorker and was intrigued, so he invited him on this week’s show.
31 min
45
Gold in the Compliance Hills: Part 1, ROI on Co...
In Part 1 of a special 5-part series with Nick and Gio Gallo we look at ROI on compliance investments.
17 min
46
Data Cleansing and Relativity Trace with Jordan...
Jordan Domash returns as Tom Fox’s guest in this week’s show. This week, Jordan and Tom talk about changes in data management and cybersecurity approaches, what regulators look for and how cybersecurity will evolve in the coming years.
14 min
47
Series Spotlight: Revolutionizing GRC with 6cli...
In this final episode, I visit with Ant Stevens, co-founder of 6clicks and we look down the road for GRC tools and 6clicks.
19 min
48
Series Spotlight: Revolutionizing GRC with 6cli...
In this episode, I visit with Dr. Heather Buker on producing audit ready reports.
14 min
49
Series Spotlight: Revolutionizing GRC with 6cli...
In this episode, I visit with Stephen Walter about building a great GRC content library.
20 min
50
Series Spotlight: Revolutionizing GRC with 6cli...
In this episode I visit with Andrew Robinson on using AI and ML in GRC tools.
15 min
51
Data Cleansing and Relativity Trace with Jordan...
Jordan Domash, General Manager at Relativity, joins Tom Fox in the first part of this two-part episode to talk about his role at Relativity, data cleansing, and how the Relativity Trace platform helps its customers.
20 min
52
Series Spotlight: Revolutionizing GRC with 6cli...
In this episode I visit with Joe Schorr on the 6clicks hub and spoke model.
14 min
53
The Future of Zero Trust with Troy Fine
Troy Fine, Senior Manager of Cybersecurity Risk Management and Compliance at Drata, joins Tom Fox to talk about data security, data protection, and risk management.
27 min
54
Automate to Demonstrate with Dan Sholler
Dan Sholler, Software Product Marketing Leader at Exterro, joins Tom Fox to talk about the work Exterro is doing in the realms of compliance risk governance.
32 min
55
Social Media and Communications with Lindsay Sw...
Lindsay Sweeney, Senior Manager of Communications at K2 Integrity, joins Tom Fox to discuss how you can use social media and communications to drive home internal messages and get your message and brand out to your clients, customers, and the compliance community.
22 min
56
The Promotability Index with Amii Barnard-Bahn
Amii Barnard-Bahn, C-Suite Coach and Consultant, is Tom Fox’s guest on this week’s episode of the Innovation in Compliance Podcast.
24 min
57
What Compliance Can Learn From Sales with Debbi...
Debbie Mrzaek, President of The Sales Company, is Tom Fox’s guest on this week’s episode of the Innovation in Compliance Podcast.
37 min
58
Money Laundering Regulation and Compliance with...
Tom Fox welcomes back Alexander Dill to talk about anti-money laundering and the key problems compliance issues..
33 min
59
Talent Acquisition and Workplace Dignity with C...
Cecilia Akuffo, Talent Acquisition Partner who has extensive experience in management, interviewing, recruiting, and social media, joins Tom Fox to talk about her career, workplace dignity, and what she is looking forward to in the future.
24 min
60
Integrity Matters: Culture, Training and Compli...
What are the key operational aspects of training?
12 min
61
Integrity Matters: Culture, Training and Compli...
What is an 'Espresso Shot' of training. Tina Rampino explains on this episode.
9 min
62
Integrity Matters: Culture, Training and Compli...
Why should compliance training be risk-based and tailored?
15 min
63
Integrity Matters: Culture, Training and Compli...
The role of skills development in meeting regulatory need.
14 min
64
Information Governance and The Data Industry wi...
Peter Baumann is Tom Fox’s guest on this week’s episode of the Innovation in Compliance Podcast. He is the founder of ActiveNav, a company that helps its customers reduce data risk, make better management decisions and comply with privacy regulations.
29 min
65
Integrity Matters: Culture, Training and Compli...
Why is a culture of compliance so critical?
11 min
66
Looking Back at 9/11: John Lee Dumas - “I Knew ...
John Lee Dumas, host of the award-winning podcast Entrepreneurs on Fire, joins Tom Fox on the last installment of Looking Back at 9/11 to commemorate the 20th anniversary of the 9/11 attack.
17 min
67
Looking Back at 9/11: Scott Moritz - It Changed...
Scott Moritz is Tom Fox’s guest on this episode of Looking Back at 9/11. He is also the host of the podcast series, Fraud Eats Strategy. Scott joins Tom to talk about how the events of 9/11 impacted the FBI.
21 min
68
Looking Back at 9/11: Eric Feldman - A Wake Up ...
Eric Feldman is Tom Fox’s guest on this episode of Looking Back at 9/11. Eric joins Tom to talk about the impact the events of 9/11 had on the role of Inspector General.
15 min
69
Looking back at 9/11: Alex Dill - Patriot Act: ...
Alex Dill is Tom Fox’s guest on this episode of the Looking Back at 9/11 Series. Alex is a scholar and professor specializing in financial regulation, risk management and compliance. He also has corporate experience in ​​the ethics of business practices in finance, bankruptcy, bond covenants, and debt markets.
17 min
70
Looking Back at 9/11: Juan Zarate - The Treasur...
Juan Zarate is the Global co-Managing Partner and Chief Strategy Officer at K2 integrity. On 9/11 he was a prosecutor at the Treasury Department working on international enforcement issues, anti money laundering, anti-corruption and anti-terrorist financing. He joins Tom Fox to commemorate the 20th anniversary of 9/11. They discuss how his role changed, the Treasury Department response and what the tragic event means for him.
16 min
71
Looking Back at 9/11: Gabe Hidalgo - Needing to...
Tom’s first guest this week is Gabe Hidalgo, anti money laundering compliance expert, who shares how the events of that fateful day changed the course of his career.
18 min
72
World’s Most Ethical Companies 2022 with Doug A...
Managing Director of Ethisphere, Doug Allen and Erica Salmon Byrne, EVP of Governance and Compliance, join Tom Fox on this week’s episode to talk about the World’s Most Ethical Companies award put on by Ethisphere every year.
34 min
73
The Compliance Entrepreneur’s Handbook with Kri...
Kristy Grant-Hart, Joe Murphy, and Kirsten Liston, co-authors or The Compliance Entrepreneur's Handbook, are Tom Fox’s guests on this week’s episode of the Innovation in Compliance Podcast.
27 min
74
Dennis Kucinich: The Division of Light and Power
Dennis Kucinich is a career politician who has worked at the municipal, state, and federal levels and is joining Tom Fox on the Innovation in Compliance to talk about his newest book Division of Light and Power.
13 min
75
Fighting Financial Crime and Terrorist Financing
To celebrate the 200th Episode of Innovation in Compliance, Tom Fox is joined by Dan Skolnick, the VP of Product Strategy for Financial Crimes at Lexis Nexis Risk Solutions to talk about fighting financial crime and terrorist financing with cutting-edge technologies.
20 min
76
Banking For The Future with Lauren Sparks
Tom Fox’s guest this week is Lauren Sparks. Lauren is the founder, Chairperson and President of Agility Bank, a woman-owned and led commercial community bank.
17 min
77
Hitting The Magic Button with Heather Buker
Heather Buker, Product Manager at Allgress, joins Tom Fox to talk about a new innovation from Allgress around authorizations to operate in the federal sector.
15 min
78
The Groundbreaking Guide to Third-Party & Suppl...
In this concluding episode, we look at suppler monitoring and provide some concluding remarks.
20 min
79
The Groundbreaking Guide to Third-Party & Suppl...
Today we consider the TRADES Framework uplift evaluation with Brandon Daniels and Josh Thiel.
20 min
80
The Groundbreaking Guide to Third-Party & Suppl...
In this episode, I visited with Carrie Wibben and Aaron Narva on determining risk mitigations.
28 min
81
The Groundbreaking Guide to Third-Party & Suppl...
In this episode, I visit with Laura Tulchin and Peter Jackson on assessing your current risks.
16 min
82
The Groundbreaking Guide to Third-Party & Suppl...
In this Part 2 of the TRADES Framework, we consider R for Risk Methodology.
15 min
83
A Change in the System with Dan Zitting
Tom Fox welcomes Dan Zitting back to the show to talk about fraud risks, and what it means for the compliance professional.
15 min
84
The Groundbreaking Guide to Third-Party & Suppl...
In this episode, we consider transparency with Skyler Chi and Tim Stone.
17 min
85
The New Digital Normal with Tracy Manning
Tracy Manning, Director of Financial Crime at LexisNexis Risk Solutions, and Tom Fox discuss the growth of digital transactions in the past year and what issues it may pose for compliance.
16 min
86
The Evolution of eDiscovery in Compliance with ...
David Carns, Chief Revenue Officer at Casepoint LLC, joins Tom Fox to talk about Casepoint.
22 min
87
Filling Gaps in Data with Blockchain Technology
Brad Moore, the President and CEO of Global Cannabis Applications Corp, joins Tom to discuss blockchain technology, navigating an industry without nearly enough data, and helping end users make the best possible decisions.
35 min
88
The Digital Transformation of Compliance with J...
Tom Fox’s guest on Day 5 of Microsoft Week is Jesus Fernandez. Jesus is the Senior Program Manager at Microsoft, specializing in data intelligence, risk management, and policy compliance.
17 min
89
The Future of InfoGovernance and Records Manage...
Tom Fox’s guest on this episode of the Innovation in Compliance podcast is Erica Toelle. Erica is the Senior Product Marketing Manager for Records Management and InfoGov at Microsoft.
19 min
90
A Progressive and Humble Leadership to Cybersec...
Joseph Davis, Microsoft’s Chief Security Advisor for Health and Life Sciences, joins Tom Fox on Day 3 of Microsoft Week to talk about the role of cybersecurity in life sciences and the traits cybersecurity professionals need to do their jobs effectively.
25 min
91
Innovation Through Info Security with Abbas Kud...
Abbas Kudrati, Chief Cybersecurity Advisor for Microsoft Asia’s Enterprise Cybersecurity Group, joins Tom Fox to talk about a range of topics surrounding info security and Abbas’ role at Microsoft.
17 min
92
Legal Compliance for The Future with Alan Gibson
Alan Gibson is the current Director of Legal and Compliance Innovation at Microsoft and is Tom Fox’s first guest on Microsoft Week at the Innovation in Compliance podcast.
31 min
93
Tech - The White Canvas for Creativity with Jed...
Jedidiah Yueh is a data innovator, a best-selling author, and the founder and CEO of Delphix. He joins Tom Fox to discuss digital transformation and digital disruption, and what companies need to know and do about both.
18 min
94
The Evolution and Future of GRC with Dan Zitting
Dan Zitting, CEO of Galvanize, discusses with Tom Fox GRC software, the role of GRC professionals, and why data is so important to a company’s operations.
22 min
95
A Digitally Fluid Future with Chenthil Eswaran
Chenthil Eswaran is the Practice Head of Enterprise Solutions at Aspire Systems and joins Tom Fox to talk about cloud and data storage, data security, and how compliance professionals can create a digitally fluid future for their companies.
15 min
96
Building the Podcast Community with Zach Moreno...
Zach Moreno and Rockwell Felder, co-founders of SquadCast, join Tom Fox on this week’s episode to talk about collaboration, the podcast industry, and the ways Squadcast helps its clients.
24 min
97
K2's Integrity Matters - Gabe Hidalgo on Crypto...
In this special episode of K2's Integrity Matters podcast series, I visit with Gabe Hidalgo. We look at issues related to cryptocurrency.
29 min
98
Reframing The C-Suite Network with Jeffrey Hayz...
Tom Fox welcomes Jeffrey Hayzlett to this week’s episode as they discuss the C-Suite Network, diversity, and the effects of COVID-19 on executives.
15 min
99
Compliance, Diligence and M&A: Part 5-Integrati...
In this concluding episode, I visit with Tom Pannell about integration issues after deal closure.
11 min
100
Compliance, Diligence and M&A: Part 4-Deals Thr...
In this episode, I visit with Tom Pannell about deals through a global lens.  
13 min