Innovation in Compliance with Tom Fox

Innovation in compliance brings you interviews with industry leading experts who are changing the way practitioners approach compliance. Host Tom Fox, the Compliance Evangelist and Voice of Compliance is driving the conversation about compliance into the 2020s and beyond with his focus on innovations for the compliance practitioner and the compliance profession. If you want to learn how to bring business solutions to compliance problems to more fully operationalize compliance, this is the podcast for you.

Business
Management
Business News
101
The Six Elements of an Effective Compliance Pro...
I visit with Valerie Charles on the twin topics of Oversight and Reporting: The Board’s Role in Compliance and Having a Speak Up Culture and Response and Enhancements: Continually Improving Your Compliance Program.
20 min
102
The Six Elements of an Effective Compliance Pro...
In this fourth episode, I visit with Jamen Tyler on training and education: effectively getting your compliance messaging out.
11 min
103
The Six Elements of an Effective Compliance Pro...
In this episode, I visit with Toby Ralston on why policies, procedures and internal controls are the backbone of your compliance program.
13 min
104
Coordinated ESG with Andrea Bonime-Blanc
Tom Fox welcomes Andrea Bonime-Blanc to this week’s show. Andrea is the author of Gloom to Boom: How Leaders Transform Risk into Resilience and Value, and a foremost name in compliance.
18 min
105
The Six Elements of an Effective Compliance Pro...
In Part 2 of this 5-part series on the Six Elements of an Effective Compliance Program, I visit with Stephen Martin on Element 2-compliance program governance and structure.
11 min
106
The Six Elements of an Effective Compliance Pro...
In Part 1 of this 5-part series on the Six Elements of an Effective Compliance Program, I visit with Stephen Martin on Element 1-Risk Assessments
14 min
107
Engineering Transformation with EJ Marin
EJ Marin, Director of Solutions Engineering at Nakisa, chats with Tom Fox about the changing face of HR in this week’s show.
12 min
108
Empowering Adversary Intelligence with Luke Wilson
Tom Fox welcomes Luke Wilson, Vice President of Intelligence at 4iQ, to chat about trending cybersecurity issues in this week’s show.
13 min
109
Enabling Product Development Success with Josh ...
Josh Turpen, Chief Product Officer of Jama Software, joins Tom Fox to chat about the importance of being an enabler, as well as product development lifecycle management.
17 min
110
How IsoMetrix is Disrupting Compliance with Joh...
John Castner, President and CEO of IsoMetrix, a risk and compliance management software company, joins Tom Fox to share how his company is disrupting the risk and compliance industry.
24 min
111
#NotMe - Leveraging Your Employees for More Eff...
Andy Winton and Ariel Weindling, both of #NotMe, join Tom Fox on this week’s show for an interesting look at the #NotMe tool and how it helps organizations keep employees safe.
15 min
112
Measuring the Effectiveness of Training with Si...
Tom Fox chats with Simon Greany, co-founder and Chief Learning Officer of Elucidat, about how technology can support communication and personalized learning, and how companies can scale online training beyond Zoom.
16 min
113
Exiger on the Evolution in Supplier Compliance ...
Today, Part 5, we conclude with a review of third-party risk management solutions with Erika Peters and Skyler Chi. We look at where things might be headed down the road.
21 min
114
Exiger on the Evolution in Supplier Compliance ...
In this Part 4 of a special five-part podcast series, we consider the pillars of good compliance with Brandon Daniels and Carrie Wibben.
23 min
115
Exiger on the Evolution in Supplier Compliance ...
In Part 3 of this special five-part podcast series, we put a spotlight on Federal Government and Supply Chains. In this exploration I am joined by Carrie Wibben and Vishnu Anantatmula.
17 min
116
Exiger on the Evolution in Supplier Compliance ...
In this special five-part podcast series, I visit with folks from Exiger on Third-Party Risk Management to Supply Chain Risk Management: Exiger on the Evolution in Supplier Compliance in COVID. In Part 2, I visit with George ‘Ren’ McEachern and Aaron Narva on corporates.
13 min
117
Helping Solve the Data Problem with David McLau...
David McLaughlin, founder and CEO of QuantaVerse, joins Tom Fox on this week’s show to discuss his company’s new risk management tool, Country Code Derivation.
17 min
118
Exiger on the Evolution in Supplier Compliance ...
In this special five-part podcast series, I visit with folks from Exiger on Third-Party Risk Management to Supply Chain Risk Management: Exiger on the Evolution in Supplier Compliance in COVID. In Part I, I visit with Samar Pratt and Tara Loftus on financial institutions.
15 min
119
The ROI of Business Ethics with Yonason Goldson
Yonason Goldson, an expert in ethical leadership, TEDx speaker, and consultant, joins Tom Fox to discuss why ethics matters, as well as five important lessons the COVID-19 pandemic is teaching us.
19 min
120
In Conversation with K2 Intelligence FIN: Jerem...
In our concluding Part 5, we conclude with a look at GRC then and now.
16 min
121
In Conversation with K2 Intelligence FIN: Jerem...
In Part 4, we consider GRC and K2 Intelligence FIN and will conclude tomorrow with a look at GRC then and now.
19 min
122
In Conversation with K2 Intelligence FIN: Jerem...
In Part 3, we consider GRC and the investment community.
21 min
123
In Conversation with K2 Intelligence FIN: Jerem...
In Part 2, we consider some examples of GRC at work.
21 min
124
Caring for Compliance Professionals’ Well-Being...
Lisa Beth Lentini Walker, co-founder of MentorCore, joins Tom Fox to discuss what's missing in the compliance and ethics space.
20 min
125
In Conversation with K2 Intelligence FIN: Jerem...
In this episode, I being a 5-part series with Jeremy Kroll, co-founder of K2 Intelligence FIN. In this Part 1, we consider the current GRC landscape.
19 min
126
Automated Policy Management: A Necessity Not a ...
Managing Director - GRC Business Unit at Mitratech, Mark Delgado, discusses with Tom Fox why automating policy management is no longer a luxury, but a necessity given these unprecedented times.
17 min
127
A Conversation with Skillsoft and StoneTurn: Pa...
Welcome to a special five-part podcast series, A Conversation with Skillsoft and StoneTurn: From the Code of Conduct to Risk Assessment to Continuous Improvement. In this fifth and final episode, I conclude with Stephen Martin on continuous monitoring and continuous improvement.
11 min
128
A Conversation with Skillsoft and StoneTurn: Pa...
Welcome to a special five-part podcast series, A Conversation with Skillsoft and StoneTurn: From the Code of Conduct to Risk Assessment to Continuous Improvement. In this third episode, I visit with Arendes on assessing your risks and using that process to then manage those risks.
14 min
129
A Conversation with Skillsoft and StoneTurn: Pa...
Welcome to a special five-part podcast series, A Conversation with Skillsoft and StoneTurn: From the Code of Conduct to Risk Assessment to Continuous Improvement. In this third episode, I visit with Jamen Tyler on conducting an effective risk assessment.
15 min
130
A Conversation with Skillsoft and StoneTurn: Pa...
Welcome to a special five-part podcast series, A Conversation with Skillsoft and StoneTurn: From the Code of Conduct to Risk Assessment to Continuous Improvement. In this second episode, I visit with Charlie Voelker on how a Risk Assessment informs your Code of Conduct.
14 min
131
Why GRC is the Keys to the Kingdom with Matt Ku...
LogicGate co-founder, Matt Kunkel, joins Tom Fox on this week’s show to talk about LogicGate’s GRC platform and how it helps businesses improve their bottom line.
19 min
132
A Conversation with Skillsoft and StoneTurn: Pa...
9 min
133
A Conversation with Convercent and StoneTurn: S...
In this fifth and final episode, I am joined by Martin for a discussion of evaluating compliance programs.
18 min
134
A Conversation with Convercent and StoneTurn: A...
In this fourth episode, we take a deep dive with Asha Palmer into corporate culture.
13 min
135
A Conversation with Convercent and StoneTurn: M...
In this third episode, Michele Edwards and I discuss how a compliance professional can create an inventory of metrics by which to monitor and then improve a compliance program.
18 min
136
A Conversation with Convercent and StoneTurn: A...
In this second episode, we take a deep dive with Asha Palmer into internal reporting.
13 min
137
The Customer Relationship Evangelist with Josh ...
Josh Elledge of Up My Influence chats with Tom Fox about the importance of building customer relationships, and he shares a process-oriented approach to doing so.
20 min
138
A Conversation with Convercent and StoneTurn: R...
In this first episode, we take a deep dive with Rex Homme into conducting investigations and ensuring consistent outcomes.
15 min
139
Suparna Goswami and the Compliance Evangelist T...
I was recently interviewed by Suparna Goswami about the Novartis corruption enforcement actions, both the US domestic and the international FCPA matter.
15 min
140
The Disaster Avoidance Doctor with Dr. Gleb Tsi...
Dr. Gleb Tsipursky is an expert in the field of disaster avoidance, and he joins Tom Fox to talk about his work, including how he helps leaders avoid decisions that lead to disaster.
22 min
141
Ascending Compliance Management with Gene Geiger
Gene Geiger of A-LIGN joins Tom Fox on this week’s show to discuss his company’s innovative compliance management platform, A-SCEND.
21 min
142
The Economic Value of Convenience with Greg Dic...
CEO of Omedym, Greg Dickinson joins Tom Fox in this week’s show to discuss his book, The Convenience Economy: B2B: Adapt Now or Pay the Price.
18 min
143
Risk Mitigation and Corporate Discipline Baked ...
Cody Rodriguez, CEO of Iron Orchard, joins Tom Fox to discuss his company’s risk management approach and how it informs their corporate culture.
10 min
144
Engaging the Human Component of Corporate Cultu...
Tom Fox and Lisa Ryan, this week’s guest, are both members of C Suite Radio and the National Speakers Association. Lisa spent 20 years in sales before embarking on her entrepreneurial journey in 2010. She brings a unique perspective to the subject of employee engagement, seeing it as an essential skill that leaders need to have.
15 min
145
Navigating an Increasingly Complex Sanctions La...
Today, Adam Frey and I conclude with Episode 5 by taking a look in that veiled land of the future by considering issues on the horizon and how to prepare for it.
12 min
146
Navigating an Increasingly Complex Sanctions La...
In this Episode 4 of a special five-part podcast series, I am joined by Eric Lorber regarding new sanctions risk exposures for commercial corporations and in the shipping space.
18 min
147
Navigating an Increasingly Complex Sanctions La...
In this Episode 3 of this special five-part series, I am joined by K2 FIN's Eric Lorber On what to do if you have a sanctions violation or think you may have violated a sanctions program.
21 min
148
Navigating an Increasingly Complex Sanctions La...
In this Episode 2 of a special five-part podcast series, I am joined by Adam Frey to learn about how to build an effective sanctions compliance program.
15 min
149
Dealing with Bumps in the Night with James Green
Director of Advisory Services at SAI Global, James Green, chats with Tom Fox about his company’s 360° view of risk management and how to survive risks that you never saw coming.
19 min
150
Navigating an Increasingly Complex Sanctions La...
In this Episode 1 of a special five-part series on Navigating an Increasingly Complex Sanctions Landscape, I am joined by Eric Lorber to review the current sanctions landscape.
19 min
151
Intersecting Law, Technology and Compliance wit...
Melissa Koch, CEO of InFront Compliance, an online assessment and reporting tool for highly regulated industries, chats with Tom Fox about how her company helps its clients navigate the intersection of law, technology and compliance.
15 min
152
The True Cost of Financial Crime with Dan Wager
Dan Wager heads Financial Crime Compliance Strategies at LexisNexis Risk Solutions and joins Tom Fox on this week's show to chat about the key findings of LexisNexis' report, The True Cost of Financial Crimes, and its implications for compliance professionals.
20 min
153
Why Lawyers Need To Listen (To Non-Lawyers) wit...
Tom Fox chats with President and founder of Simple SEO Group, Brendan Egan,about his recent article entitled, Marketing Dos and Don'ts During A Crisis.
18 min
154
Revolutionary Recruiting with Mary Ann Faremouth
Tom Fox invites Mary Ann Faremouth, founder and CEO of Faremouth & Company, to chat about her book, Revolutionary Recruiting, and share practical advice for job seekers, as well as employers.
19 min
155
Leveraging Value From Data with Amy Hilbert
Amy Hilbert from Casepoint, a legal technology platform working with government agencies and private companies, chats with Tom Fox about Casepoint's services, and what they can do for compliance professionals.
13 min
156
Defining and Building Effective Compliance Prog...
In this concluding Part 5, I am joined by Gail Fuller to take a look into the veiled land of the future as we explore what's on the horizon for compliance.
12 min
157
Defining and Building Effective Compliance Prog...
How can you facilitate effective, tailored and engaging compliance training? Join Gail Fuller on this Part 4 of a special five-part series to find out.
14 min
158
Defining and Building Effective Compliance Prog...
Compliance budgets are always tricky and not something lawyers new to compliance are prepared for. Michelle Goodsir joins me in Part 3 to discuss the best path forward in the compliance budgeting process.
12 min
159
Defining and Building Effective Compliance Prog...
Why does compliance need a seat at the table? Join K2 Intelligence FIN Managing Director Michelle Goodsir to explore these questions with me in Part 2 of a 5-part series.
11 min
160
A Holistic Approach to Third-Party Risk with Br...
Tom Fox welcomes VP of Third-Party Risk at Prevalent, Brenda Ferraro, to this week's episode to discuss Prevalent's 2020 Third-Party Risk Management study, its key findings, and implications for compliance professionals.
18 min
161
Defining and Building Effective Compliance Prog...
What are some of the biggest challenges in compliance today? Join K2 Intelligence FIN Managing Director Michelle Goodsir to explore these questions with me in Part 1 of a 5-part series.
14 min
162
Playing The Long Game with Leigh Vickery
Leigh Vickery of Level 2 Legal, joins Tom Fox on this week’s show to discuss her company’s innovative managed services for the legal and compliance industry.
20 min
163
The Role of Wellbeing in a Thriving Culture wit...
Mari Ryan, CEO of Advancing Wellness and author of The Thriving Hive: How People-Centric Workplaces Ignite Engagement and Fuel Results, joins Tom Fox on this week's show to discuss the role of employee wellbeing in a thriving business culture.
18 min
164
Innovation In Data Security with John Myers
John Myers, founder and CEO of Chorus Consulting, chats with Tom Fox about his company's innovative approach to data forensics and information governance.
15 min
165
Second Chances for People and Electronics with ...
Tom Fox chats with John Shegerian, an entrepreneur and owner of ERI, about what motivates John and how his company helps organizations protect their data while protecting the environment.
16 min
166
Systematizing Success with Ben Wolf
This week, Ben Wolf, founder and CEO of Wolf’s Edge Consulting, chats with Tom Fox about how his company helps entrepreneurs systematize their business operations to achieve their goals.
15 min
167
A Roundtable Discussion on the AI Ethics For Bu...
In this week’s Innovation In Compliance show, Tom Fox is joined by Sean Freidlin, Yan Tougas, and Patrick Henz for a roundtable discussion about their experience with taking Seattle University’s free course, AI Ethics For Business.
50 min
168
Going Beyond DDQs with Jed Gardner
Tom Fox chats with Senior Vice President of Linedata Technology Services, Jed Gardner, about how Linedata’s solution protects companies within the financial sector from cybersecurity risk and how this leads to increased productivity and profitability.
21 min
169
Navigating CFIUS Risks with Business Intelligen...
What is the intersection of CFIUS, effective monitoring and compliance officer solutions? Find out in Episode Five of this special 5-part series.
13 min
170
Navigating CFIUS Risks with Business Intelligen...
What is the intersection of CFIUS cyber risk and access control? Find out in Episode 4 of this special five-part podcast series.
18 min
171
Navigating CFIUS Risks with Business Intelligen...
Wha Is the intersection of CFIUS and Compliance Frameworks for Export Control, Financial Crimes Risk and Anti-Corruption Compliance?
15 min
172
Demystifying ESG with Rakhi Kumar
Tom Fox chats with Senior Managing Director of State Street Global Advisors, Rakhi Kumar, about some of her company’s initiatives to make Environmental, Social and Governance (ESG) more approachable for business leaders.
18 min
173
Navigating CFIUS Risk with Business Intelligenc...
How can proactive management help get you through the CFIUS process? Find out in Episode 2 of this special five-part podcast series.
19 min
174
Navigating CFIUS Risk with Business Intelligenc...
How can your company use business intelligence to identify threats and vulnerabilities under the CFIUS process. Find out in Part 1 of a 5-part series, sponsored by K2 Intelligence FIN.
17 min
175
Customizing Proactive Compliance Monitoring wit...
Jordan Domash, General Manager at Relativity, chats with Tom Fox about his company’s Relativity Trace solution, and how to use it in your compliance program.
21 min
176
Utilizing the Virtual Assistant with Daniel Ramsey
Daniel Ramsey, CEO and Co-Founder of MyOutDesk, joins Tom Fox to discuss the untapped resources of virtual assistance.
16 min
177
Coronavirus Risk Exposure with Ben Locwin
Ben Locwin chats with Tom Fox about COVID-19 and the risk management issues associated with the disease in this week’s Innovation In Compliance show.
20 min
178
Ethics and Compliance In The Morning Show with ...
Sean Freidlin, Director of Product Marketing at SAI Global, joins Tom Fox to chat about the article he recently posted on LinkedIn, Rise and Shine: The Morning Show’s Wakeup Call to Corporate America.
22 min
179
Gini Dietrich on Spotting Red Flags
Writer, blogger, speaker, and PR expert Gini Dietrich joins Tom Fox to discuss her blog post, How to Spot Red Flags in New Business Relationships. She has some great tips for the compliance practitioner.
10 min
180
Reimagining Data Privacy with Ray Pathak
Ray Pathak, chats with Tom Fox about the acquisition and how his company is reimagining privacy.
18 min
181
Putting Compliance In Your Hands with Garin Ber...
This week’s guest on Innovation In Compliance is Garin Bergman, founder of the Palmtree compliance app discusses how it not only brings innovation to your compliance regime but fulfills requirements under the 10 Hallmarks.
21 min
182
The Human Element of Compliance with Gio Gallo
Gio Gallo, and his brother and co-CEO Nick Gallo, joined ComplianceLine because they saw a need for better vendor partners in the compliance industry.
22 min
183
How ESG Helps Companies See In The Dark with Tr...
Trysha Daskam chats with Tom Fox about how Silver Regulatory Associates helps their clients improve their ESG compliance.
18 min
184
Getting Employees to Pay Attention with Peter G...
Peter Grossman comes from a publishing and entertainment background, having worked at US Weekly and Rolling Stone.Peter Grossman comes from a publishing and entertainment background, having worked at US Weekly and Rolling Stone. Peter joins Tom Fox on this week’s show to talk about the innovative ideas, strategies and techniques in training and communications that his company brings to the compliance space. 
20 min
185
Completing the Last Mile of Validation Craig Ca...
In this episode, I visit with Craig Carpenter, President of X1, which is named for the first piloted aircraft to break the sound barrier, X1 values innovation and speed.
20 min
186
Scheduling Profitablity with Krista Hardwick
Did you ever consider that scheduling could lead to more efficient business process and greater profitability. Join me on this episode of Innovation in Compliance to find out how, with guest Krista Hardwick.
18 min
187
Outsourced Compliance with Fizza Khan
Fizza Khan on discuss the idea of outsourced compliance as well as the often complicated world of cryptocurrency.
23 min
188
Compliance Technology As A Value Center with Br...
How can compliance be a value center? Find out in this episode of Innovation in Compliance where I visit with Brandon Daniels.
19 min
189
Customer Centric Training with Jonathan Sampson
What is 'Customer Centric Training"? In this episode of Innovation in Compliance, I visit with Jonathan Sampson, founder and CEO of Peak Compliance who discusses cutting edge techniques in compliance training.
18 min
190
Why You Need an Executive Coach, a Conversation...
In this episode I visit with Jeff Nally on why every CCO needs an executive coach.
16 min
191
Get Your Book Published with Paul Brodie
Paul Brodie is the CEO of Brodie Consulting. He joins host Tom Fox today to discuss his professional background, and his work and most importantly, how to get your book published.
15 min
192
Data as Fuel with Christian Perez-Font
Why is data the fuel for compliance? Find out on this episode of Innovation in Compliance when I visit with Christian Perez-Font, who founded one of the most innovative law firms around and one that every CCO should look at.
19 min
193
Content is King with Andrea Falcione and Tricia...
Why is content king in compliance? Find out on this episode of Innovation in Compliance when I visit with Andrea Falcione and Tricia Cornell of Rethink Compliance, one of the most innovative companies in the compliance space.
17 min
194
Training Millennials with Alyson Van Hooser
In this episode, Alyson Van Hooser talks about her passion of effective leadership and how she is bring this message to millennials.
17 min
195
Celebrating 100 Episodes of Innovation in Compl...
16 min
196
Compliance in Finance Series Episode 5: Maintai...
In this final episode in this five-part series, Phil Fry brings it all together on maintaining oversight.
10 min
197
Compliance in Finance Series Episode 4: Sustain...
In this Part 4, Phil Fry discussed sustainability in a changing environment.
10 min
198
Compliance in Finance Series Episode 3: Control...
In this Part 3 of a five-part podcast series, I continue my exploration with Phil Fry. Today we consider Controlling the Environment with Automation
8 min
199
Compliance in Finance Series Episode 2: Captur...
8 min
200
Compliance in Finance Series Episode 1: Overvie...
In this episode 1, Phil Fry and I introduce this 5-part series on innovation in financial regulation compliance.
8 min