Innovation in Compliance with Tom Fox

Innovation in compliance brings you interviews with industry leading experts who are changing the way practitioners approach compliance. Host Tom Fox, the Compliance Evangelist and Voice of Compliance is driving the conversation about compliance into the 2020s and beyond with his focus on innovations for the compliance practitioner and the compliance profession. If you want to learn how to bring business solutions to compliance problems to more fully operationalize compliance, this is the podcast for you.

Business
Management
Business News
1
The Digital Transformation of Compliance with J...
Tom Fox’s guest on Day 5 of Microsoft Week is Jesus Fernandez. Jesus is the Senior Program Manager at Microsoft, specializing in data intelligence, risk management, and policy compliance.
17 min
2
The Future of InfoGovernance and Records Manage...
Tom Fox’s guest on this episode of the Innovation in Compliance podcast is Erica Toelle. Erica is the Senior Product Marketing Manager for Records Management and InfoGov at Microsoft.
19 min
3
A Progressive and Humble Leadership to Cybersec...
Joseph Davis, Microsoft’s Chief Security Advisor for Health and Life Sciences, joins Tom Fox on Day 3 of Microsoft Week to talk about the role of cybersecurity in life sciences and the traits cybersecurity professionals need to do their jobs effectively.
25 min
4
Innovation Through Info Security with Abbas Kud...
Abbas Kudrati, Chief Cybersecurity Advisor for Microsoft Asia’s Enterprise Cybersecurity Group, joins Tom Fox to talk about a range of topics surrounding info security and Abbas’ role at Microsoft.
17 min
5
Legal Compliance for The Future with Alan Gibson
Alan Gibson is the current Director of Legal and Compliance Innovation at Microsoft and is Tom Fox’s first guest on Microsoft Week at the Innovation in Compliance podcast.
31 min
6
Tech - The White Canvas for Creativity with Jed...
Jedidiah Yueh is a data innovator, a best-selling author, and the founder and CEO of Delphix. He joins Tom Fox to discuss digital transformation and digital disruption, and what companies need to know and do about both.
18 min
7
The Evolution and Future of GRC with Dan Zitting
Dan Zitting, CEO of Galvanize, discusses with Tom Fox GRC software, the role of GRC professionals, and why data is so important to a company’s operations.
22 min
8
A Digitally Fluid Future with Chenthil Eswaran
Chenthil Eswaran is the Practice Head of Enterprise Solutions at Aspire Systems and joins Tom Fox to talk about cloud and data storage, data security, and how compliance professionals can create a digitally fluid future for their companies.
15 min
9
Building the Podcast Community with Zach Moreno...
Zach Moreno and Rockwell Felder, co-founders of SquadCast, join Tom Fox on this week’s episode to talk about collaboration, the podcast industry, and the ways Squadcast helps its clients.
24 min
10
K2's Integrity Matters - Gabe Hidalgo on Crypto...
In this special episode of K2's Integrity Matters podcast series, I visit with Gabe Hidalgo. We look at issues related to cryptocurrency.
29 min
11
Reframing The C-Suite Network with Jeffrey Hayz...
Tom Fox welcomes Jeffrey Hayzlett to this week’s episode as they discuss the C-Suite Network, diversity, and the effects of COVID-19 on executives.
15 min
12
Compliance, Diligence and M&A: Part 5-Integrati...
In this concluding episode, I visit with Tom Pannell about integration issues after deal closure.
11 min
13
Compliance, Diligence and M&A: Part 4-Deals Thr...
In this episode, I visit with Tom Pannell about deals through a global lens.  
13 min
14
Compliance, Diligence and M&A: Part 3-Blinded b...
In this episode, I visit with Hannah Coleman on how to avoid being blinded by familiarity so that potential reputational issues do not surprise you down the road.
13 min
15
Compliance, Diligence and M&A: Part 2-Concerns ...
In this episode, I visit with Tom Pannell on concerns in the current deal making scene.
16 min
16
Modernizing Compliance with Kayvan Alikhani
Kayvan Alikhani, CEO and co-founder of Compliance.ai, joins Tom Fox to discuss modernizing compliance practices and helping risk practitioners do a better job of managing risk.
22 min
17
Compliance, Diligence and M&A: Part 1-Core Inve...
In this episode, I visit with Hannah on issues relating to core due diligence issues.
15 min
18
Cybersecurity and the Importance of SOC with Ju...
Justin Beals, CEO and co-founder of Strike Graph, joins Tom Fox to discuss cybersecurity, auditing, and building maturity within an organization.
20 min
19
Reimagining Training with Rashelle Tanner
Rashelle Tanner joins Tom Fox to discuss how to reimagine training in innovative ways for the organization’s ultimate benefit.
19 min
20
Mapping Out Process with Stacey Hanke
Stacey Hanke, author, keynote speaker, and the founder of Stacey Hanke Inc, joins Tom Fox to discuss influence and how it can help leaders and people who simply wish to learn how to become better employees.
22 min
21
Smart Automation for Risk Management: Bonus Epi...
Today, we wrap up with a special bonus episode where Parth Chanda and I discuss Lextegrity’s Integrity Analytics Collective.
12 min
22
Smart Automation for Risk Management: Part 5, I...
In this Episode 5, I  visit with Kara Bonitatibus, Head of Product at Lextegrity on integrations and user experience.
11 min
23
Smart Automation for Risk Management: Part 4, P...
In this Episode 4, I visit with Kara Bonitatibus, Head of Product at Lextegrity on pre-approvals and third-party due diligence.
14 min
24
Smart Automation for Risk Management: Part 3, a...
In this Episode 3, I conclude my two-part visit with Lextegrity co-founder Andy Miller about risk monitoring with data analytics.
20 min
25
Smart Automation for Risk Management: Part 2, R...
In this Episode 2, I begin a two-part exploration with Lextegrity co-founder Andy Miller about risk monitoring with data analytics.
16 min
26
Fixing the Cadence Mismatch with Anil Karmel & ...
Anil Karmel and Travis Howerton, co-founders of C2 Labs, join Tom Fox to discuss “fixing the cadence mismatch” between digitally transforming heavily regulated industries and the need for compliance.
24 min
27
Smart Automation for Risk Management: Part 1, I...
In this Episode 1, we meet Chanda, Miller and Bonitatibus and introduce Lextegrity and the Lextegrity Product Suite.
15 min
28
Lessons About Leadership and Security with Paul...
Paul Clayson is the CEO of AgilePQ and joins Tom to discuss the top lessons he learned as CEO, as well as security for technology in the present and future.
20 min
29
Comprehensive Cybersecurity Management with Jen...
Cybersecurity Consultant at True Digital Security, Jenna Waters, joins Tom Fox to discuss technological safety within industries, and what her company is doing to curb cyber attacks.
19 min
30
Knowledge Process Outsourcing with Jehan Jeyare...
Jehan Jeyaretnam, Director and Head of Compliance Services at Acuity Knowledge Partners, joins Tom Fox to discuss ways of implementing knowledge outsourcing within work environments.
24 min
31
Being Intentional & Celebrating People with Chr...
Chris Fuller, author and President and CEO of Influence Leadership Inc., joins Tom Fox to discuss ideas and strategies to help you around leadership.
24 min
32
Learning Rather Than Training with Eric Shepherd
Eric Shepherd, from the non-profit company called Talent Transformation, joins Tom to they discuss the ways organizations can better develop through a focus on learning rather than training.
21 min
33
Business and Financial Fraud: Yesterday, Today,...
In our concluding episode, Part 5, Ray Dookhie joins me to discuss what a company should do after allegations of fraud arise.
18 min
34
Business and Financial Fraud: Yesterday, Today,...
In Part 4, Joanne Taylor joins me to review best practices in fraud detection.
15 min
35
Business and Financial Fraud: Yesterday, Today,...
In Part 3, Ray Dookhie reviews best practices in fraud prevention.
14 min
36
Business and Financial Fraud: Yesterday, Today,...
In Part 2, Ray Dookhie joins me to consider what the fraud regulatory landscape may look like in 2021.
16 min
37
Going Back to the Workplace Safely with Julie M...
Julie Myers Wood, CEO of Guidepost Solutions, returns to the Innovation In Compliance podcast this week to talk about how companies can get back to the workplace safely.
13 min
38
Business and Financial Fraud: Yesterday, Today,...
In this Part 1 of a special 5-part podcast series, Joanne Taylor joins me to discuss the top fraud trends in 2021.
16 min
39
Fighting The Scourge of Human Trafficking with ...
Dan Wager, VP of Global Financial Crime and Compliance at LexisNexis Risk Solutions, joins Tom Fox to discuss human trafficking, fraud and identifying the patterns of suspicious behaviors within an organization.
19 min
40
Meaningful Meetings with Dr. James Kelley
Tom Fox invites Dr. James Kelley, co-founder and CEO of qChange, to the show to chat about academic research, his book, and how he is helping leaders become more impactful in meetings.
27 min
41
Uncertainty - The Blinders Are Off with Lisa Levy
Lisa Levy, CEO of Lcubed Consulting and author of Future Proofing Cubed, joins Tom Fox to discuss cross-functional collaboration, future proofing, and building agility within the corporate culture through adaptive transformation.
17 min
42
Building Hero Leadership with Tricia Benn
Tricia Benn, the Chief Community Officer at C-Suite and General Manager of The Hero Club, joins Tom Fox to discuss creating collaboration among leaders to build business growth.
16 min
43
Integrity Matters: Assessing the Corporate Comp...
In this concluding Part 5, I am joined by Snežana Gebauer to consider a few key themes and how a company can prepare for what is coming down the road into 2021 and beyond.
14 min
44
Integrity Matters: Assessing the Corporate Comp...
In this Part 4, I am joined by Bob Brenner and we consider what companies can expect from the global trends impacting risk and compliance in 2021.
14 min
45
Integrity Matters: Assessing the Corporate Comp...
In this Part 3, I am joined by Snežana Gebauer who discusses what companies can expect as priorities from new administration around anti-bribery and anti-corruption.
14 min
46
Integrity Matters: Assessing the Corporate Comp...
In this Part 2, I am joined by Bob Brenner who discusses what companies can expect as priorities from new administration.
16 min
47
Pragmatic Security and Data Protection with Gar...
Gary Chan, President of Pragmatic Security at Alfizo, joins Tom Fox to discuss the ways to help businesses leverage IT departments, enable sales, and meet compliance.
19 min
48
Integrity Matters: Assessing the Corporate Comp...
In this Part 1, I am joined by Snežana Gebauer who assesses the regulatory landscape resulting from the pandemic.
16 min
49
The Risks with Employee Data with Robert Meyers
Channel Solutions Architect for One Identity, Robert Meyers, joins Tom Fox to talk about compliance, data privacy, and employee data issues.
18 min
50
The 100 Book Challenge: The Infinite Game by S...
Tom and Nick Gallo discuss The Infinite Game by Simon Sinek.
10 min
51
The 100 Book Challenge: The Fearless Organizati...
Tom Fox and Nick Gallo discuss cultivating psychological safety within the workplace and innovation and growth, from Amy Edmondson’s book, The Fearless Organization.
11 min
52
The 100 Book Challenge: The Culture Map by Erin...
In this episode of the 100 Book Challenge series, Tom Fox and Nick Gallo are talking about Erin Meyer’s book, The Culture Map.
9 min
53
The 100 Book Challenge: Influence by Robert Cia...
In this episode of the special podcast series on The 100 Book Challenge, guest Nick Gallo and Tom Fox consider the lessons from Influence by Robert Cialdini.
10 min
54
The 100 Book Challenge: Meditations by Marcus A...
Tom Fox and Nick Gallo discuss the writings of the ancient Roman philosopher Marcus Aurelius and how to apply them to business leadership.
9 min
55
Nick Gallo and the 100 Book Challenge: Introduc...
Special guest Nick Gallo joins Tom Fox for a six-part podcast series about the books he read in 2020 as part of his 100 Book Challenge.
13 min
56
Integrity Matters: Exploring the NDAA - Part 5:...
In this concluding Part 5, I am joined by again Gail Fuller to look at the long view under the new law.
13 min
57
Integrity Matters: Exploring the NDAA - Part 4:...
In this Part 4, I am joined by Chip Poncy as consider some of the new governance models under the NDAA.
17 min
58
Integrity Matters: Exploring the NDAA - Part 3:...
In this Part 3, I am joined by Gail Fuller to look at some of the opportunities under the new law.
12 min
59
Integrity Matters: Exploring the NDAA - Part 2:...
In this Part 2, I am joined by Chip Poncy as we discuss the reforms around company formation.
16 min
60
An Evangelist for Document Governance with Jen ...
Jen Snyder, chief evangelist at GovQA, joins Tom Fox to discuss the compliance challenges facing government, and how her company’s software is helping combat those challenges.
15 min
61
Integrity Matters: Exploring the NDAA - Part 1:...
In this Part 1, I am joined by Chip Poncy who breaks down the big picture of changes under the NDAA.
16 min
62
Compliance From the Front Lines with Adam Frey
Adam Frey, Managing Director at K2 Integrity and Tom Fox have an interesting conversation about the important role of compliance in the organization, as well as how to create a culture of compliance from the front lines.
16 min
63
BMO Empower-We Can't Leave Anyone Behind with J...
Tom Fox welcomes John Petrovski, the Senior Director of Commercial Lending at BMO, to this week's episode to discuss BMO's new business initiative BMO Empower, and its efforts to help low to moderate income and minority communities.
13 min
64
Innovative Compliance Solutions with Nick & Gio...
This week, Nick and Gio Gallo, co-CEOS of ComplianceLine, along with Ronnie Feldman, CEO and founder of Learnings & Entertainments discuss innovative solutions to some of the challenges that compliance leaders face.
28 min
65
The Regulatory and Business Case for Documentat...
Tom Fox welcomes Brett Manwaring, Managing Director, Financial Crimes Risk Management at K2 Integrity, to talk about the importance of documentation, from both a regulatory and business perspective.
16 min
66
Building Trust and Communication Through Intern...
Tori Reichman, VP Commercial at Vault Platform, joins Tom Fox to discuss her company’s offering and how it enables both employer and employee.
15 min
67
Engineering the Future with AI with Simon Moss
Tom Fox welcomes Simon Moss to this week’s show where they discuss the future of AI.
27 min
68
The Six Elements of an Effective Compliance Pro...
I visit with Valerie Charles on the twin topics of Oversight and Reporting: The Board’s Role in Compliance and Having a Speak Up Culture and Response and Enhancements: Continually Improving Your Compliance Program.
20 min
69
The Six Elements of an Effective Compliance Pro...
In this fourth episode, I visit with Jamen Tyler on training and education: effectively getting your compliance messaging out.
11 min
70
The Six Elements of an Effective Compliance Pro...
In this episode, I visit with Toby Ralston on why policies, procedures and internal controls are the backbone of your compliance program.
13 min
71
Coordinated ESG with Andrea Bonime-Blanc
Tom Fox welcomes Andrea Bonime-Blanc to this week’s show. Andrea is the author of Gloom to Boom: How Leaders Transform Risk into Resilience and Value, and a foremost name in compliance.
18 min
72
The Six Elements of an Effective Compliance Pro...
In Part 2 of this 5-part series on the Six Elements of an Effective Compliance Program, I visit with Stephen Martin on Element 2-compliance program governance and structure.
11 min
73
The Six Elements of an Effective Compliance Pro...
In Part 1 of this 5-part series on the Six Elements of an Effective Compliance Program, I visit with Stephen Martin on Element 1-Risk Assessments
14 min
74
Engineering Transformation with EJ Marin
EJ Marin, Director of Solutions Engineering at Nakisa, chats with Tom Fox about the changing face of HR in this week’s show.
12 min
75
Empowering Adversary Intelligence with Luke Wilson
Tom Fox welcomes Luke Wilson, Vice President of Intelligence at 4iQ, to chat about trending cybersecurity issues in this week’s show.
13 min
76
Enabling Product Development Success with Josh ...
Josh Turpen, Chief Product Officer of Jama Software, joins Tom Fox to chat about the importance of being an enabler, as well as product development lifecycle management.
17 min
77
How IsoMetrix is Disrupting Compliance with Joh...
John Castner, President and CEO of IsoMetrix, a risk and compliance management software company, joins Tom Fox to share how his company is disrupting the risk and compliance industry.
24 min
78
#NotMe - Leveraging Your Employees for More Eff...
Andy Winton and Ariel Weindling, both of #NotMe, join Tom Fox on this week’s show for an interesting look at the #NotMe tool and how it helps organizations keep employees safe.
15 min
79
Measuring the Effectiveness of Training with Si...
Tom Fox chats with Simon Greany, co-founder and Chief Learning Officer of Elucidat, about how technology can support communication and personalized learning, and how companies can scale online training beyond Zoom.
16 min
80
Exiger on the Evolution in Supplier Compliance ...
Today, Part 5, we conclude with a review of third-party risk management solutions with Erika Peters and Skyler Chi. We look at where things might be headed down the road.
21 min
81
Exiger on the Evolution in Supplier Compliance ...
In this Part 4 of a special five-part podcast series, we consider the pillars of good compliance with Brandon Daniels and Carrie Wibben.
23 min
82
Exiger on the Evolution in Supplier Compliance ...
In Part 3 of this special five-part podcast series, we put a spotlight on Federal Government and Supply Chains. In this exploration I am joined by Carrie Wibben and Vishnu Anantatmula.
17 min
83
Exiger on the Evolution in Supplier Compliance ...
In this special five-part podcast series, I visit with folks from Exiger on Third-Party Risk Management to Supply Chain Risk Management: Exiger on the Evolution in Supplier Compliance in COVID. In Part 2, I visit with George ‘Ren’ McEachern and Aaron Narva on corporates.
13 min
84
Helping Solve the Data Problem with David McLau...
David McLaughlin, founder and CEO of QuantaVerse, joins Tom Fox on this week’s show to discuss his company’s new risk management tool, Country Code Derivation.
17 min
85
Exiger on the Evolution in Supplier Compliance ...
In this special five-part podcast series, I visit with folks from Exiger on Third-Party Risk Management to Supply Chain Risk Management: Exiger on the Evolution in Supplier Compliance in COVID. In Part I, I visit with Samar Pratt and Tara Loftus on financial institutions.
15 min
86
The ROI of Business Ethics with Yonason Goldson
Yonason Goldson, an expert in ethical leadership, TEDx speaker, and consultant, joins Tom Fox to discuss why ethics matters, as well as five important lessons the COVID-19 pandemic is teaching us.
19 min
87
In Conversation with K2 Intelligence FIN: Jerem...
In our concluding Part 5, we conclude with a look at GRC then and now.
16 min
88
In Conversation with K2 Intelligence FIN: Jerem...
In Part 4, we consider GRC and K2 Intelligence FIN and will conclude tomorrow with a look at GRC then and now.
19 min
89
In Conversation with K2 Intelligence FIN: Jerem...
In Part 3, we consider GRC and the investment community.
21 min
90
In Conversation with K2 Intelligence FIN: Jerem...
In Part 2, we consider some examples of GRC at work.
21 min
91
Caring for Compliance Professionals’ Well-Being...
Lisa Beth Lentini Walker, co-founder of MentorCore, joins Tom Fox to discuss what's missing in the compliance and ethics space.
20 min
92
In Conversation with K2 Intelligence FIN: Jerem...
In this episode, I being a 5-part series with Jeremy Kroll, co-founder of K2 Intelligence FIN. In this Part 1, we consider the current GRC landscape.
19 min
93
Automated Policy Management: A Necessity Not a ...
Managing Director - GRC Business Unit at Mitratech, Mark Delgado, discusses with Tom Fox why automating policy management is no longer a luxury, but a necessity given these unprecedented times.
17 min
94
A Conversation with Skillsoft and StoneTurn: Pa...
Welcome to a special five-part podcast series, A Conversation with Skillsoft and StoneTurn: From the Code of Conduct to Risk Assessment to Continuous Improvement. In this fifth and final episode, I conclude with Stephen Martin on continuous monitoring and continuous improvement.
11 min
95
A Conversation with Skillsoft and StoneTurn: Pa...
Welcome to a special five-part podcast series, A Conversation with Skillsoft and StoneTurn: From the Code of Conduct to Risk Assessment to Continuous Improvement. In this third episode, I visit with Arendes on assessing your risks and using that process to then manage those risks.
14 min
96
A Conversation with Skillsoft and StoneTurn: Pa...
Welcome to a special five-part podcast series, A Conversation with Skillsoft and StoneTurn: From the Code of Conduct to Risk Assessment to Continuous Improvement. In this third episode, I visit with Jamen Tyler on conducting an effective risk assessment.
15 min
97
A Conversation with Skillsoft and StoneTurn: Pa...
Welcome to a special five-part podcast series, A Conversation with Skillsoft and StoneTurn: From the Code of Conduct to Risk Assessment to Continuous Improvement. In this second episode, I visit with Charlie Voelker on how a Risk Assessment informs your Code of Conduct.
14 min
98
Why GRC is the Keys to the Kingdom with Matt Ku...
LogicGate co-founder, Matt Kunkel, joins Tom Fox on this week’s show to talk about LogicGate’s GRC platform and how it helps businesses improve their bottom line.
19 min
99
A Conversation with Skillsoft and StoneTurn: Pa...
9 min
100
A Conversation with Convercent and StoneTurn: S...
In this fifth and final episode, I am joined by Martin for a discussion of evaluating compliance programs.
18 min