Innovation in Compliance with Tom Fox

Innovation in compliance brings you interviews with industry leading experts who are changing the way practitioners approach compliance. Host Tom Fox, the Compliance Evangelist and Voice of Compliance is driving the conversation about compliance into the 2020s and beyond with his focus on innovations for the compliance practitioner and the compliance profession. If you want to learn how to bring business solutions to compliance problems to more fully operationalize compliance, this is the podcast for you.

Business
Management
Business News
101
Navigating an Increasingly Complex Sanctions La...
In this Episode 3 of this special five-part series, I am joined by K2 FIN's Eric Lorber On what to do if you have a sanctions violation or think you may have violated a sanctions program.
21 min
102
Navigating an Increasingly Complex Sanctions La...
In this Episode 2 of a special five-part podcast series, I am joined by Adam Frey to learn about how to build an effective sanctions compliance program.
15 min
103
Dealing with Bumps in the Night with James Green
Director of Advisory Services at SAI Global, James Green, chats with Tom Fox about his company’s 360° view of risk management and how to survive risks that you never saw coming.
19 min
104
Navigating an Increasingly Complex Sanctions La...
In this Episode 1 of a special five-part series on Navigating an Increasingly Complex Sanctions Landscape, I am joined by Eric Lorber to review the current sanctions landscape.
19 min
105
Intersecting Law, Technology and Compliance wit...
Melissa Koch, CEO of InFront Compliance, an online assessment and reporting tool for highly regulated industries, chats with Tom Fox about how her company helps its clients navigate the intersection of law, technology and compliance.
15 min
106
The True Cost of Financial Crime with Dan Wager
Dan Wager heads Financial Crime Compliance Strategies at LexisNexis Risk Solutions and joins Tom Fox on this week's show to chat about the key findings of LexisNexis' report, The True Cost of Financial Crimes, and its implications for compliance professionals.
20 min
107
Why Lawyers Need To Listen (To Non-Lawyers) wit...
Tom Fox chats with President and founder of Simple SEO Group, Brendan Egan,about his recent article entitled, Marketing Dos and Don'ts During A Crisis.
18 min
108
Revolutionary Recruiting with Mary Ann Faremouth
Tom Fox invites Mary Ann Faremouth, founder and CEO of Faremouth & Company, to chat about her book, Revolutionary Recruiting, and share practical advice for job seekers, as well as employers.
19 min
109
Leveraging Value From Data with Amy Hilbert
Amy Hilbert from Casepoint, a legal technology platform working with government agencies and private companies, chats with Tom Fox about Casepoint's services, and what they can do for compliance professionals.
13 min
110
Defining and Building Effective Compliance Prog...
In this concluding Part 5, I am joined by Gail Fuller to take a look into the veiled land of the future as we explore what's on the horizon for compliance.
12 min
111
Defining and Building Effective Compliance Prog...
How can you facilitate effective, tailored and engaging compliance training? Join Gail Fuller on this Part 4 of a special five-part series to find out.
14 min
112
Defining and Building Effective Compliance Prog...
Compliance budgets are always tricky and not something lawyers new to compliance are prepared for. Michelle Goodsir joins me in Part 3 to discuss the best path forward in the compliance budgeting process.
12 min
113
Defining and Building Effective Compliance Prog...
Why does compliance need a seat at the table? Join K2 Intelligence FIN Managing Director Michelle Goodsir to explore these questions with me in Part 2 of a 5-part series.
11 min
114
A Holistic Approach to Third-Party Risk with Br...
Tom Fox welcomes VP of Third-Party Risk at Prevalent, Brenda Ferraro, to this week's episode to discuss Prevalent's 2020 Third-Party Risk Management study, its key findings, and implications for compliance professionals.
18 min
115
Defining and Building Effective Compliance Prog...
What are some of the biggest challenges in compliance today? Join K2 Intelligence FIN Managing Director Michelle Goodsir to explore these questions with me in Part 1 of a 5-part series.
14 min
116
Playing The Long Game with Leigh Vickery
Leigh Vickery of Level 2 Legal, joins Tom Fox on this week’s show to discuss her company’s innovative managed services for the legal and compliance industry.
20 min
117
The Role of Wellbeing in a Thriving Culture wit...
Mari Ryan, CEO of Advancing Wellness and author of The Thriving Hive: How People-Centric Workplaces Ignite Engagement and Fuel Results, joins Tom Fox on this week's show to discuss the role of employee wellbeing in a thriving business culture.
18 min
118
Innovation In Data Security with John Myers
John Myers, founder and CEO of Chorus Consulting, chats with Tom Fox about his company's innovative approach to data forensics and information governance.
15 min
119
Second Chances for People and Electronics with ...
Tom Fox chats with John Shegerian, an entrepreneur and owner of ERI, about what motivates John and how his company helps organizations protect their data while protecting the environment.
16 min
120
Systematizing Success with Ben Wolf
This week, Ben Wolf, founder and CEO of Wolf’s Edge Consulting, chats with Tom Fox about how his company helps entrepreneurs systematize their business operations to achieve their goals.
15 min
121
A Roundtable Discussion on the AI Ethics For Bu...
In this week’s Innovation In Compliance show, Tom Fox is joined by Sean Freidlin, Yan Tougas, and Patrick Henz for a roundtable discussion about their experience with taking Seattle University’s free course, AI Ethics For Business.
50 min
122
Going Beyond DDQs with Jed Gardner
Tom Fox chats with Senior Vice President of Linedata Technology Services, Jed Gardner, about how Linedata’s solution protects companies within the financial sector from cybersecurity risk and how this leads to increased productivity and profitability.
21 min
123
Navigating CFIUS Risks with Business Intelligen...
What is the intersection of CFIUS, effective monitoring and compliance officer solutions? Find out in Episode Five of this special 5-part series.
13 min
124
Navigating CFIUS Risks with Business Intelligen...
What is the intersection of CFIUS cyber risk and access control? Find out in Episode 4 of this special five-part podcast series.
18 min
125
Navigating CFIUS Risks with Business Intelligen...
Wha Is the intersection of CFIUS and Compliance Frameworks for Export Control, Financial Crimes Risk and Anti-Corruption Compliance?
15 min
126
Demystifying ESG with Rakhi Kumar
Tom Fox chats with Senior Managing Director of State Street Global Advisors, Rakhi Kumar, about some of her company’s initiatives to make Environmental, Social and Governance (ESG) more approachable for business leaders.
18 min
127
Navigating CFIUS Risk with Business Intelligenc...
How can proactive management help get you through the CFIUS process? Find out in Episode 2 of this special five-part podcast series.
19 min
128
Navigating CFIUS Risk with Business Intelligenc...
How can your company use business intelligence to identify threats and vulnerabilities under the CFIUS process. Find out in Part 1 of a 5-part series, sponsored by K2 Intelligence FIN.
17 min
129
Customizing Proactive Compliance Monitoring wit...
Jordan Domash, General Manager at Relativity, chats with Tom Fox about his company’s Relativity Trace solution, and how to use it in your compliance program.
21 min
130
Utilizing the Virtual Assistant with Daniel Ramsey
Daniel Ramsey, CEO and Co-Founder of MyOutDesk, joins Tom Fox to discuss the untapped resources of virtual assistance.
16 min
131
Coronavirus Risk Exposure with Ben Locwin
Ben Locwin chats with Tom Fox about COVID-19 and the risk management issues associated with the disease in this week’s Innovation In Compliance show.
20 min
132
Ethics and Compliance In The Morning Show with ...
Sean Freidlin, Director of Product Marketing at SAI Global, joins Tom Fox to chat about the article he recently posted on LinkedIn, Rise and Shine: The Morning Show’s Wakeup Call to Corporate America.
22 min
133
Gini Dietrich on Spotting Red Flags
Writer, blogger, speaker, and PR expert Gini Dietrich joins Tom Fox to discuss her blog post, How to Spot Red Flags in New Business Relationships. She has some great tips for the compliance practitioner.
10 min
134
Reimagining Data Privacy with Ray Pathak
Ray Pathak, chats with Tom Fox about the acquisition and how his company is reimagining privacy.
18 min
135
Putting Compliance In Your Hands with Garin Ber...
This week’s guest on Innovation In Compliance is Garin Bergman, founder of the Palmtree compliance app discusses how it not only brings innovation to your compliance regime but fulfills requirements under the 10 Hallmarks.
21 min
136
The Human Element of Compliance with Gio Gallo
Gio Gallo, and his brother and co-CEO Nick Gallo, joined ComplianceLine because they saw a need for better vendor partners in the compliance industry.
22 min
137
How ESG Helps Companies See In The Dark with Tr...
Trysha Daskam chats with Tom Fox about how Silver Regulatory Associates helps their clients improve their ESG compliance.
18 min
138
Getting Employees to Pay Attention with Peter G...
Peter Grossman comes from a publishing and entertainment background, having worked at US Weekly and Rolling Stone.Peter Grossman comes from a publishing and entertainment background, having worked at US Weekly and Rolling Stone. Peter joins Tom Fox on this week’s show to talk about the innovative ideas, strategies and techniques in training and communications that his company brings to the compliance space. 
20 min
139
Completing the Last Mile of Validation Craig Ca...
In this episode, I visit with Craig Carpenter, President of X1, which is named for the first piloted aircraft to break the sound barrier, X1 values innovation and speed.
20 min
140
Scheduling Profitablity with Krista Hardwick
Did you ever consider that scheduling could lead to more efficient business process and greater profitability. Join me on this episode of Innovation in Compliance to find out how, with guest Krista Hardwick.
18 min
141
Outsourced Compliance with Fizza Khan
Fizza Khan on discuss the idea of outsourced compliance as well as the often complicated world of cryptocurrency.
23 min
142
Compliance Technology As A Value Center with Br...
How can compliance be a value center? Find out in this episode of Innovation in Compliance where I visit with Brandon Daniels.
19 min
143
Customer Centric Training with Jonathan Sampson
What is 'Customer Centric Training"? In this episode of Innovation in Compliance, I visit with Jonathan Sampson, founder and CEO of Peak Compliance who discusses cutting edge techniques in compliance training.
18 min
144
Why You Need an Executive Coach, a Conversation...
In this episode I visit with Jeff Nally on why every CCO needs an executive coach.
16 min
145
Get Your Book Published with Paul Brodie
Paul Brodie is the CEO of Brodie Consulting. He joins host Tom Fox today to discuss his professional background, and his work and most importantly, how to get your book published.
15 min
146
Data as Fuel with Christian Perez-Font
Why is data the fuel for compliance? Find out on this episode of Innovation in Compliance when I visit with Christian Perez-Font, who founded one of the most innovative law firms around and one that every CCO should look at.
19 min
147
Content is King with Andrea Falcione and Tricia...
Why is content king in compliance? Find out on this episode of Innovation in Compliance when I visit with Andrea Falcione and Tricia Cornell of Rethink Compliance, one of the most innovative companies in the compliance space.
17 min
148
Training Millennials with Alyson Van Hooser
In this episode, Alyson Van Hooser talks about her passion of effective leadership and how she is bring this message to millennials.
17 min
149
Celebrating 100 Episodes of Innovation in Compl...
16 min
150
Compliance in Finance Series Episode 5: Maintai...
In this final episode in this five-part series, Phil Fry brings it all together on maintaining oversight.
10 min
151
Compliance in Finance Series Episode 4: Sustain...
In this Part 4, Phil Fry discussed sustainability in a changing environment.
10 min
152
Compliance in Finance Series Episode 3: Control...
In this Part 3 of a five-part podcast series, I continue my exploration with Phil Fry. Today we consider Controlling the Environment with Automation
8 min
153
Compliance in Finance Series Episode 2: Captur...
8 min
154
Compliance in Finance Series Episode 1: Overvie...
In this episode 1, Phil Fry and I introduce this 5-part series on innovation in financial regulation compliance.
8 min
155
Creating a Memorable Podcast Experience at Podf...
In this podcast, I visit with Chris Krimitsos, founder of Podfest Expo on how to create a memorable conference experience.
22 min
156
Repurposing Your Way to Great Content with Shai...
20 min
157
Crisis PR with Eden Gillott
Eden Gillott is the President of Gillott Communications, a crisis PR firm, for over 11 years. She chats with Tom Fox about what a company should say in a crisis situation, how to prepare for a crisis in advance, and common mistakes to avoid.
15 min
158
Making Compliance Simple with Amy Kadomatsu
In this episode of Innovation in Compliance, Amy Kadomatsu joins host Tom Fox to share how her company makes compliance simple for their clients.
19 min
159
Automating Compliance with Jeff Kushner
In this episode of Innovation in Compliance, I visit with Jeff Kushner, Chief Marketing Officer at Allgress, about what companies should look for in a platform to innovate and automate the compliance function.
22 min
160
C-Suite Network and the Future of Podcasting wi...
In this episode of Innovation in Compliance, I visit with Jeffrey Hayzlett, the founder and CEO of C-Suite Network. He chats with host Tom Fox about his podcast network and what he sees as the future of podcasting.
14 min
161
Corporate Training Meets Artificial Intelligence
On today’s episode of the Innovation in Compliance Podcast with host Tom Fox, we get to meet Neha Gupta, chief executive officer at True Office Learning who shares the intersection of corporate training and artificial intelligence.
17 min
162
Flipping the Script on the Value of Data with E...
How does ImagineBC inform your compliance program? Find out in today's episode of Innovation in Compliance with Tom Fox as he hosts Erik Rind.
20 min
163
Innovation Through Showing Your Values with Ale...
On today’s episode of the Innovation in Compliance Podcast, I speak with Alex Zlatin about how small business owners should think through the purchase of a technology upgrade.
14 min
164
The Mindset of Culture with Arnie Malham
What does mindset have to do with culture? I explore this topic with Arnie Malham on this episode of Innovation in Compliance.
11 min
165
The Human Element of Cyber Security with Eduard...
What is the human element in cyber security? I explore with Eduardo Campos in this episode of Innovation in Compliance.
14 min
166
Finding Opportunities in a Crowded Industry wit...
What happens when two high school buddies see a market need and then innovate to fill it? Meet the co-founders of Squadcast
21 min
167
Moving Up to the Board with Louise Duffield
14 min
168
Foundational Data Security
12 min
169
Structured Content Strategies with One Stone Cr...
14 min
170
Rebooting your Mindset with Tanya Otterstein-Liehs
18 min
171
Continuous Improvement in Compliance with Brian...
Brian Beeghly is the former CCO at Johnson Controls. He is the founder of Informed360 which is brining cutting edge technological solutions to compliance programs.
15 min
172
Giving Across Borders with Ted Hart
16 min
173
Keeping Your Third Parties Secure with Dov Goldman
On this episode of Innovation in Compliance Dov Goldman, the Director of Risk and Compliance at Panorays, talks about cybersecurity, and the strategies and measures you can put in place to keep you safe.
21 min
174
Innovation in Compliance: Episode 75-Taking the...
In this episode, Syed Hussain, the Co-Founder & CEO at Liquidity Digital, a blockchain-based FinTech firm that’s building an end-to-end digital security system. He discusses how does this works and how can it make our organizations more efficient, more compliant, and more profitable.
16 min
175
Civility as a Workplace Innovation with Carrie ...
11 min
176
Innovative Ways to Communicate Online with Ben ...
17 min
177
How Strong HR Processes Can Mitigate Risk with ...
20 min
178
Leading with Accountability with Sam Silverstein
13 min
179
Making Compliance Training Fun with Andrew Rawson
22 min
180
Part 5: The Supply Chain Efficiency Premium
Innovation in Supply Chain Financial Health Series
9 min
181
Part 4: What are the challenges for Supply Chai...
Innovation in Supply Chain Financial Health Series
9 min
182
Part 3: Third Party Expansion
Innovation in Supply Chain Financial Health Series
9 min
183
Part 2: Criticality and Extending the Reach of ...
Innovation in Supply Chain Financial Health Series
10 min
184
Part 1: Introduction to Supply Chain Financial ...
Innovation in Supply Chain Financial Health Series
10 min
185
Marketing through Podcasting with Gordon Firemark
18 min
186
Nimble and Strategic Compliance with Patrick Co...
17 min
187
Using AI to Detect Bad Actors with Brandon Carl
13 min
188
The ‘Gmail for Accounting’ with Ian Crosby
18 min
189
Managing the Extended Enterprise with Dan Kinsella
21 min
190
Keeping Your Documents Secure with Tomas Suros
15 min
191
Artificial Intelligence for Proactive Complianc...
14 min
192
Accelerating Anti-Fraud Innovation with Vince W...
19 min
193
The TRACE Bribery Risk Matrix with Robert Clark
15 min
194
Social Networking for Compliance Lawyers with G...
20 min
195
7 Mistakes that Derail M&A Transactions with Ax...
19 min
196
Innovating with Smart Contracts with Jacob Enoch
17 min
197
Cinematic Storytelling in Compliance with Marc ...
13 min
198
Leveraging the Power of Blockchains with Syed H...
18 min
199
Separate the Message from the Delivery Mechanis...
16 min
200
What is Your Spark Score? With Kristy Grant-Hart
10 min