FCPA Compliance Report

The FCPA Compliance Report is the longest running podcast in the in compliance and business ethics. Join its award-winning host, Tom Fox, the Voice of Compliance as he visits with top compliance practitioners, key figures from business, the government and law firms in the top podcast dedicated to all things compliance.

Business
Business News
News Commentary
201
Day 12 | Financial Incentives for Compliance
What financial incentives should be used in a best practices compliance program?
8 min
202
Day 11 | What is Effective Compliance Training?
How can you determine effective compliance training?
8 min
203
Day 10 | The use of social media in compliance
In today's episode of 31 Days to a More Effective Compliance Program, I discuss the use of social media in a best practices compliance program.
8 min
204
Day 9 | 360 degrees of compliance communications
A 360-degree view of compliance is an effort to incorporate your compliance identity into a holistic approach so that compliance is in touch with and visible to your employees at all times.
8 min
205
Day 8 | Internal controls and compliance
What is the role of internal controls in a best practices compliance program? Find out in Day 8 of 31 Days to a More Effective Compliance Program.
8 min
206
Day 7 | Policies and Procedures
Compliance policies lay out your expectations and compliance procedures set out the details of how to do so.
7 min
207
Day 6 | The Code of Conduct
The Code of Conduct is one of the foundational pieces in your compliance program.
7 min
208
Fry Wernick on the Hoskins Jury Instructions
In this episode of the FCPA Compliance Report, I visit with Fry Wenrick on the Hoskins jury instructions.
23 min
209
Day 5 | The Board and operationalizing compliance
In Day 5 of 31 days to a more effective compliance program, I consider the role of the Board of Directors in both oversight and operationalizing compliance.
8 min
210
Day 4 | Moving compliance tone down through an ...
In Day 4 of 31 days to a more effective compliance program, I consider how best to move tone downward into the middle and lower ranks of a corporation.
7 min
211
Day 3 | Leadership’s conduct at the top
In this episode of 31 Days to a more effective compliance program we consider leadership's conduct at the top of an organization and it sets the ethical tone for every organization.
7 min
212
Day 2 | Measuring your risk
In Day of 31 days to a more effective compliance program, we consider measuring your risk and then what to do with the information after you have obtained it.
6 min
213
Day 1 | What 2019 Brought to Compliance Programs
In Day 1 of my podcast series on 31 Days to a More Effective Compliance Program, I discuss the key information from the regulators for the compliance practitioner.
8 min
214
Karen Woody on the SEC year in FCPA Enforcement
In the Episode, I visit with Karen Woody, Assistant Professor of Law at Washington and Lee. We take a look at the most recent SEC year in FCPA enforcement and other issues facing the SEC.
26 min
215
James Koukios on the MoFo October International...
In this episode I have back fan fav James Koukios to discuss the MoFo Top 10 International Anti-Corruption Developments for October 2019 newsletter.
26 min
216
James Koukios on the MoFo September Internation...
In this episode I have back fan fav James Koukios to discuss the MoFo Top 10 International Anti-Corruption Developments for September 2019 newsletter.
23 min
217
Stacie Hartman on Whistleblowers, the CFTC and ...
In this Episode, I visit with Stacie Hartman, Partner at Steptoe and Johnson. We consider what these pieces of legislation overturn the SCt. decision in Digital Realty Trust might mean for the corporate compliance practitioner.
17 min
218
Hughes Hubbard 2019 FCPA and Anti-Bribery Alert...
In this Part 5, I visit with Salim Saud, Partner at Saud Advogados, in cooperation with Hughes, Hubbard & Reed LLP, on developments in anti-bribery enforcement from Brazil from over the past year.
11 min
219
Hughes Hubbard 2019 FCPA and Anti-Bribery Alert...
In this Part 2, I visit with Laura Perkins, co-Executive Editor of the Alert for an overview of the 2019 Alert.
13 min
220
Hughes Hubbard 2019 FCPA and Anti-Bribery Alert...
In this Part 3, I visit with Bryan Sillaman, Managing Partner of the firm’s Paris office, on developments in France regarding anti-bribery enforcement over the past year.
17 min
221
Hughes Hubbard 2019 FCPA and Anti-Bribery Alert...
In this Part 4, I visit with Michael DeBernardis, on developments from Multilateral Development Banks in the fight against bribery and corruption over the past year.
12 min
222
Hughes Hubbard 2019 FCPA and Anti-Bribery Alert...
In this Part 1, I visit with Kevin Abikoff, co-Executive Editor of the Alert for an overview of the 2019 Alert.
11 min
223
Executives at Risk Report Summer/Fall 2019
In this episode I visit with Lauren Briggerman, Member at Miller & Chevalier and Katherine Pappas, Counsel at Miller & Chevalier about the firm’s most recent edition of the publication Executives at Risk, the Summer/Fall 2019 edition.
21 min
224
Mikhail Gordon on Aspects of Monitorships: Part...
In this special five-part podcast series, I have been joined by Mikhail Reider-Gordon, Managing Director of Global Affairs at Affiliated Monitors, Inc. (AMI) the sponsor of this podcast series. We have discussed various aspects of monitorships, including why independence matters, the American Bar Association’s (ABA) Guidelines on Monitors, Gordon’s professorial career at the International Anti-Corruption Academy, cultural differences between international and US domestic monitorships.  and the continuing evolution in monitorships. Today, in this concluding Part 5, we consider the continuing evolution in monitorships.
14 min
225
Mikhail Gordon on Aspects of Monitorships: Part...
In this special five-part podcast series, I am joined by Mikhail Reider-Gordon, Managing Director of Global Affairs at Affiliated Monitors, Inc. (AMI). In Part 4, we consider the cultural differences between international and US domestic monitorships.
12 min
226
Mikhail Gordon on Aspects of Monitorships: Part...
In this special five-part podcast series, I am joined by Mikhail Reider-Gordon, Managing Director of Global Affairs at Affiliated Monitors, Inc. (AMI). In this Part 3, we consider how Gordon’s teaching at the International Anti-Corruption Academy inform her view of wide-ranging cultural differences in monitorships.
12 min
227
Mikhail Gordon on Aspects of Monitorships: Part...
In this special five-part podcast series, I am joined by Mikhail Reider-Gordon, Managing Director of Global Affairs at Affiliated Monitors, Inc. (AMI). In episode 2, we discuss the ABA Guidelines on Monitors.
11 min
228
Mikhail Gordon on Aspects of Monitorships: Part...
In this special five-part podcast series, I am joined by Mikhail Reider-Gordon, Managing Director of Global Affairs at Affiliated Monitors, Inc. (AMI). In Part 1, we consider why independence in monitors is so critical.
13 min
229
Update on Varsity Blues
In this episode of the FCPA Compliance Report, I visit with Benjamin Brtiz, partner at Hughes Hubbard & Reed. We consider the current state of the Varsity Blues prosecutions, where they have been and where they may headed.
22 min
230
Episode 452, Mike Volkov on the Hoskins Jury Ve...
In this episode of the FCPA Compliance Report, I visit with Mike Volkov on the Hoskins guilty verdict returned by the jury last week.
24 min
231
Pamela Fierst-Walsh on the Kimberley Process
What is the Kimberley Process? Find out as I visit with Pamela Fierst-Walsh, who works at the US State Department as the Senior Advisor on Conflict & Critical Minerals and U.S. Representative to the Kimberley Process.
18 min
232
Episode 450-Steven Lofchie and the Cadwalader C...
In this episode I visit with Steven Lofchie, a partner in the NYT office of Cadwalader, Wickersham and Taft, on the firm's new resource called The Cadwalader Cabinet.
19 min
233
Francine McKenna with an update on the KPMG-PCA...
In this episode I visit with Francine McKenna, a reporter at MarketWatch. We check in on the current developments in the KPMG-PCAOB scandal including recent guilty pleas, sentencing and where the matter might finally be headed.
27 min
234
Parth Chanda on integrating data analytics into...
In this episode I visit with Parth Chanda, CEO of Lextegrity, a leading technology platform that combines the up-front due diligence approval of planned third-party spend with the analysis of actual spend — focused on fraud, corruption and conflicts of interest.
28 min
235
Why Culture Matters-Episode 5, How is ethical c...
In this five-part podcast series sponsored by AMI, I visit with Jay Rosen on why culture matters. In Episode 5, we consider how ethical culture is a part of an overall ethics and compliance assessment.
10 min
236
Why Culture Matters-Episode 4, How Does a Compa...
In this five-part podcast series sponsored by AMI, I visit with Jay Rosen on why culture matters. In Episode 4, we consider how a company can assess its culture.
12 min
237
Why Culture Matters-Episode 3, the Role of the ...
In this five-part podcast series sponsored by AMI, I visit with Jay Rosen on why culture matters. In Episode 3, we consider the role of the CCO in Corporate Culture.
9 min
238
Why Culture Matters-Episode 2, What Factors Inf...
In this five-part podcast series sponsored by AMI, I visit with Jay Rosen on why culture matters. In Episode 2, we consider what can influence an organization’s ethical culture, starting at the top with senior leadership.
10 min
239
Why Culture Matters-Episode 1, What is Ethical ...
In this five-part podcast series sponsored by AMI, I visit with Jay Rosen on why culture matters. In Episode 1, we introduce what is an ethical culture and why does it matter.
10 min
240
Joe Gerard on Conducting Fraud Investigations w...
In this episode, I visit with Joe Gerard, CEO at I-Sight SW on how case management software improves your fraud and corruption investigations.
24 min
241
The Future of Financial Compliance: Maintaining...
Today in this concluding Part 5, we tie it all together, through a discussion of oversight of you the entire process.
12 min
242
The Future of Financial Compliance: Sustainability
Today in Part 4, Phil Fry is back to discuss sustainability.
12 min
243
The Future of Financial Compliance-Challenging ...
Verint takes a unique approach to financial compliance. Verint does not accept that legacy solutions and methods are good enough for its client’s needs but challenges the conventional wisdom and accepted practices. In this Episode 1, we introduce the concept of the Verint Process.
10 min
244
The Future of Financial Compliance: Control
Today in Part 3, we discuss control.
9 min
245
The Future of Financial Compliance: Capture
In this episode 2, we discuss why interaction capture is so important and how it is affected by the latest communication technologies.
9 min
246
Episode 446-Matthew Jacobs on the Juniper Netwo...
In this episode I visit with Matthew Jacobs, who represented the Audit Committee of the Board of Directors of Juniper Networks in the company’s recently concluded FCPA enforcement action.
23 min
247
Episode 445- Shon Ramey on the Navex Global Acq...
In this episode I visit with Shon Ramey, General Counsel at Navex Global. We discuss Navex’s recent acquisition of Lockpath. In addition to his discussion on how Lockpath fits into the strategic plan of Navex Global, Ramey discusses his approach to mergers and acquisitions.
14 min
248
Jim Murphy on the Dangers in Using Slack
What are some of the compliance and investigative dangers from the use of the communication tool Slack? Find out on this episode of the FCPA Compliance Report
22 min
249
James Koukios on the Morrison and Foerster Top ...
In this episode I visit with podcast favorite Morrison and Foerster partner James Koukios on the firm’s Top 10 International Anti-Corruption Developments for April 2019. We look at some of the key international developments.  
23 min
250
Episode 442-Serco Geografix DPA
n this episode I visit with Sacha Harber-Kelly, a partner at Gibson Dunn in the UK and Steve Melrose, a senior Associate at the firm on the Serco Geografix DPA.
34 min
251
Episode 441- Compliance Training to Influence B...
In this episode I visit with Matt Galvin, Vice President, Ethics & Compliance at Anheuser-Busch InBev and Peter Grossman, Co-Founder, Chief Strategist at Labyrinth Training about their work on compliance training to influence behavior at Ab-InBev
35 min
252
Everything You Wanted to Know About Monitors Bu...
This week, over a five-part podcast series, Jay Rosen and myself have considered some of the basic questions around monitors and monitorships. Today, in our concluding Part 5, we look at cost issues when hiring a monitor and how a company can work to ameliorate them.
13 min
253
Everything You Wanted to Know About Monitors Bu...
In this five-part podcast series, Jay Rosen and I consider some of the basic questions around monitors and monitorships. Today, in Part 4, we look at considerations when hiring a monitor.
12 min
254
Everything You Wanted to Know About Monitors Bu...
In this five-part podcast series, Jay Rosen and I consider some of the basic questions around monitors and monitorships. Today, in Part 3, we consider the power of a monitorship in the pre-settlement phase of any matter. 
12 min
255
Everything You Wanted to Know About Monitors Bu...
In this five-part podcast series, Jay Rosen and I consider some of the basic questions around monitors and monitorships Today, in Part 2, we consider the use of monitors in the post-resolution phase.
12 min
256
Everything You Wanted to Know About Monitors Bu...
In this five-part podcast series, Jay Rosen and I consider some of the basic questions around monitors and monitorships. In Part 1, introduce the role of independent integrity monitors and corporate monitorships. 
12 min
257
Jesse Caplan on the DOJ Evaluation of Corporate...
In this episode of the FCPA Compliance Report, I visit with Affiliated Monitor’s Managing Director Jesse Caplan on the recently released DOJ Evaluation of Corporate Compliance Programs in Criminal Antitrust Investigations.
17 min
258
FCPA Compliance Report-Episode 439, James Kouki...
In this episode I visit with podcast favorite Morrison and Foerster partner James Koukios on the firm’s Top 10 International Anti-Corruption Developments for March 2019.
25 min
259
Bonus Episode-Mike Volkov's Interviews the Comp...
This special bonus episode is a cross-post of Mike Volkov's 100th episode podcast, where he interviewed me. It was a ton of fun and Mike was gracious enough to allow me to post on the FCPA Compliance Report.
49 min
260
Bonus Episode-Sean Freidlin Interviews Elizabet...
In this special bonus episode, Sean Freidlin interviews Elizabeth O'Keefe Compliance Manager at KAYAK and Open Table.
34 min
261
The Use of Monitors by State Attorneys General:...
In this concluding Part 5 of our five-part podcast series, we consider the road ahead and the use of monitors by state Attorney Generals.
12 min
262
The Use of Monitors by State Attorneys General:...
In Part 4 of our five-part podcast series, we consider the challenges for state Attorney Generals in today’s litigation environment.
10 min
263
The Use of Monitors by State Attorneys General:...
in Part 3 of a five-part podcast series, we consider the role of state Attorney Generals in multi-state litigation in the post-tobacco era.
13 min
264
The Use of Monitors by State Attorneys General:...
In Part 2 of this five-part podcast series, we consider the reaction to the Big Tobacco settlement and criticisms directed at the state Attorney Generals.
13 min
265
The Use of Monitors by State Attorneys General-...
In this Part 1 of a five-part podcast series, we consider the role of state Attorneys Generals as enforcers of civil law and in bringing litigation to enforce consumer protect and related statutes.
13 min
266
FCPA Compliance Report-Episode 438, Michael DeB...
In this episode of the FCPA Compliance Report, I visit Michael DeBernardis, Counsel at Hughes Hubbard about the Trump Administration’s China Initiative.
25 min
267
FCPA Compliance Report-Episode 437, Kelly Leona...
In this episode of the FCPA Compliance Report, I visit with Kelly Leonard, from The Second City Works to discuss how they approach compliance training and communications.
17 min
268
FCPA Compliance Report-Episode 436, Justin Musc...
In Episode 436 of the FCPA Compliance Report, GRC Solutions’ Justin Muscolin discusses some of the challenges to create targeted and effective eLearning training.
17 min
269
FCPA Compliance Report-Episode 435, Dave Lefort...
In this episode of the FCPA Compliance Report, I visit Dave Lefort, Editor of Compliance Week. We discuss the re-platforming of the Compliance Week website.
15 min
270
FCPA Compliance Report-Episode 434, Brandon Dan...
In this episode, I visit with Brandon Daniels from Exiger. We have a wide ranging discussion on using investigations to drive continuous improvement.
22 min
271
FCPA Compliance Report-Episode 433, Sean Freidl...
In tis episode Sean Freidlin and I discuss the current state of best practices for internal investigations.
17 min
272
The Current State of Compliance - Issues and Ch...
In the concluding episode, Part V, we consider some of the latest challenges for healthcare compliance, including legislative changes and a recent corruption trial which Orr believes will be seen as a landmark event.
13 min
273
The Current State of Compliance - Issues and Ch...
In Part IV of this five-part podcast series with Terry Orr of Kroll, we consider unique challenges for private equity companies in compliance; both in their organizations and for their portfolio companies.
14 min
274
The Current State of Compliance - Issues and Ch...
In this In Part III of this five-part podcast, I continue my visit with Terry Orr. We consider the recently released DOJ 2019 Guidance and what it means for compliance professionals.
14 min
275
Walmart FCPA Settlement
In this special bonus podcast, I am joined by Jay Rosen to discuss the FCPA enforcement action involving the world’s largest retailer--Walmart.
29 min
276
The Current State of Compliance - Issues and Ch...
In this Part 2 of a five-part podcast series, I continue to visit with Terry Orr. In this episode we consider some of the significant FCPA enforcement actions and the lessons they provide for the compliance professional.
12 min
277
The Current State of Compliance - Issues and Ch...
In this episode 1 of a five-part podcast series, I visit with Terry Orr, Managing Director at Kroll, a division of Duff & Phelps. We discuss his journey to the compliance field.
13 min
278
Impacts of Emerging Regulations: Part 5- Scalin...
In this 5th and final episode, I visit with Jonathan Hughes, Director, Strategic Relationships at Assent Compliance. We considered how the market impacts are driving the need for more scale in technology-based solutions for supply chain management.
18 min
279
Impacts of Emerging Regulations: Part 4- the Cu...
In this fourth episode of a 5-part podcast series, I visit with Jared Connors, subject matter expert for Assent Compliance on Corporate Social Responsibility on the current state of conflict minerals/responsible minerals. 
14 min
280
Impacts of Emerging Regulations: Part 3- What i...
In this third episode of this 5-part podcast series, I visit with Sarah Carpenter, Manager, Business and Human Rights for Assent Compliance on the value proposition of CSR for corporations.
12 min
281
Impacts of Emerging Regulations: Part 2- Instit...
In Part 2 of a 5-part podcast series, I visit with Jared Connors, subject matter expert for Assent Compliance on Corporate Social Responsibility (CSR) on how to institute a broader supply chain risk management program.
18 min
282
Impacts of Emerging Regulations: Part 1 – The H...
In this episode 1 of a 5-part podcast series on the impacts of emerging regulations on the supply chain, I visit with Kate Dunbar, subject matter expert for Assent Compliance in HTS on the current and evolving HTS landscape.
16 min
283
FCPA Compliance Report-Episode 432, Mark Lanphe...
In this episode I visit with Mark Lanpher, a partner at Shearman & Sterling LLP, practicing in the firm’s White Collar and Regulatory Enforcement group. Lanpher is a former Assistant Chief Litigation Counsel at the SEC. We take a deep dive into the July 2018 change in FCPA Enforcement Policy.
17 min
284
Life With GDPR: Episode 29- GDPR Year 1 Review-...
32 min
285
Daily Compliance News: June 4, 2019, the leader...
I take things in a different direction on this episode of the Daily Compliance News. I focus on 4 articles on leadership which caught my eye.
4 min
286
FCPA Compliance Report-Episode 431, Pat Harned ...
In this episode I visit with Pat Harned, CEO at the Ethics and Compliance Initiative. We discuss the ECI’s recently concluded annual conference, Impact 2019 and some of the highlights for both Pat and myself.
24 min
287
DOJ 2019 Guidance: Part V – Final Thoughts
In this episode five of a 5-part podcast series we conclude our deep dive into the DOJ's 2019 Guidance with some final thoughts.
13 min
288
DOJ 2019 Guidance: Part IV – Does your complian...
Over the course of this podcast series, sponsored by Affiliated Monitors, Inc., I am visiting with Eric Feldman. We look at the DOJ Evaluation of Corporate Compliance Programs. In Episode 4, we consider the question “Does your compliance program work in practice?”
12 min
289
DOJ 2019 Guidance: Part III – Is It Being Effec...
This week, in a podcast series sponsored by Affiliated Monitors, Inc., I am visiting with Eric Feldman. We look at the DOJ Evaluation of Corporate Compliance Programs. In Episode 3, we consider the question “Is it being effectively implemented?”
15 min
290
DOJ 2019 Guidance: Part II – Is Your Program We...
This week, in a podcast series sponsored by Affiliated Monitors, I am visiting with Eric Feldman, SVP of AMI. We look at the DOJ Evaluation of Corporate Compliance Programs. In Episode 2, we consider the question “Is your program well designed?”
17 min
291
DOJ 2019 Guidance: Part I - Introduction
This week, in a podcast series sponsored by AMI, I visit with Eric Feldman. We look at the DOJ Evaluation of Corporate Compliance Programs. In Episode 1, we begin with some of Feldman’s observations on the 2019 Guidance.
16 min
292
Daily Compliance News: June 1, 2019-the Managem...
What are some of the top compliance and corruption stories for June 1, 2019? Check in on the Daily Compliance News with Tom Fox.
4 min
293
Daily Compliance News: May 31, 2019-the May is ...
What are some of the top compliance and corruption stories for May 31, 2019? Check in on the Daily Compliance News with Tom Fox.
4 min
294
Life With GDPR: Episode 28- GDPR Year 1 Review-...
In this episode Jonathan Armstrong and myself begin a two-part podcast series where we review the first year of GDPR. In this episode we consider the numbers from Year 1.
10 min
295
Daily Compliance News: May 30, 2019-is a spanki...
What are some of the top compliance and corruption stories for May 30, 2019? Check in on the Daily Compliance News with Tom Fox.
4 min
296
Bonus Episode-Compliance Week 2019 Wrap Up
In this episode I am joined by Mary Shirley, Lisa Fine and Amii Bernard-Bahn to provide our reflections of Compliance Week 2019.
39 min
297
Daily Compliance News: May 29, 2019-the Workers...
What are some of the top compliance and corruption stories for May 29, 2019? Check in on the Daily Compliance News with Tom Fox.
4 min
298
Daily Compliance News: May 29, 2019-the Workers...
What are some of the top compliance and corruption stories for May 29, 2019? Check in on the Daily Compliance News with Tom Fox.
4 min
299
Daily Compliance News: May 27, 2019-the Memoria...
What are some of the top compliance and corruption stories for May 27, 2019? Check in on the Daily Compliance News with Tom Fox.
4 min
300
Leveraging AI in Compliance Investigation: Part...
Where are investigations headed? How will the dynamic use of data improve not only compliance internal investigations but also make a compliance program more effective? Find out in this Part 5 of a five-episode series.
14 min