What financial incentives should be used in a best practices compliance program?

How can you determine effective compliance training?

In today's episode of 31 Days to a More Effective Compliance Program, I discuss the use of social media in a best practices compliance program.

A 360-degree view of compliance is an effort to incorporate your compliance identity into a holistic approach so that compliance is in touch with and visible to your employees at all times.

What is the role of internal controls in a best practices compliance program? Find out in Day 8 of 31 Days to a More Effective Compliance Program.

Compliance policies lay out your expectations and compliance procedures set out the details of how to do so.

The Code of Conduct is one of the foundational pieces in your compliance program.

In this episode of the FCPA Compliance Report, I visit with Fry Wenrick on the Hoskins jury instructions.

In Day 5 of 31 days to a more effective compliance program, I consider the role of the Board of Directors in both oversight and operationalizing compliance.

In Day 4 of 31 days to a more effective compliance program, I consider how best to move tone downward into the middle and lower ranks of a corporation.

In this episode of 31 Days to a more effective compliance program we consider leadership's conduct at the top of an organization and it sets the ethical tone for every organization.

In Day of 31 days to a more effective compliance program, we consider measuring your risk and then what to do with the information after you have obtained it.

In Day 1 of my podcast series on 31 Days to a More Effective Compliance Program, I discuss the key information from the regulators for the compliance practitioner.

In the Episode, I visit with Karen Woody, Assistant Professor of Law at Washington and Lee. We take a look at the most recent SEC year in FCPA enforcement and other issues facing the SEC.

In this episode I have back fan fav James Koukios to discuss the MoFo Top 10 International Anti-Corruption Developments for October 2019 newsletter.

In this episode I have back fan fav James Koukios to discuss the MoFo Top 10 International Anti-Corruption Developments for September 2019 newsletter.

In this Episode, I visit with Stacie Hartman, Partner at Steptoe and Johnson. We consider what these pieces of legislation overturn the SCt. decision in Digital Realty Trust might mean for the corporate compliance practitioner.

In this Part 5, I visit with Salim Saud, Partner at Saud Advogados, in cooperation with Hughes, Hubbard & Reed LLP, on developments in anti-bribery enforcement from Brazil from over the past year.

In this Part 2, I visit with Laura Perkins, co-Executive Editor of the Alert for an overview of the 2019 Alert.

In this Part 3, I visit with Bryan Sillaman, Managing Partner of the firm’s Paris office, on developments in France regarding anti-bribery enforcement over the past year.

In this Part 4, I visit with Michael DeBernardis, on developments from Multilateral Development Banks in the fight against bribery and corruption over the past year.

In this Part 1, I visit with Kevin Abikoff, co-Executive Editor of the Alert for an overview of the 2019 Alert.

In this episode I visit with Lauren Briggerman, Member at Miller & Chevalier and Katherine Pappas, Counsel at Miller & Chevalier about the firm’s most recent edition of the publication Executives at Risk, the Summer/Fall 2019 edition.

In this special five-part podcast series, I have been joined by Mikhail Reider-Gordon, Managing Director of Global Affairs at Affiliated Monitors, Inc. (AMI) the sponsor of this podcast series. We have discussed various aspects of monitorships, including why independence matters, the American Bar Association’s (ABA) Guidelines on Monitors, Gordon’s professorial career at the International Anti-Corruption Academy, cultural differences between international and US domestic monitorships.  and the continuing evolution in monitorships. Today, in this concluding Part 5, we consider the continuing evolution in monitorships.

In this special five-part podcast series, I am joined by Mikhail Reider-Gordon, Managing Director of Global Affairs at Affiliated Monitors, Inc. (AMI). In Part 4, we consider the cultural differences between international and US domestic monitorships.

In this special five-part podcast series, I am joined by Mikhail Reider-Gordon, Managing Director of Global Affairs at Affiliated Monitors, Inc. (AMI). In this Part 3, we consider how Gordon’s teaching at the International Anti-Corruption Academy inform her view of wide-ranging cultural differences in monitorships.

In this special five-part podcast series, I am joined by Mikhail Reider-Gordon, Managing Director of Global Affairs at Affiliated Monitors, Inc. (AMI). In episode 2, we discuss the ABA Guidelines on Monitors.

In this special five-part podcast series, I am joined by Mikhail Reider-Gordon, Managing Director of Global Affairs at Affiliated Monitors, Inc. (AMI). In Part 1, we consider why independence in monitors is so critical.

In this episode of the FCPA Compliance Report, I visit with Benjamin Brtiz, partner at Hughes Hubbard & Reed. We consider the current state of the Varsity Blues prosecutions, where they have been and where they may headed.

In this episode of the FCPA Compliance Report, I visit with Mike Volkov on the Hoskins guilty verdict returned by the jury last week.

What is the Kimberley Process? Find out as I visit with Pamela Fierst-Walsh, who works at the US State Department as the Senior Advisor on Conflict & Critical Minerals and U.S. Representative to the Kimberley Process.

In this episode I visit with Steven Lofchie, a partner in the NYT office of Cadwalader, Wickersham and Taft, on the firm's new resource called The Cadwalader Cabinet.

In this episode I visit with Francine McKenna, a reporter at MarketWatch. We check in on the current developments in the KPMG-PCAOB scandal including recent guilty pleas, sentencing and where the matter might finally be headed.

In this episode I visit with Parth Chanda, CEO of Lextegrity, a leading technology platform that combines the up-front due diligence approval of planned third-party spend with the analysis of actual spend — focused on fraud, corruption and conflicts of interest.

In this five-part podcast series sponsored by AMI, I visit with Jay Rosen on why culture matters. In Episode 5, we consider how ethical culture is a part of an overall ethics and compliance assessment.

In this five-part podcast series sponsored by AMI, I visit with Jay Rosen on why culture matters. In Episode 4, we consider how a company can assess its culture.

In this five-part podcast series sponsored by AMI, I visit with Jay Rosen on why culture matters. In Episode 3, we consider the role of the CCO in Corporate Culture.

In this five-part podcast series sponsored by AMI, I visit with Jay Rosen on why culture matters. In Episode 2, we consider what can influence an organization’s ethical culture, starting at the top with senior leadership.

In this five-part podcast series sponsored by AMI, I visit with Jay Rosen on why culture matters. In Episode 1, we introduce what is an ethical culture and why does it matter.

In this episode, I visit with Joe Gerard, CEO at I-Sight SW on how case management software improves your fraud and corruption investigations.

Today in this concluding Part 5, we tie it all together, through a discussion of oversight of you the entire process.

Today in Part 4, Phil Fry is back to discuss sustainability.

Verint takes a unique approach to financial compliance. Verint does not accept that legacy solutions and methods are good enough for its client’s needs but challenges the conventional wisdom and accepted practices. In this Episode 1, we introduce the concept of the Verint Process.

Today in Part 3, we discuss control.

In this episode 2, we discuss why interaction capture is so important and how it is affected by the latest communication technologies.

In this episode I visit with Matthew Jacobs, who represented the Audit Committee of the Board of Directors of Juniper Networks in the company’s recently concluded FCPA enforcement action.

In this episode I visit with Shon Ramey, General Counsel at Navex Global. We discuss Navex’s recent acquisition of Lockpath. In addition to his discussion on how Lockpath fits into the strategic plan of Navex Global, Ramey discusses his approach to mergers and acquisitions.

What are some of the compliance and investigative dangers from the use of the communication tool Slack? Find out on this episode of the FCPA Compliance Report

In this episode I visit with podcast favorite Morrison and Foerster partner James Koukios on the firm’s Top 10 International Anti-Corruption Developments for April 2019. We look at some of the key international developments.  

n this episode I visit with Sacha Harber-Kelly, a partner at Gibson Dunn in the UK and Steve Melrose, a senior Associate at the firm on the Serco Geografix DPA.

In this episode I visit with Matt Galvin, Vice President, Ethics & Compliance at Anheuser-Busch InBev and Peter Grossman, Co-Founder, Chief Strategist at Labyrinth Training about their work on compliance training to influence behavior at Ab-InBev

This week, over a five-part podcast series, Jay Rosen and myself have considered some of the basic questions around monitors and monitorships. Today, in our concluding Part 5, we look at cost issues when hiring a monitor and how a company can work to ameliorate them.

In this five-part podcast series, Jay Rosen and I consider some of the basic questions around monitors and monitorships. Today, in Part 4, we look at considerations when hiring a monitor.

In this five-part podcast series, Jay Rosen and I consider some of the basic questions around monitors and monitorships. Today, in Part 3, we consider the power of a monitorship in the pre-settlement phase of any matter. 

In this five-part podcast series, Jay Rosen and I consider some of the basic questions around monitors and monitorships Today, in Part 2, we consider the use of monitors in the post-resolution phase.

In this five-part podcast series, Jay Rosen and I consider some of the basic questions around monitors and monitorships. In Part 1, introduce the role of independent integrity monitors and corporate monitorships. 

In this episode of the FCPA Compliance Report, I visit with Affiliated Monitor’s Managing Director Jesse Caplan on the recently released DOJ Evaluation of Corporate Compliance Programs in Criminal Antitrust Investigations.

In this episode I visit with podcast favorite Morrison and Foerster partner James Koukios on the firm’s Top 10 International Anti-Corruption Developments for March 2019.

This special bonus episode is a cross-post of Mike Volkov's 100th episode podcast, where he interviewed me. It was a ton of fun and Mike was gracious enough to allow me to post on the FCPA Compliance Report.

In this special bonus episode, Sean Freidlin interviews Elizabeth O'Keefe Compliance Manager at KAYAK and Open Table.

In this concluding Part 5 of our five-part podcast series, we consider the road ahead and the use of monitors by state Attorney Generals.

In Part 4 of our five-part podcast series, we consider the challenges for state Attorney Generals in today’s litigation environment.

in Part 3 of a five-part podcast series, we consider the role of state Attorney Generals in multi-state litigation in the post-tobacco era.

In Part 2 of this five-part podcast series, we consider the reaction to the Big Tobacco settlement and criticisms directed at the state Attorney Generals.

In this Part 1 of a five-part podcast series, we consider the role of state Attorneys Generals as enforcers of civil law and in bringing litigation to enforce consumer protect and related statutes.

In this episode of the FCPA Compliance Report, I visit Michael DeBernardis, Counsel at Hughes Hubbard about the Trump Administration’s China Initiative.

In this episode of the FCPA Compliance Report, I visit with Kelly Leonard, from The Second City Works to discuss how they approach compliance training and communications.

In Episode 436 of the FCPA Compliance Report, GRC Solutions’ Justin Muscolin discusses some of the challenges to create targeted and effective eLearning training.

In this episode of the FCPA Compliance Report, I visit Dave Lefort, Editor of Compliance Week. We discuss the re-platforming of the Compliance Week website.

In this episode, I visit with Brandon Daniels from Exiger. We have a wide ranging discussion on using investigations to drive continuous improvement.

In tis episode Sean Freidlin and I discuss the current state of best practices for internal investigations.

In the concluding episode, Part V, we consider some of the latest challenges for healthcare compliance, including legislative changes and a recent corruption trial which Orr believes will be seen as a landmark event.

In Part IV of this five-part podcast series with Terry Orr of Kroll, we consider unique challenges for private equity companies in compliance; both in their organizations and for their portfolio companies.

In this In Part III of this five-part podcast, I continue my visit with Terry Orr. We consider the recently released DOJ 2019 Guidance and what it means for compliance professionals.

In this special bonus podcast, I am joined by Jay Rosen to discuss the FCPA enforcement action involving the world’s largest retailer--Walmart.

In this Part 2 of a five-part podcast series, I continue to visit with Terry Orr. In this episode we consider some of the significant FCPA enforcement actions and the lessons they provide for the compliance professional.

In this episode 1 of a five-part podcast series, I visit with Terry Orr, Managing Director at Kroll, a division of Duff & Phelps. We discuss his journey to the compliance field.

In this 5th and final episode, I visit with Jonathan Hughes, Director, Strategic Relationships at Assent Compliance. We considered how the market impacts are driving the need for more scale in technology-based solutions for supply chain management.

In this fourth episode of a 5-part podcast series, I visit with Jared Connors, subject matter expert for Assent Compliance on Corporate Social Responsibility on the current state of conflict minerals/responsible minerals. 

In this third episode of this 5-part podcast series, I visit with Sarah Carpenter, Manager, Business and Human Rights for Assent Compliance on the value proposition of CSR for corporations.

In Part 2 of a 5-part podcast series, I visit with Jared Connors, subject matter expert for Assent Compliance on Corporate Social Responsibility (CSR) on how to institute a broader supply chain risk management program.

In this episode 1 of a 5-part podcast series on the impacts of emerging regulations on the supply chain, I visit with Kate Dunbar, subject matter expert for Assent Compliance in HTS on the current and evolving HTS landscape.

In this episode I visit with Mark Lanpher, a partner at Shearman & Sterling LLP, practicing in the firm’s White Collar and Regulatory Enforcement group. Lanpher is a former Assistant Chief Litigation Counsel at the SEC. We take a deep dive into the July 2018 change in FCPA Enforcement Policy.

I take things in a different direction on this episode of the Daily Compliance News. I focus on 4 articles on leadership which caught my eye.

In this episode I visit with Pat Harned, CEO at the Ethics and Compliance Initiative. We discuss the ECI’s recently concluded annual conference, Impact 2019 and some of the highlights for both Pat and myself.

In this episode five of a 5-part podcast series we conclude our deep dive into the DOJ's 2019 Guidance with some final thoughts.

Over the course of this podcast series, sponsored by Affiliated Monitors, Inc., I am visiting with Eric Feldman. We look at the DOJ Evaluation of Corporate Compliance Programs. In Episode 4, we consider the question “Does your compliance program work in practice?”

This week, in a podcast series sponsored by Affiliated Monitors, Inc., I am visiting with Eric Feldman. We look at the DOJ Evaluation of Corporate Compliance Programs. In Episode 3, we consider the question “Is it being effectively implemented?”

This week, in a podcast series sponsored by Affiliated Monitors, I am visiting with Eric Feldman, SVP of AMI. We look at the DOJ Evaluation of Corporate Compliance Programs. In Episode 2, we consider the question “Is your program well designed?”

This week, in a podcast series sponsored by AMI, I visit with Eric Feldman. We look at the DOJ Evaluation of Corporate Compliance Programs. In Episode 1, we begin with some of Feldman’s observations on the 2019 Guidance.

What are some of the top compliance and corruption stories for June 1, 2019? Check in on the Daily Compliance News with Tom Fox.

What are some of the top compliance and corruption stories for May 31, 2019? Check in on the Daily Compliance News with Tom Fox.

In this episode Jonathan Armstrong and myself begin a two-part podcast series where we review the first year of GDPR. In this episode we consider the numbers from Year 1.

What are some of the top compliance and corruption stories for May 30, 2019? Check in on the Daily Compliance News with Tom Fox.

In this episode I am joined by Mary Shirley, Lisa Fine and Amii Bernard-Bahn to provide our reflections of Compliance Week 2019.

What are some of the top compliance and corruption stories for May 29, 2019? Check in on the Daily Compliance News with Tom Fox.

What are some of the top compliance and corruption stories for May 29, 2019? Check in on the Daily Compliance News with Tom Fox.

What are some of the top compliance and corruption stories for May 27, 2019? Check in on the Daily Compliance News with Tom Fox.

Where are investigations headed? How will the dynamic use of data improve not only compliance internal investigations but also make a compliance program more effective? Find out in this Part 5 of a five-episode series.