FCPA Compliance Report
The FCPA Compliance Report is the longest running podcast in the in compliance and business ethics. Join its award-winning host, Tom Fox, the Voice of Compliance as he visits with top compliance practitioners, key figures from business, the government and law firms in the top podcast dedicated to all things compliance.
1
Joey Seeber, Part 1
Today, I am joined by Joey Seeber, CEO of Level Legal, an alternative legal services provider. In this Part 1, we look at Seeber’s professional background, his time in politics, the founding of the company and its early days.
21 min
2
Mike DeBernardis on Enforcement and Oversight i...
In this episode, fan fav Mike DeBernardis returns to discuss regulatory oversight and enforcement in 2021.
27 min
3
Max Keating, Controls and ESG in eSports
I am joined by Max Keating, CEO and co-founder of Kleos, a scheduling and payment platform for the eSports industry.
12 min
4
Laura Tulchin on the Year Everything Changed
I am joined by Laura Tulchin, Director at Exiger on 2020, the year everything changed
33 min
5
Quyen Truong on the Direction of the CFPB under...
In this Episode of the FCPA Compliance Report, I am joined by Quyen Truong, partner at Stroock & Stroock & Lavan. She joins me to talk about the CFPB under the Biden Administration
29 min
6
Erica Salmon Byrne on Ethisphere’s 2021 WME
In this Episode of the FCPA Compliance Report, I am joined by Erica Salmon Byrne, EVP at Ethisphere. We take a deep dive into Ethisphere’s 2021 WME report.
39 min
7
Raman Kalyan & Tahlal Mir on Insider Risks
In this episode, I am joined by Microsoft's Raman Kalyan & Tahlal Mir to discuss what are insider risks and their podcast, Uncovering Insider Risks
38 min
8
Bryan Sillaman on the Intersection of Complianc...
Bryan Sillaman returns to discuss how a compliance professional can think through setting up an ESG program and clean energy issues.
21 min
9
ECI 2021 Global Business Ethics Survey: Episode...
In this concluding episode, we consider the GBES conclusions and recommendations.
18 min
10
ECI 2021 Global Business Ethics Survey: Episode...
In Part 4, we consider Covid-19 and its impact on culture
14 min
11
ECI 2021 Global Business Ethics Survey: Episode...
In Part 3, we consider the GBES findings around retaliation
12 min
12
ECI 2021 Global Business Ethics Survey: Episode...
Part 2, we consider the key trend identified in the 2021 GBES
14 min
13
ECI 2021 Global Business Ethics Survey: Episode...
In this special 5-part series, I sit down with Pat Harned, President of ECI to review the 2021 GBES. In this Episode 1, we review some of the key trends.
13 min
14
James Koukios on MoFo Top 10 Int’l ABC Developm...
James Koukios returns to discuss the firm’s always informative Top 10 International Anti-Corruption Developments for December 2020.
21 min
15
Loren Steffy on the Texas Power Disaster
In the Episode, Loren Steffy returns to take a deep dive into the Texas power failure during our recent snow-pocolypse.
26 min
16
Michael Rasmussen on Policy Management Pro
In the Special Episode, I visit with Michael Rasmussen, who together with OCEG have rolled out a fabulous new resource for the compliance community, the Policy Management Pro.
12 min
17
James Koukios on MoFo Top 10 Int’l ABC Developm...
In the Episode, James Koukios returns to discuss the firm’s always great Top 10 International Anti-Corruption Developments for November 2020.
27 min
18
Kris Krimitsos on Podfest Global Summit
Chris Krimitsos joins Tom to discuss the upcoming Podfest Global Summit. Find out why you should attend.
15 min
19
Philip Urofsky on Shearman & Sterling’s 2020 FC...
In the Episode, Philip Urofsky joins me to discuss the 2020 FCPA Digest and where anti-corruption enforcement may be headed in 2021.
31 min
20
Mike Volkov Turns the Tables
In the Episode, Mike Volkov turns the tables on me as he interviews me for a wide-ranging discussion about the new Justice Department leadership and the likely impact on enforcement and overall compliance.
50 min
21
Pamela Fierst-Walsh on Responsible Sourcing
What is responsible sourcing and how is it a national security issue? Find out on this episode.
19 min
22
Asher Miller on Doing Compliance in Israel
I visit with Asher Miller, a Compliance Consultant and Business Law Expert. He joins me to discuss the current state of compliance in Israel.
31 min
23
Doreen Edelman on CFIUS under the Biden Adminis...
In this episode, Doreen Edelman returns to visit about all things CFIUS and what may happen under the Biden Administration
31 min
24
James Koukios on the MoFo Top 10 International ...
MoFo Partner James Koukios on firm’s Top 10 International Anti-Corruption Developments for October 2020.
22 min
25
Bonus Edition-Everything Ethics
Today I have a special year end bonus episode where I am interviewed by Kevin Foster for his show Everything Ethics.
60 min
26
Eric Young on Key Compliance & Enforcement Chan...
In this episode, I am joined by Eric Young to explore some of the key changes he observed in compliance and enforcement in the financial industry over the decade of 2010 to 2020.
16 min
27
James Koukios on the MoFo Top 10 International ...
Fan favorite James Koukios returns to review the MoFor newsletter of the Top 10 International Anti-Corruption Developments for September 2020.
23 min
28
Fry Wernick and Mike Ward Dissect the Year’s 3 ...
In this episode, Fry Wernick and Mike Ward dissect the year's 3 biggest anti-corruption cases from the government and in-house perspective.
62 min
29
Don Stern on the US Attorney Offices
In this episode, I am joined by Don Stern, Managing Director at AMI and former US Attorney for Massachusetts. We discuss the 93 US Attorneys offices across the US.
18 min
30
Eric Young on the Fed and DFS Components of the...
In this episode, I am joined by Eric Young. We explore an under-looked aspect of the Goldman Sachs FCPA enforcement action; the independent enforcement actions by the Fed and state of DFS.
20 min
31
How the Lion’s Mouth Informs Your Internal Repo...
This episode concludes my podcast series on how the city of Venice informs your internal reporting system.
7 min
32
Arsenale and Incentivizing Compliance
Today, we visit the great Venice ship building and repair facility, the Arsenale and how its incentive structure informs modern day compliance.
8 min
33
Mike Lindsey on Legal Issues Related to Cyber, ...
In this episode, I am joined by Mike Lindsey, a partner in the Los Angeles law firm of Steinbrecher and Span.
24 min
34
How the Venetian Gondolier Informs Your Complia...
Today, I consider how the ubiquitous Gondolier, the Venetian Gondola boatman informs your compliance program.
6 min
35
Dave Lefort, Reflections on Tommy Heinsohn
In the episode, I visit with Compliance Week Editor-in-Chief Dave Lefort, on the life and meaning of the recently deceased Tommy Heinsohn.
28 min
36
Mike DeBernardis on Q3 FCPA Enforcement and Rel...
In the episode, I visit with Mike DeBernardis, Counsel and Hughes Hubbard. We take a look back at the FCPA world in Q3. It started off with a bang and never slowed down.
29 min
37
James Koukios on the MoFo Top 10 International ...
In this episode, I welcome back fan fav James Koukios to discuss the MoFo Top 10 International Anti-Corruption Developments for April 2020.
17 min
38
Wirecard Part 10, On the Beach
Mikhail Reider-Gordon, MD at Affiliated Monitors continue our deep dive into the Wirecard saga. This week, shell companies in our On The Beach episode.
56 min
39
Susan Divers on Evolution in Compliance over th...
I visit with Susan Divers, Senior Advisor at LRN, in my continuing series this year looking back over the past decade of Foreign Corrupt Practices Act enforcement and the evolution of compliance.
23 min
40
Gar Hurst on Biggest Import Issue You Have Neve...
What is the biggest import control issue you have never heard about? Gar Hurst joins the FCPA Compliance Report to explain.
28 min
41
Carrie Penman on Beyond the Moment
In this episode, I am joined I am joined by Carrie Penman. We visit about their upcoming 2020 virtual conference, NAVEX Next, entitled Beyond the Moment.
20 min
42
Wirecard Part 9, Running to Fraud with Hermes
In this episode, Mikhail Reider-Gordon and Tom Fox explore the money laundering Wirecard engaged in via the project dubbed ‘Hermes’.
52 min
43
The FinCen Papers
In this episode, I am joined by Piero Molinario, Senior Managing Director, at K2 Intelligence FIN and Joanne Taylor, Managing Director, K2 Intelligence FIN’s We take a deep dive into the FinCen Papers.
24 min
44
Jonathan Armstrong on Herbalife from a UK Persp...
In this concluding Part 5, I am joined by Jonathan Armstrong and we discuss the enforcement action from the UK perspective under the UK Bribery Act.
13 min
45
Jonathan Marks on the Role of Gatekeepers
In this Part 4, Jonathan Marks and Tom Fox discuss the role of gatekeepers and the lack of skepticism at the Board of Directors.
9 min
46
Compliance Book Club Interview of Robert Chesnu...
In this special edition, I am pleased to cross-post a recent live event hosted by Sean Freidlin, Director Product Marketing at SAI Global. He hosted the third edition of SAI Global’s Compliance Book Club, featuring Robert Chesnut, author of Intentional Integrity.
61 min
47
Matt Kelly on the Role of Internal Audit
In this Part 3, Matt Kelly joins me to consider the role internal audit in this matter and the (non) actions of Herbalife’s Board of Directors.
11 min
48
Wirecard Part 9, Bring Lawyers Guns and Money
Once again, I am joined by Mikhail Reider-Gordon. We explore those other professional service providers who enabled Wirecard in our bring Lawyers Guns and Money episode.
37 min
49
Jay Rosen on the Lack of Monitorship
In this Part 2, Jay Rosen joins me to consider how Herbalife was able to avoid a Monitorship.
8 min
50
Mike Volkov on the Herbalife FCPA Resolution
In this Part 1, Mike Volkov details how he would counsel a company which found itself in a situation similar to Herbalife.
10 min
51
The Miller & Chevalier 2020 Latin American Corr...
In this Episode 5, I am joined by James Tillen and Matt Ellis to take a retrospective look back over the 12 years of Miller & Chevalier’s Latin American Corruption Survey.
23 min
52
The Miller & Chevalier 2020 Latin American Corr...
In this Episode 4, I visit with firm Counsel Greg Bates and we explore some of the Survey’s data on compliance program design and implementation.
13 min
53
Lies, Spies and Wirecard
In this episode of our continuing series on Wirecard, Mikhail Reider-Gordon and Tom Fox explore lies, spies and Wirecard.
44 min
54
The Miller & Chevalier 2020 Latin American Corr...
In this Episode 3, I visit with firm Member Alejandra Almonte and we explore some of the Survey’s high-level findings on compliance trends in the Latin American region.
13 min
55
The Miller & Chevalier 2020 Latin American Corr...
In this Episode 2, I visit with firm Member Matt Ellis on some of the Survey’s findings on country specific corruption issues.
14 min
56
The Miller & Chevalier 2020 Latin American Corr...
In this Episode 1, I visit with firm Member James Tillen on the Survey’s findings on region-wide corruption risks and region-wide perceptions of corruption and effectiveness of local anti-corruption laws.
15 min
57
Wirecard-Part 6, End of Summer Wrap UP
In this episode of Wirecard Part 6, Mikhail Reider Gordon and myself are back from a summer hiatus and wrap up what has been happening on the Wirecard front over the past few weeks.
49 min
58
John Fons and Current Issues Facing CCOs
In this episode, I visit with John Fons. Fons provides insights into some of the current issues facing CCOs and CECOs today.
21 min
59
Jordan Arnold and Surjeet Mahant on the DFS Cyb...
In this episode, I take a deep dive into the recent DFS cyber-enforcement action involving 1st American Title, with K2 FIN's Jordan Arnold and Surjeet Mahant.
35 min
60
Special 500th Anniversary Episode
Welcome to the 500th Anniversary episode of the FCPA Compliance Report. Join me as a look back at the podcast, the evolution of compliance and a look ahead into podcast, Liverpool football and buffalo wings.
37 min
61
Jonathan Marks on the Evolution of Compliance T...
In this episode, I visit with Jonathan Marks, a partner at Baker Tilly who talks about the evolution of compliance through the lens of internal audit. We consider how some of the changes in compliance mirror those he saw and lived through in the world of internal audit.
25 min
62
Jay Rosen on Changes from the Compliance Vendor...
In this episode, I visit with Jay Rosen. We consider some of the top changes Rosen has observed in how companies have thought about compliance solutions.
26 min
63
Jonathan Armstrong on the UKBA, GDPR and Modern...
This week begins a series of podcasts leading up to the 500th anniversary episode of the FCPA Compliance Report. In this episode, I visit with Jonathan Armstrong. We take a look back at the evolution of UK and EU laws around bribery, data privacy/data protection and modern slavery and the compliance response.
21 min
64
Matt Kelly on Changes Seen by the 4th Estate
This week begins a series of podcasts leading up to the 500th anniversary episode of the FCPA Compliance Report. In this episode, I visit with Matt Kelly, founder of Radical Compliance. We take a look back at the evolution compliance over the past 10 years from the perspective of the 4th Estate.
20 min
65
Mike Volkov on Changes in FCPA Enforcement
Over this week, I will be joined by Mike Volkov, Matt Kelly, Jonathan Armstrong, Jay Rosen and Jonathan Marks. Each will speak about the evolution of FCPA enforcement and compliance. In this episode, I visit with Mike Volkov, to look back at the evolution of FCPA enforcement.
25 min
66
Wirecard and Fraud
In this episode, I am once again joined by I am joined by Mikhail Reider-Gordon, Managing Director of Institutional Ethics & Integrity at AMI. In this episode we take up Wirecard, fraud and BCCI.
55 min
67
Eric Lorber on How the Trade Sanction Sausage i...
28 min
68
Mikhail Reider-Gordon on AML and Wirecard, Part 1
Mikhail Reider-Gordon, Managing Director at AMI, joins me again as we continue our multipart series on the Wirecard accounting fraud. In this episode, we begin a two-part exploration of the role of money-laundering in the Wirecard saga.
58 min
69
James Koukios on the MoFo Top 10 International ...
In the Episode, I visit with James Koukios, partner at Morrison & Foerster. We visit about the firm’s Top 10 International Anti-Corruption Developments for March 2020.
23 min
70
WireCard and Germany Inc.
In this episode, Mikhail Reider-Gordon and myself continue our multipart series on the Wirecard accounting fraud. Today, we consider the role of Germany Inc. in the Wirecard saga.
46 min
71
Mike DeBernardis on 2020 Update to the Evaluati...
In this episode, I welcome back fan fav, Mike DeBernardis for an exploration of the DOJ's 2020 Update to the Evaluation of Corporate Compliance Programs and joint DOJ/SEC FCPA Resource Guide, 2nd edition.
30 min
72
Wirecard and Short Sellers
In this episode, Mikhail Reider-Gordon, Managing Director of Institutional Ethics & Integrity at AMI and myself continue our multipart series on the Wirecard accounting fraud. Today, we consider the roll of short sellers in the Wirecard saga.
46 min
73
Gordon Platt-from Investigative Journalism to W...
In the Episode, I am joined by Gordon Platt. In this episode, we discuss Platt’s return to the full-time practice of law and how the skills he used as investigative journalist enhance his work as a white collar practitioner.
22 min
74
Wirecard-a podcast series on the scandal, with ...
In this episode of the FCPA Compliance Report, Mikhail Reider-Gordon, Managing Director of Institutional Ethics & Integrity at Affiliated Monitors and myself begin a multipart series on the Wirecard accounting fraud.
27 min
75
Eric Young on the Plumbing and Wiring of Compli...
In this episode, I visit with Eric Young, who talks about his 40-year+ career in compliance.
21 min
76
Compliance Line 2020 Hotline Benchmark Report
In this episode I visit with Nick and Gio Gallo, co-CEOs of Compliance Line. We discuss the firm’s 2020 Ethics and Compliance Hotline Benchmark Report.
28 min
77
Louis Perold on the State of Compliance In Sou...
In the Episode, I am joined by Louis Perold. We visit about his founding of Citadel Compliance, the current state of ABC compliance in South Africa and how Covid-19 has impacted business in South Africa.
22 min
78
Stanley Foodman on the Travel Act and FCPA
In this episode of the FCPA Compliance Report, I visit with Miami CPA Stanley Foodman on the intersection of the Travel Act and FCPA.
17 min
79
Ian McDougall on the Rule of Law
In this podcast, I visit with Ian McDougall, the General Counsel for LexisNexis. We discuss the Rule of Law and how it is the basis for a best practices compliance program.
21 min
80
Loren Steffy with Reflections on the 25th Anniv...
Loren Steffy joins me for his reflections on reporting from Oklahoma City in the 5 days following the bombing of the Alfred P. Murrah Federal Building by Timothy McVeigh.
21 min
81
Kevin Abikoff and Aline Osorio on Distribution ...
Where should the proceeds of government enforcement activity be placed and who should get to decide? It was a fascinating topic that I have long considered and wanted to podcast on. I am joined by Hughes Hubbard's Kevin Abikoff and Aline Osorio to explore.
18 min
82
John Warren on 2020 ACFE Report to the Nations
In the Episode, I am joined by John Warren Vice President and General Counsel at the Association of Certified Fraud Examiners (ACFE). We discuss the 2020 ACFE Report to the Nations, which is the most comprehensive report on the global scourge of fraud.
25 min
83
Joel Androphy on the Role of the FCA in Fightin...
In this podcast we consider the role of the FCA in helping the US government fight fraud, waste and abuse.
24 min
84
Mike DeBernardis on Q1 FCPA Enforcement Highlights
In this podcast, I am joined by Hughes Hubbard Counsel Mike DeBernardis to review the FCPA enforcement highlights from Q1, 2020.
30 min
85
From the Unthinkable to a Culture of Compliance...
In this Part 5 of a special five-part podcast series with lawyers from Azevdo Sette, we consider compliance challenges in Brazil. In this final episode, I visit with Lucas Bianchinni on environmental compliance.
14 min
86
From the Unthinkable to a Culture of Compliance...
In this Part 4 of a special five-part podcast series with lawyers from Azevdo Sette, we consider compliance challenges in Brazil. In this fourth episode, I visit with Ingrid Santos and Guiliana Bohila on #MeToo and Sexual/Moral Harassment
10 min
87
From the Unthinkable to a Culture of Compliance...
In this Part 3 of a special five-part podcast series with lawyers from Azevdo Sette, we consider compliance challenges in Brazil. In this third episode, I visit with Glaucia Ferreira on background investigations in Brazil.
11 min
88
From the Unthinkable to a Culture of Compliance...
In this Part 2 of a special five-part podcast series with lawyers from Azevdo Sette, we consider compliance challenges in Brazil. In this first episode, I visit with Luiz Salles and we discuss key factors in compliance investigations in Brazil and the impacts of these factors on antitrust compliance.
14 min
89
From the Unthinkable to a Culture of Compliance...
In this Part 1 of a special five-part podcast series with lawyers from Azevdo Sette, we consider compliance challenges in Brazil. In this first episode, I visit with Isabel Franco on how CarWash changed an entire culture.
15 min
90
Susan Divers on LRN’s 2020 Compliance Program E...
What does the LRN 2020 Compliance Program Effectiveness Report tell us about the state of compliance and where it may be heading. This week LRN's Susan Divers joins me for a deep dive into the Report.
37 min
91
Pat Harned on ECI’s IMPACT 2020
In this episode, I visit with Pat Harned, President of the Ethics & Compliance Initiative and we discuss ECI’s upcoming virtual conference IMPACT 2020.
19 min
92
James Koukios on the MoFo Top 10 International ...
In the Episode, I visit with James Koukios, partner at Morrison & Foerster. We visit about the firm’s Top 10 International Anti-Corruption Developments for February 2020.
19 min
93
Karen Woody on Profit Disgorgement at the Supre...
Will the Supreme Court reward fraudsters by allowing them to keep their ill-gotten gains? Karen Woody joins me to discuss the Lui case and what it means for the SEC and profit disgorgement.
22 min
94
James Koukios on the MoFo Top 10 International ...
In the Episode, I visit with James Koukios. We visit about the firm’s Top 10 International Anti-Corruption Developments for January 2020.
24 min
95
Quyen Truong on California’s Proposed Mini-CFPB...
What is the the national impact of this proposed California mini-CFPB? Quyen Truong joins the FCPA Compliance Report to explain.
27 min
96
Bryan Sillaman on the French Airbus Enforcement...
In this episode I am joined by Hughes Hubbard partner Bryan Sillaman to take a deep dive into the PNF portion of the Airbus international anticorruption enforcement action.
20 min
97
Tony Charles on Managing a 3rd Party Process
In this Episode, I visit with Tony Charles and we discuss the firm’s recent article 3rd Party Due Diligence: Creating a Credible and Defensible Program. We use it as an entrée into the topic of 3rd party due diligence.
26 min
98
Erica Salmon Byrne on Ethisphere’s 2020 WME Hon...
In the Episode, I visit with Erica Salmon Byrne, EVP at Ethisphere, Governance and Compliance and Chair of the Business Ethics Leadership Alliance, on Ethisphere’s 2020 World’s Most Ethical company honorees.
18 min
99
Airbus-Part 5, Tom Fox with some final thoughts...
In this concluding Part 5 of a special five-part series on the Airbus international anti-corruption enforcement action, Tom Fox provides some final thoughts.
11 min
100
Airbus-Part 4, Cecilia Fellouse-Guenkel on the ...
In today’s Episode 4 of this special five-part podcast series, Cecilia Fellouse-Guenkel discusses what the Airbus enforcement means for compliance in France, French companies and French compliance practitioners.
12 min