Innovation in Compliance with Tom Fox

Innovation in compliance brings you interviews with industry leading experts who are changing the way practitioners approach compliance. Host Tom Fox, the Compliance Evangelist and Voice of Compliance is driving the conversation about compliance into the 2020s and beyond with his focus on innovations for the compliance practitioner and the compliance profession. If you want to learn how to bring business solutions to compliance problems to more fully operationalize compliance, this is the podcast for you.

Business
Management
Business News
1
Integrity Matters: AML Trends for 2022
In this episode I visit with K2 Integrity MD, Koby Bambilia on AML issues moving forward into 2022.
19 min
2
Leadership & Climate Change: A Talk with Don Ma...
Futurist and history buff, Don MacPherson, joins Tom Fox to talk about talent acquisition and retention, climate change, and the future of leadership.
35 min
3
Integrity Matters - Fraud Trends in 2022
In Part 1 of a special 2-part podcast series, I visit with K2 Integrity's Olivia Allison on Fraud Trends for 2022
17 min
4
Why People Don’t Whistleblow with Ian Foxley
Tom Fx and Ian Foxley talk about why individuals have a hard time speaking up, what needs to change within organizations, and what needs to be done to protect whistleblowers.
26 min
5
Using Content to Drive Business with Jeffrey Ha...
Tom Fox welcomes back Jeffrey Hayzlett to this week’s episode of the Innovation in Compliance Podcast.
15 min
6
Right Question to the Right Person at the Right...
Ishan Girdhar, CEO and founder of Privva, joins Tom Fox to explore risk management in the new hybrid work era and what compliance professionals need to be thinking about in the coming years in that regard.
33 min
7
Not Your Father’s Monitor-Part 5: Vin DiCianni ...
In this concluding Part 5, Vin DiCianni looks at the current state of monitorships and where they are heading into 2022 and beyond.
21 min
8
Not Your Father’s Monitor-Part 4: Jesse Caplan ...
In Part 4, Jesse Caplan joins me to look at the intersection of healthcare and antitrust compliance.
20 min
9
Not Your Father’s Monitor-Part 3: Cristina Reve...
In Part 3, Cristina Revelo joins me to consider E&C assessments and internal controls.
15 min
10
Not Your Father’s Monitor- Episode 2: Mikhail R...
In Part 2, Mikhail Reider-Gordon on the Global Nature Aspects of New DOJ Focus on Monitors.
18 min
11
The Power of Storytelling with AJ Churchill
Composer, sound designer, and founder of the Lunar Company, AJ Churchill joins Tom Fox to talk about AJ's podcast series, the challenges he and his team faced in developing it, and how powerful storytelling is to get messages across.
24 min
12
Not Your Father’s Monitor- Epsiode 1: Bethany H...
In Part 1 of special 5-part series, Bethany Hengsbach introduces DAG Monaco's remarks and their impact on white collar defense and enforcement.
15 min
13
Gold in the Compliance Hills: Part 5, Investmen...
In Part 5, we conclude our series by considering investment strategies for the compliance professional
17 min
14
Gold in the Compliance Hills: Part 4, Finance a...
In Part 4, Nick and Gio Gallo return to look at finance and investing models for compliance.
8 min
15
Gold in the Compliance Hills: Part 3, Complianc...
In Part 3, Nick and Gio Gallo return to discuss compliance and ESG investments.
17 min
16
Gold in the Compliance Hills: Part 2, Extending...
In Part 2, Nick and Gio Gallo join me to discuss how compliance can extend its value across an organization.
15 min
17
12-Step Program for White Collar Defendants wit...
Tom Fox read about Jeff Grant’s work in The New Yorker and was intrigued, so he invited him on this week’s show.
31 min
18
Gold in the Compliance Hills: Part 1, ROI on Co...
In Part 1 of a special 5-part series with Nick and Gio Gallo we look at ROI on compliance investments.
17 min
19
Data Cleansing and Relativity Trace with Jordan...
Jordan Domash returns as Tom Fox’s guest in this week’s show. This week, Jordan and Tom talk about changes in data management and cybersecurity approaches, what regulators look for and how cybersecurity will evolve in the coming years.
14 min
20
Series Spotlight: Revolutionizing GRC with 6cli...
In this final episode, I visit with Ant Stevens, co-founder of 6clicks and we look down the road for GRC tools and 6clicks.
19 min
21
Series Spotlight: Revolutionizing GRC with 6cli...
In this episode, I visit with Dr. Heather Buker on producing audit ready reports.
14 min
22
Series Spotlight: Revolutionizing GRC with 6cli...
In this episode, I visit with Stephen Walter about building a great GRC content library.
20 min
23
Series Spotlight: Revolutionizing GRC with 6cli...
In this episode I visit with Andrew Robinson on using AI and ML in GRC tools.
15 min
24
Data Cleansing and Relativity Trace with Jordan...
Jordan Domash, General Manager at Relativity, joins Tom Fox in the first part of this two-part episode to talk about his role at Relativity, data cleansing, and how the Relativity Trace platform helps its customers.
20 min
25
Series Spotlight: Revolutionizing GRC with 6cli...
In this episode I visit with Joe Schorr on the 6clicks hub and spoke model.
14 min
26
The Future of Zero Trust with Troy Fine
Troy Fine, Senior Manager of Cybersecurity Risk Management and Compliance at Drata, joins Tom Fox to talk about data security, data protection, and risk management.
27 min
27
Automate to Demonstrate with Dan Sholler
Dan Sholler, Software Product Marketing Leader at Exterro, joins Tom Fox to talk about the work Exterro is doing in the realms of compliance risk governance.
32 min
28
Social Media and Communications with Lindsay Sw...
Lindsay Sweeney, Senior Manager of Communications at K2 Integrity, joins Tom Fox to discuss how you can use social media and communications to drive home internal messages and get your message and brand out to your clients, customers, and the compliance community.
22 min
29
The Promotability Index with Amii Barnard-Bahn
Amii Barnard-Bahn, C-Suite Coach and Consultant, is Tom Fox’s guest on this week’s episode of the Innovation in Compliance Podcast.
24 min
30
What Compliance Can Learn From Sales with Debbi...
Debbie Mrzaek, President of The Sales Company, is Tom Fox’s guest on this week’s episode of the Innovation in Compliance Podcast.
37 min
31
Money Laundering Regulation and Compliance with...
Tom Fox welcomes back Alexander Dill to talk about anti-money laundering and the key problems compliance issues..
33 min
32
Talent Acquisition and Workplace Dignity with C...
Cecilia Akuffo, Talent Acquisition Partner who has extensive experience in management, interviewing, recruiting, and social media, joins Tom Fox to talk about her career, workplace dignity, and what she is looking forward to in the future.
24 min
33
Integrity Matters: Culture, Training and Compli...
What are the key operational aspects of training?
12 min
34
Integrity Matters: Culture, Training and Compli...
What is an 'Espresso Shot' of training. Tina Rampino explains on this episode.
9 min
35
Integrity Matters: Culture, Training and Compli...
Why should compliance training be risk-based and tailored?
15 min
36
Integrity Matters: Culture, Training and Compli...
The role of skills development in meeting regulatory need.
14 min
37
Information Governance and The Data Industry wi...
Peter Baumann is Tom Fox’s guest on this week’s episode of the Innovation in Compliance Podcast. He is the founder of ActiveNav, a company that helps its customers reduce data risk, make better management decisions and comply with privacy regulations.
29 min
38
Integrity Matters: Culture, Training and Compli...
Why is a culture of compliance so critical?
11 min
39
Looking Back at 9/11: John Lee Dumas - “I Knew ...
John Lee Dumas, host of the award-winning podcast Entrepreneurs on Fire, joins Tom Fox on the last installment of Looking Back at 9/11 to commemorate the 20th anniversary of the 9/11 attack.
17 min
40
Looking Back at 9/11: Scott Moritz - It Changed...
Scott Moritz is Tom Fox’s guest on this episode of Looking Back at 9/11. He is also the host of the podcast series, Fraud Eats Strategy. Scott joins Tom to talk about how the events of 9/11 impacted the FBI.
21 min
41
Looking Back at 9/11: Eric Feldman - A Wake Up ...
Eric Feldman is Tom Fox’s guest on this episode of Looking Back at 9/11. Eric joins Tom to talk about the impact the events of 9/11 had on the role of Inspector General.
15 min
42
Looking back at 9/11: Alex Dill - Patriot Act: ...
Alex Dill is Tom Fox’s guest on this episode of the Looking Back at 9/11 Series. Alex is a scholar and professor specializing in financial regulation, risk management and compliance. He also has corporate experience in ​​the ethics of business practices in finance, bankruptcy, bond covenants, and debt markets.
17 min
43
Looking Back at 9/11: Juan Zarate - The Treasur...
Juan Zarate is the Global co-Managing Partner and Chief Strategy Officer at K2 integrity. On 9/11 he was a prosecutor at the Treasury Department working on international enforcement issues, anti money laundering, anti-corruption and anti-terrorist financing. He joins Tom Fox to commemorate the 20th anniversary of 9/11. They discuss how his role changed, the Treasury Department response and what the tragic event means for him.
16 min
44
Looking Back at 9/11: Gabe Hidalgo - Needing to...
Tom’s first guest this week is Gabe Hidalgo, anti money laundering compliance expert, who shares how the events of that fateful day changed the course of his career.
18 min
45
World’s Most Ethical Companies 2022 with Doug A...
Managing Director of Ethisphere, Doug Allen and Erica Salmon Byrne, EVP of Governance and Compliance, join Tom Fox on this week’s episode to talk about the World’s Most Ethical Companies award put on by Ethisphere every year.
34 min
46
The Compliance Entrepreneur’s Handbook with Kri...
Kristy Grant-Hart, Joe Murphy, and Kirsten Liston, co-authors or The Compliance Entrepreneur's Handbook, are Tom Fox’s guests on this week’s episode of the Innovation in Compliance Podcast.
27 min
47
Dennis Kucinich: The Division of Light and Power
Dennis Kucinich is a career politician who has worked at the municipal, state, and federal levels and is joining Tom Fox on the Innovation in Compliance to talk about his newest book Division of Light and Power.
13 min
48
Fighting Financial Crime and Terrorist Financing
To celebrate the 200th Episode of Innovation in Compliance, Tom Fox is joined by Dan Skolnick, the VP of Product Strategy for Financial Crimes at Lexis Nexis Risk Solutions to talk about fighting financial crime and terrorist financing with cutting-edge technologies.
20 min
49
Banking For The Future with Lauren Sparks
Tom Fox’s guest this week is Lauren Sparks. Lauren is the founder, Chairperson and President of Agility Bank, a woman-owned and led commercial community bank.
17 min
50
Hitting The Magic Button with Heather Buker
Heather Buker, Product Manager at Allgress, joins Tom Fox to talk about a new innovation from Allgress around authorizations to operate in the federal sector.
15 min
51
The Groundbreaking Guide to Third-Party & Suppl...
In this concluding episode, we look at suppler monitoring and provide some concluding remarks.
20 min
52
The Groundbreaking Guide to Third-Party & Suppl...
Today we consider the TRADES Framework uplift evaluation with Brandon Daniels and Josh Thiel.
20 min
53
The Groundbreaking Guide to Third-Party & Suppl...
In this episode, I visited with Carrie Wibben and Aaron Narva on determining risk mitigations.
28 min
54
The Groundbreaking Guide to Third-Party & Suppl...
In this episode, I visit with Laura Tulchin and Peter Jackson on assessing your current risks.
16 min
55
The Groundbreaking Guide to Third-Party & Suppl...
In this Part 2 of the TRADES Framework, we consider R for Risk Methodology.
15 min
56
A Change in the System with Dan Zitting
Tom Fox welcomes Dan Zitting back to the show to talk about fraud risks, and what it means for the compliance professional.
15 min
57
The Groundbreaking Guide to Third-Party & Suppl...
In this episode, we consider transparency with Skyler Chi and Tim Stone.
17 min
58
The New Digital Normal with Tracy Manning
Tracy Manning, Director of Financial Crime at LexisNexis Risk Solutions, and Tom Fox discuss the growth of digital transactions in the past year and what issues it may pose for compliance.
16 min
59
The Evolution of eDiscovery in Compliance with ...
David Carns, Chief Revenue Officer at Casepoint LLC, joins Tom Fox to talk about Casepoint.
22 min
60
Filling Gaps in Data with Blockchain Technology
Brad Moore, the President and CEO of Global Cannabis Applications Corp, joins Tom to discuss blockchain technology, navigating an industry without nearly enough data, and helping end users make the best possible decisions.
35 min
61
The Digital Transformation of Compliance with J...
Tom Fox’s guest on Day 5 of Microsoft Week is Jesus Fernandez. Jesus is the Senior Program Manager at Microsoft, specializing in data intelligence, risk management, and policy compliance.
17 min
62
The Future of InfoGovernance and Records Manage...
Tom Fox’s guest on this episode of the Innovation in Compliance podcast is Erica Toelle. Erica is the Senior Product Marketing Manager for Records Management and InfoGov at Microsoft.
19 min
63
A Progressive and Humble Leadership to Cybersec...
Joseph Davis, Microsoft’s Chief Security Advisor for Health and Life Sciences, joins Tom Fox on Day 3 of Microsoft Week to talk about the role of cybersecurity in life sciences and the traits cybersecurity professionals need to do their jobs effectively.
25 min
64
Innovation Through Info Security with Abbas Kud...
Abbas Kudrati, Chief Cybersecurity Advisor for Microsoft Asia’s Enterprise Cybersecurity Group, joins Tom Fox to talk about a range of topics surrounding info security and Abbas’ role at Microsoft.
17 min
65
Legal Compliance for The Future with Alan Gibson
Alan Gibson is the current Director of Legal and Compliance Innovation at Microsoft and is Tom Fox’s first guest on Microsoft Week at the Innovation in Compliance podcast.
31 min
66
Tech - The White Canvas for Creativity with Jed...
Jedidiah Yueh is a data innovator, a best-selling author, and the founder and CEO of Delphix. He joins Tom Fox to discuss digital transformation and digital disruption, and what companies need to know and do about both.
18 min
67
The Evolution and Future of GRC with Dan Zitting
Dan Zitting, CEO of Galvanize, discusses with Tom Fox GRC software, the role of GRC professionals, and why data is so important to a company’s operations.
22 min
68
A Digitally Fluid Future with Chenthil Eswaran
Chenthil Eswaran is the Practice Head of Enterprise Solutions at Aspire Systems and joins Tom Fox to talk about cloud and data storage, data security, and how compliance professionals can create a digitally fluid future for their companies.
15 min
69
Building the Podcast Community with Zach Moreno...
Zach Moreno and Rockwell Felder, co-founders of SquadCast, join Tom Fox on this week’s episode to talk about collaboration, the podcast industry, and the ways Squadcast helps its clients.
24 min
70
K2's Integrity Matters - Gabe Hidalgo on Crypto...
In this special episode of K2's Integrity Matters podcast series, I visit with Gabe Hidalgo. We look at issues related to cryptocurrency.
29 min
71
Reframing The C-Suite Network with Jeffrey Hayz...
Tom Fox welcomes Jeffrey Hayzlett to this week’s episode as they discuss the C-Suite Network, diversity, and the effects of COVID-19 on executives.
15 min
72
Compliance, Diligence and M&A: Part 5-Integrati...
In this concluding episode, I visit with Tom Pannell about integration issues after deal closure.
11 min
73
Compliance, Diligence and M&A: Part 4-Deals Thr...
In this episode, I visit with Tom Pannell about deals through a global lens.  
13 min
74
Compliance, Diligence and M&A: Part 3-Blinded b...
In this episode, I visit with Hannah Coleman on how to avoid being blinded by familiarity so that potential reputational issues do not surprise you down the road.
13 min
75
Compliance, Diligence and M&A: Part 2-Concerns ...
In this episode, I visit with Tom Pannell on concerns in the current deal making scene.
16 min
76
Modernizing Compliance with Kayvan Alikhani
Kayvan Alikhani, CEO and co-founder of Compliance.ai, joins Tom Fox to discuss modernizing compliance practices and helping risk practitioners do a better job of managing risk.
22 min
77
Compliance, Diligence and M&A: Part 1-Core Inve...
In this episode, I visit with Hannah on issues relating to core due diligence issues.
15 min
78
Cybersecurity and the Importance of SOC with Ju...
Justin Beals, CEO and co-founder of Strike Graph, joins Tom Fox to discuss cybersecurity, auditing, and building maturity within an organization.
20 min
79
Reimagining Training with Rashelle Tanner
Rashelle Tanner joins Tom Fox to discuss how to reimagine training in innovative ways for the organization’s ultimate benefit.
19 min
80
Mapping Out Process with Stacey Hanke
Stacey Hanke, author, keynote speaker, and the founder of Stacey Hanke Inc, joins Tom Fox to discuss influence and how it can help leaders and people who simply wish to learn how to become better employees.
22 min
81
Smart Automation for Risk Management: Bonus Epi...
Today, we wrap up with a special bonus episode where Parth Chanda and I discuss Lextegrity’s Integrity Analytics Collective.
12 min
82
Smart Automation for Risk Management: Part 5, I...
In this Episode 5, I  visit with Kara Bonitatibus, Head of Product at Lextegrity on integrations and user experience.
11 min
83
Smart Automation for Risk Management: Part 4, P...
In this Episode 4, I visit with Kara Bonitatibus, Head of Product at Lextegrity on pre-approvals and third-party due diligence.
14 min
84
Smart Automation for Risk Management: Part 3, a...
In this Episode 3, I conclude my two-part visit with Lextegrity co-founder Andy Miller about risk monitoring with data analytics.
20 min
85
Smart Automation for Risk Management: Part 2, R...
In this Episode 2, I begin a two-part exploration with Lextegrity co-founder Andy Miller about risk monitoring with data analytics.
16 min
86
Fixing the Cadence Mismatch with Anil Karmel & ...
Anil Karmel and Travis Howerton, co-founders of C2 Labs, join Tom Fox to discuss “fixing the cadence mismatch” between digitally transforming heavily regulated industries and the need for compliance.
24 min
87
Smart Automation for Risk Management: Part 1, I...
In this Episode 1, we meet Chanda, Miller and Bonitatibus and introduce Lextegrity and the Lextegrity Product Suite.
15 min
88
Lessons About Leadership and Security with Paul...
Paul Clayson is the CEO of AgilePQ and joins Tom to discuss the top lessons he learned as CEO, as well as security for technology in the present and future.
20 min
89
Comprehensive Cybersecurity Management with Jen...
Cybersecurity Consultant at True Digital Security, Jenna Waters, joins Tom Fox to discuss technological safety within industries, and what her company is doing to curb cyber attacks.
19 min
90
Knowledge Process Outsourcing with Jehan Jeyare...
Jehan Jeyaretnam, Director and Head of Compliance Services at Acuity Knowledge Partners, joins Tom Fox to discuss ways of implementing knowledge outsourcing within work environments.
24 min
91
Being Intentional & Celebrating People with Chr...
Chris Fuller, author and President and CEO of Influence Leadership Inc., joins Tom Fox to discuss ideas and strategies to help you around leadership.
24 min
92
Learning Rather Than Training with Eric Shepherd
Eric Shepherd, from the non-profit company called Talent Transformation, joins Tom to they discuss the ways organizations can better develop through a focus on learning rather than training.
21 min
93
Business and Financial Fraud: Yesterday, Today,...
In our concluding episode, Part 5, Ray Dookhie joins me to discuss what a company should do after allegations of fraud arise.
18 min
94
Business and Financial Fraud: Yesterday, Today,...
In Part 4, Joanne Taylor joins me to review best practices in fraud detection.
15 min
95
Business and Financial Fraud: Yesterday, Today,...
In Part 3, Ray Dookhie reviews best practices in fraud prevention.
14 min
96
Business and Financial Fraud: Yesterday, Today,...
In Part 2, Ray Dookhie joins me to consider what the fraud regulatory landscape may look like in 2021.
16 min
97
Going Back to the Workplace Safely with Julie M...
Julie Myers Wood, CEO of Guidepost Solutions, returns to the Innovation In Compliance podcast this week to talk about how companies can get back to the workplace safely.
13 min
98
Business and Financial Fraud: Yesterday, Today,...
In this Part 1 of a special 5-part podcast series, Joanne Taylor joins me to discuss the top fraud trends in 2021.
16 min
99
Fighting The Scourge of Human Trafficking with ...
Dan Wager, VP of Global Financial Crime and Compliance at LexisNexis Risk Solutions, joins Tom Fox to discuss human trafficking, fraud and identifying the patterns of suspicious behaviors within an organization.
19 min
100
Meaningful Meetings with Dr. James Kelley
Tom Fox invites Dr. James Kelley, co-founder and CEO of qChange, to the show to chat about academic research, his book, and how he is helping leaders become more impactful in meetings.
27 min