Innovation in Compliance with Tom Fox

Innovation in compliance brings you interviews with industry leading experts who are changing the way practitioners approach compliance. Host Tom Fox, the Compliance Evangelist and Voice of Compliance is driving the conversation about compliance into the 2020s and beyond with his focus on innovations for the compliance practitioner and the compliance profession. If you want to learn how to bring business solutions to compliance problems to more fully operationalize compliance, this is the podcast for you.

Business
Management
Business News
1
Talent Acquisition and Workplace Dignity with C...
Cecilia Akuffo, Talent Acquisition Partner who has extensive experience in management, interviewing, recruiting, and social media, joins Tom Fox to talk about her career, workplace dignity, and what she is looking forward to in the future.
24 min
2
Integrity Matters: Culture, Training and Compli...
What are the key operational aspects of training?
12 min
3
Integrity Matters: Culture, Training and Compli...
What is an 'Espresso Shot' of training. Tina Rampino explains on this episode.
9 min
4
Integrity Matters: Culture, Training and Compli...
Why should compliance training be risk-based and tailored?
15 min
5
Integrity Matters: Culture, Training and Compli...
The role of skills development in meeting regulatory need.
14 min
6
Information Governance and The Data Industry wi...
Peter Baumann is Tom Fox’s guest on this week’s episode of the Innovation in Compliance Podcast. He is the founder of ActiveNav, a company that helps its customers reduce data risk, make better management decisions and comply with privacy regulations.
29 min
7
Integrity Matters: Culture, Training and Compli...
Why is a culture of compliance so critical?
11 min
8
Looking Back at 9/11: John Lee Dumas - “I Knew ...
John Lee Dumas, host of the award-winning podcast Entrepreneurs on Fire, joins Tom Fox on the last installment of Looking Back at 9/11 to commemorate the 20th anniversary of the 9/11 attack.
17 min
9
Looking Back at 9/11: Scott Moritz - It Changed...
Scott Moritz is Tom Fox’s guest on this episode of Looking Back at 9/11. He is also the host of the podcast series, Fraud Eats Strategy. Scott joins Tom to talk about how the events of 9/11 impacted the FBI.
21 min
10
Looking Back at 9/11: Eric Feldman - A Wake Up ...
Eric Feldman is Tom Fox’s guest on this episode of Looking Back at 9/11. Eric joins Tom to talk about the impact the events of 9/11 had on the role of Inspector General.
15 min
11
Looking back at 9/11: Alex Dill - Patriot Act: ...
Alex Dill is Tom Fox’s guest on this episode of the Looking Back at 9/11 Series. Alex is a scholar and professor specializing in financial regulation, risk management and compliance. He also has corporate experience in ​​the ethics of business practices in finance, bankruptcy, bond covenants, and debt markets.
17 min
12
Looking Back at 9/11: Juan Zarate - The Treasur...
Juan Zarate is the Global co-Managing Partner and Chief Strategy Officer at K2 integrity. On 9/11 he was a prosecutor at the Treasury Department working on international enforcement issues, anti money laundering, anti-corruption and anti-terrorist financing. He joins Tom Fox to commemorate the 20th anniversary of 9/11. They discuss how his role changed, the Treasury Department response and what the tragic event means for him.
16 min
13
Looking Back at 9/11: Gabe Hidalgo - Needing to...
Tom’s first guest this week is Gabe Hidalgo, anti money laundering compliance expert, who shares how the events of that fateful day changed the course of his career.
18 min
14
World’s Most Ethical Companies 2022 with Doug A...
Managing Director of Ethisphere, Doug Allen and Erica Salmon Byrne, EVP of Governance and Compliance, join Tom Fox on this week’s episode to talk about the World’s Most Ethical Companies award put on by Ethisphere every year.
34 min
15
The Compliance Entrepreneur’s Handbook with Kri...
Kristy Grant-Hart, Joe Murphy, and Kirsten Liston, co-authors or The Compliance Entrepreneur's Handbook, are Tom Fox’s guests on this week’s episode of the Innovation in Compliance Podcast.
27 min
16
Dennis Kucinich: The Division of Light and Power
Dennis Kucinich is a career politician who has worked at the municipal, state, and federal levels and is joining Tom Fox on the Innovation in Compliance to talk about his newest book Division of Light and Power.
13 min
17
Fighting Financial Crime and Terrorist Financing
To celebrate the 200th Episode of Innovation in Compliance, Tom Fox is joined by Dan Skolnick, the VP of Product Strategy for Financial Crimes at Lexis Nexis Risk Solutions to talk about fighting financial crime and terrorist financing with cutting-edge technologies.
20 min
18
Banking For The Future with Lauren Sparks
Tom Fox’s guest this week is Lauren Sparks. Lauren is the founder, Chairperson and President of Agility Bank, a woman-owned and led commercial community bank.
17 min
19
Hitting The Magic Button with Heather Buker
Heather Buker, Product Manager at Allgress, joins Tom Fox to talk about a new innovation from Allgress around authorizations to operate in the federal sector.
15 min
20
The Groundbreaking Guide to Third-Party & Suppl...
In this concluding episode, we look at suppler monitoring and provide some concluding remarks.
20 min
21
The Groundbreaking Guide to Third-Party & Suppl...
Today we consider the TRADES Framework uplift evaluation with Brandon Daniels and Josh Thiel.
20 min
22
The Groundbreaking Guide to Third-Party & Suppl...
In this episode, I visited with Carrie Wibben and Aaron Narva on determining risk mitigations.
28 min
23
The Groundbreaking Guide to Third-Party & Suppl...
In this episode, I visit with Laura Tulchin and Peter Jackson on assessing your current risks.
16 min
24
The Groundbreaking Guide to Third-Party & Suppl...
In this Part 2 of the TRADES Framework, we consider R for Risk Methodology.
15 min
25
A Change in the System with Dan Zitting
Tom Fox welcomes Dan Zitting back to the show to talk about fraud risks, and what it means for the compliance professional.
15 min
26
The Groundbreaking Guide to Third-Party & Suppl...
In this episode, we consider transparency with Skyler Chi and Tim Stone.
17 min
27
The New Digital Normal with Tracy Manning
Tracy Manning, Director of Financial Crime at LexisNexis Risk Solutions, and Tom Fox discuss the growth of digital transactions in the past year and what issues it may pose for compliance.
16 min
28
The Evolution of eDiscovery in Compliance with ...
David Carns, Chief Revenue Officer at Casepoint LLC, joins Tom Fox to talk about Casepoint.
22 min
29
Filling Gaps in Data with Blockchain Technology
Brad Moore, the President and CEO of Global Cannabis Applications Corp, joins Tom to discuss blockchain technology, navigating an industry without nearly enough data, and helping end users make the best possible decisions.
35 min
30
The Digital Transformation of Compliance with J...
Tom Fox’s guest on Day 5 of Microsoft Week is Jesus Fernandez. Jesus is the Senior Program Manager at Microsoft, specializing in data intelligence, risk management, and policy compliance.
17 min
31
The Future of InfoGovernance and Records Manage...
Tom Fox’s guest on this episode of the Innovation in Compliance podcast is Erica Toelle. Erica is the Senior Product Marketing Manager for Records Management and InfoGov at Microsoft.
19 min
32
A Progressive and Humble Leadership to Cybersec...
Joseph Davis, Microsoft’s Chief Security Advisor for Health and Life Sciences, joins Tom Fox on Day 3 of Microsoft Week to talk about the role of cybersecurity in life sciences and the traits cybersecurity professionals need to do their jobs effectively.
25 min
33
Innovation Through Info Security with Abbas Kud...
Abbas Kudrati, Chief Cybersecurity Advisor for Microsoft Asia’s Enterprise Cybersecurity Group, joins Tom Fox to talk about a range of topics surrounding info security and Abbas’ role at Microsoft.
17 min
34
Legal Compliance for The Future with Alan Gibson
Alan Gibson is the current Director of Legal and Compliance Innovation at Microsoft and is Tom Fox’s first guest on Microsoft Week at the Innovation in Compliance podcast.
31 min
35
Tech - The White Canvas for Creativity with Jed...
Jedidiah Yueh is a data innovator, a best-selling author, and the founder and CEO of Delphix. He joins Tom Fox to discuss digital transformation and digital disruption, and what companies need to know and do about both.
18 min
36
The Evolution and Future of GRC with Dan Zitting
Dan Zitting, CEO of Galvanize, discusses with Tom Fox GRC software, the role of GRC professionals, and why data is so important to a company’s operations.
22 min
37
A Digitally Fluid Future with Chenthil Eswaran
Chenthil Eswaran is the Practice Head of Enterprise Solutions at Aspire Systems and joins Tom Fox to talk about cloud and data storage, data security, and how compliance professionals can create a digitally fluid future for their companies.
15 min
38
Building the Podcast Community with Zach Moreno...
Zach Moreno and Rockwell Felder, co-founders of SquadCast, join Tom Fox on this week’s episode to talk about collaboration, the podcast industry, and the ways Squadcast helps its clients.
24 min
39
K2's Integrity Matters - Gabe Hidalgo on Crypto...
In this special episode of K2's Integrity Matters podcast series, I visit with Gabe Hidalgo. We look at issues related to cryptocurrency.
29 min
40
Reframing The C-Suite Network with Jeffrey Hayz...
Tom Fox welcomes Jeffrey Hayzlett to this week’s episode as they discuss the C-Suite Network, diversity, and the effects of COVID-19 on executives.
15 min
41
Compliance, Diligence and M&A: Part 5-Integrati...
In this concluding episode, I visit with Tom Pannell about integration issues after deal closure.
11 min
42
Compliance, Diligence and M&A: Part 4-Deals Thr...
In this episode, I visit with Tom Pannell about deals through a global lens.  
13 min
43
Compliance, Diligence and M&A: Part 3-Blinded b...
In this episode, I visit with Hannah Coleman on how to avoid being blinded by familiarity so that potential reputational issues do not surprise you down the road.
13 min
44
Compliance, Diligence and M&A: Part 2-Concerns ...
In this episode, I visit with Tom Pannell on concerns in the current deal making scene.
16 min
45
Modernizing Compliance with Kayvan Alikhani
Kayvan Alikhani, CEO and co-founder of Compliance.ai, joins Tom Fox to discuss modernizing compliance practices and helping risk practitioners do a better job of managing risk.
22 min
46
Compliance, Diligence and M&A: Part 1-Core Inve...
In this episode, I visit with Hannah on issues relating to core due diligence issues.
15 min
47
Cybersecurity and the Importance of SOC with Ju...
Justin Beals, CEO and co-founder of Strike Graph, joins Tom Fox to discuss cybersecurity, auditing, and building maturity within an organization.
20 min
48
Reimagining Training with Rashelle Tanner
Rashelle Tanner joins Tom Fox to discuss how to reimagine training in innovative ways for the organization’s ultimate benefit.
19 min
49
Mapping Out Process with Stacey Hanke
Stacey Hanke, author, keynote speaker, and the founder of Stacey Hanke Inc, joins Tom Fox to discuss influence and how it can help leaders and people who simply wish to learn how to become better employees.
22 min
50
Smart Automation for Risk Management: Bonus Epi...
Today, we wrap up with a special bonus episode where Parth Chanda and I discuss Lextegrity’s Integrity Analytics Collective.
12 min
51
Smart Automation for Risk Management: Part 5, I...
In this Episode 5, I  visit with Kara Bonitatibus, Head of Product at Lextegrity on integrations and user experience.
11 min
52
Smart Automation for Risk Management: Part 4, P...
In this Episode 4, I visit with Kara Bonitatibus, Head of Product at Lextegrity on pre-approvals and third-party due diligence.
14 min
53
Smart Automation for Risk Management: Part 3, a...
In this Episode 3, I conclude my two-part visit with Lextegrity co-founder Andy Miller about risk monitoring with data analytics.
20 min
54
Smart Automation for Risk Management: Part 2, R...
In this Episode 2, I begin a two-part exploration with Lextegrity co-founder Andy Miller about risk monitoring with data analytics.
16 min
55
Fixing the Cadence Mismatch with Anil Karmel & ...
Anil Karmel and Travis Howerton, co-founders of C2 Labs, join Tom Fox to discuss “fixing the cadence mismatch” between digitally transforming heavily regulated industries and the need for compliance.
24 min
56
Smart Automation for Risk Management: Part 1, I...
In this Episode 1, we meet Chanda, Miller and Bonitatibus and introduce Lextegrity and the Lextegrity Product Suite.
15 min
57
Lessons About Leadership and Security with Paul...
Paul Clayson is the CEO of AgilePQ and joins Tom to discuss the top lessons he learned as CEO, as well as security for technology in the present and future.
20 min
58
Comprehensive Cybersecurity Management with Jen...
Cybersecurity Consultant at True Digital Security, Jenna Waters, joins Tom Fox to discuss technological safety within industries, and what her company is doing to curb cyber attacks.
19 min
59
Knowledge Process Outsourcing with Jehan Jeyare...
Jehan Jeyaretnam, Director and Head of Compliance Services at Acuity Knowledge Partners, joins Tom Fox to discuss ways of implementing knowledge outsourcing within work environments.
24 min
60
Being Intentional & Celebrating People with Chr...
Chris Fuller, author and President and CEO of Influence Leadership Inc., joins Tom Fox to discuss ideas and strategies to help you around leadership.
24 min
61
Learning Rather Than Training with Eric Shepherd
Eric Shepherd, from the non-profit company called Talent Transformation, joins Tom to they discuss the ways organizations can better develop through a focus on learning rather than training.
21 min
62
Business and Financial Fraud: Yesterday, Today,...
In our concluding episode, Part 5, Ray Dookhie joins me to discuss what a company should do after allegations of fraud arise.
18 min
63
Business and Financial Fraud: Yesterday, Today,...
In Part 4, Joanne Taylor joins me to review best practices in fraud detection.
15 min
64
Business and Financial Fraud: Yesterday, Today,...
In Part 3, Ray Dookhie reviews best practices in fraud prevention.
14 min
65
Business and Financial Fraud: Yesterday, Today,...
In Part 2, Ray Dookhie joins me to consider what the fraud regulatory landscape may look like in 2021.
16 min
66
Going Back to the Workplace Safely with Julie M...
Julie Myers Wood, CEO of Guidepost Solutions, returns to the Innovation In Compliance podcast this week to talk about how companies can get back to the workplace safely.
13 min
67
Business and Financial Fraud: Yesterday, Today,...
In this Part 1 of a special 5-part podcast series, Joanne Taylor joins me to discuss the top fraud trends in 2021.
16 min
68
Fighting The Scourge of Human Trafficking with ...
Dan Wager, VP of Global Financial Crime and Compliance at LexisNexis Risk Solutions, joins Tom Fox to discuss human trafficking, fraud and identifying the patterns of suspicious behaviors within an organization.
19 min
69
Meaningful Meetings with Dr. James Kelley
Tom Fox invites Dr. James Kelley, co-founder and CEO of qChange, to the show to chat about academic research, his book, and how he is helping leaders become more impactful in meetings.
27 min
70
Uncertainty - The Blinders Are Off with Lisa Levy
Lisa Levy, CEO of Lcubed Consulting and author of Future Proofing Cubed, joins Tom Fox to discuss cross-functional collaboration, future proofing, and building agility within the corporate culture through adaptive transformation.
17 min
71
Building Hero Leadership with Tricia Benn
Tricia Benn, the Chief Community Officer at C-Suite and General Manager of The Hero Club, joins Tom Fox to discuss creating collaboration among leaders to build business growth.
16 min
72
Integrity Matters: Assessing the Corporate Comp...
In this concluding Part 5, I am joined by Snežana Gebauer to consider a few key themes and how a company can prepare for what is coming down the road into 2021 and beyond.
14 min
73
Integrity Matters: Assessing the Corporate Comp...
In this Part 4, I am joined by Bob Brenner and we consider what companies can expect from the global trends impacting risk and compliance in 2021.
14 min
74
Integrity Matters: Assessing the Corporate Comp...
In this Part 3, I am joined by Snežana Gebauer who discusses what companies can expect as priorities from new administration around anti-bribery and anti-corruption.
14 min
75
Integrity Matters: Assessing the Corporate Comp...
In this Part 2, I am joined by Bob Brenner who discusses what companies can expect as priorities from new administration.
16 min
76
Pragmatic Security and Data Protection with Gar...
Gary Chan, President of Pragmatic Security at Alfizo, joins Tom Fox to discuss the ways to help businesses leverage IT departments, enable sales, and meet compliance.
19 min
77
Integrity Matters: Assessing the Corporate Comp...
In this Part 1, I am joined by Snežana Gebauer who assesses the regulatory landscape resulting from the pandemic.
16 min
78
The Risks with Employee Data with Robert Meyers
Channel Solutions Architect for One Identity, Robert Meyers, joins Tom Fox to talk about compliance, data privacy, and employee data issues.
18 min
79
The 100 Book Challenge: The Infinite Game by S...
Tom and Nick Gallo discuss The Infinite Game by Simon Sinek.
10 min
80
The 100 Book Challenge: The Fearless Organizati...
Tom Fox and Nick Gallo discuss cultivating psychological safety within the workplace and innovation and growth, from Amy Edmondson’s book, The Fearless Organization.
11 min
81
The 100 Book Challenge: The Culture Map by Erin...
In this episode of the 100 Book Challenge series, Tom Fox and Nick Gallo are talking about Erin Meyer’s book, The Culture Map.
9 min
82
The 100 Book Challenge: Influence by Robert Cia...
In this episode of the special podcast series on The 100 Book Challenge, guest Nick Gallo and Tom Fox consider the lessons from Influence by Robert Cialdini.
10 min
83
The 100 Book Challenge: Meditations by Marcus A...
Tom Fox and Nick Gallo discuss the writings of the ancient Roman philosopher Marcus Aurelius and how to apply them to business leadership.
9 min
84
Nick Gallo and the 100 Book Challenge: Introduc...
Special guest Nick Gallo joins Tom Fox for a six-part podcast series about the books he read in 2020 as part of his 100 Book Challenge.
13 min
85
Integrity Matters: Exploring the NDAA - Part 5:...
In this concluding Part 5, I am joined by again Gail Fuller to look at the long view under the new law.
13 min
86
Integrity Matters: Exploring the NDAA - Part 4:...
In this Part 4, I am joined by Chip Poncy as consider some of the new governance models under the NDAA.
17 min
87
Integrity Matters: Exploring the NDAA - Part 3:...
In this Part 3, I am joined by Gail Fuller to look at some of the opportunities under the new law.
12 min
88
Integrity Matters: Exploring the NDAA - Part 2:...
In this Part 2, I am joined by Chip Poncy as we discuss the reforms around company formation.
16 min
89
An Evangelist for Document Governance with Jen ...
Jen Snyder, chief evangelist at GovQA, joins Tom Fox to discuss the compliance challenges facing government, and how her company’s software is helping combat those challenges.
15 min
90
Integrity Matters: Exploring the NDAA - Part 1:...
In this Part 1, I am joined by Chip Poncy who breaks down the big picture of changes under the NDAA.
16 min
91
Compliance From the Front Lines with Adam Frey
Adam Frey, Managing Director at K2 Integrity and Tom Fox have an interesting conversation about the important role of compliance in the organization, as well as how to create a culture of compliance from the front lines.
16 min
92
BMO Empower-We Can't Leave Anyone Behind with J...
Tom Fox welcomes John Petrovski, the Senior Director of Commercial Lending at BMO, to this week's episode to discuss BMO's new business initiative BMO Empower, and its efforts to help low to moderate income and minority communities.
13 min
93
Innovative Compliance Solutions with Nick & Gio...
This week, Nick and Gio Gallo, co-CEOS of ComplianceLine, along with Ronnie Feldman, CEO and founder of Learnings & Entertainments discuss innovative solutions to some of the challenges that compliance leaders face.
28 min
94
The Regulatory and Business Case for Documentat...
Tom Fox welcomes Brett Manwaring, Managing Director, Financial Crimes Risk Management at K2 Integrity, to talk about the importance of documentation, from both a regulatory and business perspective.
16 min
95
Building Trust and Communication Through Intern...
Tori Reichman, VP Commercial at Vault Platform, joins Tom Fox to discuss her company’s offering and how it enables both employer and employee.
15 min
96
Engineering the Future with AI with Simon Moss
Tom Fox welcomes Simon Moss to this week’s show where they discuss the future of AI.
27 min
97
The Six Elements of an Effective Compliance Pro...
I visit with Valerie Charles on the twin topics of Oversight and Reporting: The Board’s Role in Compliance and Having a Speak Up Culture and Response and Enhancements: Continually Improving Your Compliance Program.
20 min
98
The Six Elements of an Effective Compliance Pro...
In this fourth episode, I visit with Jamen Tyler on training and education: effectively getting your compliance messaging out.
11 min
99
The Six Elements of an Effective Compliance Pro...
In this episode, I visit with Toby Ralston on why policies, procedures and internal controls are the backbone of your compliance program.
13 min
100
Coordinated ESG with Andrea Bonime-Blanc
Tom Fox welcomes Andrea Bonime-Blanc to this week’s show. Andrea is the author of Gloom to Boom: How Leaders Transform Risk into Resilience and Value, and a foremost name in compliance.
18 min