Iic cover art.png?ixlib=rails 2.1
Innovation in Compliance with Tom Fox
Innovation in compliance will bring you interviews with industry leading experts who are changing the way people approach compliance. Host Thomas Fox has practiced law in Houston for 30 years. He is an author and consultant who assists companies with anti-corruption and anti-bribery compliance and international transaction issues. He specializes in bringing business solutions to compliance problems.
Business
Careers
Education
1
7 Mistakes that Derail M&A Transactions with Ax...
19 min
2
Innovating with Smart Contracts with Jacob Enoch
17 min
3
Cinematic Storytelling in Compliance with Marc ...
13 min
4
Leveraging the Power of Blockchains with Syed H...
18 min
5
Separate the Message from the Delivery Mechanis...
16 min
6
What is Your Spark Score? With Kristy Grant-Hart
10 min
7
Assessing Your Money Laundering Risk with Jenni...
16 min
8
Creating Your Integrity Agenda with Jon Feig an...
19 min
9
Moving to the Front Lines of Compliance, Part 3
8 min
10
Moving to the Front Lines of Compliance, Part 2
9 min
11
Moving to the Front Lines of Compliance, Part 4
7 min
12
Moving to the Front Lines of Compliance, Part I
9 min
13
Moving to the Front Lines of Compliance, Part 5
8 min
14
Tropicalizing Your Compliance Program with Carl...
17 min
15
Adaptive Compliance and Ethics Training with Re...
On bribery and adaptive learning
23 min
16
Innovation in Corporate Governance Training wit...
18 min
17
KPIs on Organizational Justice, Surveys, and Be...
Today’s episode focuses on the measurability of KPIs in organizational justice. Tom is joined by Philip Winterburn, Chief Product Officer at Convercent. Together, they dive deep into fairness, using surveys to test the ethical health of an...
28 min
18
Innovation in Compliance Around M&A with Eric F...
What happens when you acquire or merge with a company with FCPA violations? What are the risks that come from doing so? Eric Feldman, Senior Vice President of Affiliated Monitors, Inc.™,  joins Tom to talk about mergers and acquisitions. They...
22 min
19
The Power of Effective Due Diligence in Complia...
Your suppliers aren’t the only risk for your company. When was the last time you investigated your customers? Even a single, high-risk transaction can cause far-reaching repercussions for your organization. There’s an estimated $800 billion to $2...
22 min
20
Proactive Use of Internal Reporting with Ketura...
Reporting a compliance infraction might sound easy until you’re the one who needs to make the call. Today, Tom and Keturah Pestel share an insightful conversation on the value of proactive internal reporting. Keturah is the Code of Conduct Program...
14 min
21
Blockchain as a Compliance Strategy with Paul B...
Blockchain technology stretches across a wide selection of corporate industries. This ever-evolving digital ledger chronologically and publicly records transactions, and now has anti-corruption compliance professionals asking how blockchain fits into...
16 min
22
Managing Conflict of Interest Risks with David ...
Conflict of interest can turn into a tricky conversation, especially with the steady rise of independent contractors working for multiple clients at a time. Today’s guest, David Bunker, helps us understand the ‘conflict of interest’ risk...
9 min
23
Supply Chain, CSR, and Compliance with Jared Co...
Jared Connors is a subject matter expert on Corporate Social Responsibility and Compliance at Assent, an innovative company that helps businesses to link their CSR and Compliance departments to ensure a strong and ethical supply chain. In turn, this...
24 min
24
KPIs around Employee Engagement with Philip Win...
Reporting compliance issues can be a complex problem for both frontline employees and compliance practitioners. In today’s episode, Tom talks with Philip Winterburn, the co-founder and Chief Product Officer at Convercent – a Denver, Colorado-based...
11 min
25
The Role of the Board and C-Suite in Ethics and...
Ellen Hunt in the Chief Audit Executive and Ethics and Compliance Officer at AARP. Her experience in the industry is impressive: running departments, reporting to governance, handling investigations, designing education, and more. She’s been...
16 min
26
Sherlock Holmes & Innovation and Compliance: Pa...
Do you speak data? Does your boss? In part three of the Sherlock Holmes and compliance 5-part series, Tom discusses the role of the corporate compliance officer in translating data for decision-makers and provides some tips for making sure you’re...
8 min
27
Sherlock Holmes & Innovation and Compliance: Pa...
Have you ever gotten the request, "English, please!" when talking about analytics? This episode is for you. In the 4th episode of our weeklong Sherlock Holmes series, Tom talks about various issues around interpreting data in the compliance space. ...
7 min
28
Sherlock Holmes & Innovation and Compliance: Pa...
The best things come in pairs. In part two of this week’s 5-part series – centered on the Sherlock Holmes stories of Sir Arthur Conan Doyle - Tom talks about the innovative use of the digital twin concept. This model enables compliance...
9 min
29
Sherlock Holmes & Innovation and Compliance: Pa...
Elementary, my dear Watson! In the first episode of this Sherlock Holmes themed 5-part series, Tom reviews how a CCO or compliance practitioner can develop a digital strategy to help increase the value proposition for a corporate compliance program. ...
7 min
30
Sherlock Holmes & Innovation and Compliance: Pa...
Is your compliance function ready for the digital future? In the final episode of this week’s 5-part Sherlock Holmes and Innovation and Compliance crossover, Tom highlights this critical question that every compliance professional should be asking...
7 min
31
Live: Revamping your Swing with Data Analytics ...
Live from this year’s Podcast Movement Conference, Tom covers his two favorite things: innovation in compliance and the 2017 World Series winning team, the Houston Astros. As a case study on the uses of data and analytics from a compliance...
21 min
32
Taking Due Diligence to the Next Level with Jan...
These days, it takes more than a Google search to find the dirt you’re looking for. Tom talks with Jane Jee, the CEO of Kompli-Global, about some of their innovative due diligence reporting products. They discuss what the future of DD needs to look...
16 min
33
Identifying Fraud Schemes using Machine Learnin...
Despite their reputation for inevitable shrinkage, the cash register is no match for a smart machine. In this episode, anti-fraud, anti-corruption and compliance analytics expert Vince Walden returns to the Innovation and Compliance Podcast to talk...
18 min
34
Supply Chain "Health Checks" with Brian Alster
Everyone should see a doctor for a check-up, even the largest and most far-reaching companies. Today, Tom talks with Brian Alster, the Global Head of Compliance & Supply Products at Dun & Bradstreet about their new, innovative technique called...
20 min
35
Replay: Digital Transformations in Compliance w...
Vince Walden is a partner at Ernst & Young, and he’s passionate about anti-fraud, anti-corruption and compliance-related analytics and innovations. Today, Vince and Tom talk about some of the innovative strategies he’s developing for General...
22 min
36
New Approaches to Compliance Training with Shaw...
While focusing on new tech, disruption, and regulation change, training often gets left behind in the compliance and innovation conversation. To bring training back to the forefront of the conversation is Shawn Rogers, Lead Counsel, Compliance...
34 min
37
Shared Risk Requires Shared Solutions with Greg...
Building and operating an effective compliance program is a tall order if you don’t have the information or the tools – and people – to make it happen. Today, Tom’s talks with Greg Radner, the chief marketing officer of RANE (Risk Assistance...
20 min
38
Compliance in the Age of Big Data with Alexande...
Forget the 1850’s California and Alaska gold rushes; today’s hot commodity is data. Today, Tom talks with AxiomSL’s CEO Alexander Tsigutkin and Senior Vice President of Project Management Varun Singhal about data analysis and reporting in the...
19 min
39
Board Governance for the Future: Innovation Req...
Keeping up with the times always requires aggressive change. Today, Tom Fox connects with Sheila Hooda, an independent board director and strategic advisor who has 30+ years of global executive-level experience growing and transforming Fortune 500...
22 min
40
The Future of A.I. and Compliance with Tim Estes
Today, Tom Fox talks with Tim Estes, the President and Founder of the A.I. and software company Digital Reasoning. Tom asks about the work of his team at DR who have developed new A.I. driven tools that give companies greater insight into the workings...
19 min
41
The Insight Potential of Forensic Data Analytic...
In today’s episode, Tom Fox talks with Todd Marlin, the Americas Leader of Forensic Data Analytics & Financial Services Forensic Technology at Ernst & Young LLP. The two discuss EY’s 2018 Global Forensic Data Analytics Survey and talk...
21 min
42
The Risk of Doing Nothing with Joseph Howell
In this episode, Tom Fox chats with Joseph Howell, the Executive Vice President of Strategic Initiatives at Workiva. With a background in all things corporate finance, specifically internal auditing and compliance filings, Joe talks about the...
21 min
43
How ESG Factors will Change Compliance with J.R...
When trying to understand the environmental, social and governmental dimensions of a potential investment, what kind of approach will provide the clearest picture? In this episode, Tom Fox talks to J.R. Lowry, a senior vice president at State Street...
12 min
44
Operationalizing Compliance at the Staff Level ...
Ben Locwin is a Ph. D. MDA, and MS who’s held many executive roles for top 10 companies including biotech, big pharma, and hospitals and clinics. In Part 4, Ben and Tom talk about integrating compliance operations into the staff level of a business....
8 min
45
Demonstrating the ROI of Compliance with Ben Lo...
Ben Locwin is a Ph. D. MDA, and MS who’s held many executive roles for top 10 companies including biotech, big pharma, and hospitals and clinics. In the final episode of this 5 part series, Tom and Ben review the relationship between profitability...
11 min
46
Embedding Compliance as a Key Component to the ...
Five-Part Series with Ben Locwin
11 min
47
Prevention Always Beats Correction in Complianc...
Ben Locwin is a Ph. D. MDA, and MS who’s held many executive roles for top 10 companies including biotech, big pharma, and hospitals and clinics. In part 3 of this five-part series, Ben and Tom discuss how to avoid being a compliance firefighter at...
9 min
48
How Forecasting Allows Better Contingency Plann...
Ben Locwin is a Ph. D. MDA, and MS who’s held many executive roles for top 10 companies including biotech, big pharma, and hospitals and clinics. In part 2 of this five-part series, Ben and Tom discuss forecasting’s role in helping to plan for...
11 min
49
Understanding the Fraud Pentagon with Jonathan ...
Jonathan Marks is a leading fraud expert. He’s helped companies across multiple markets uncover fraud. Jonathan has innovated compliance by creating the Fraud Pentagon. His innovation builds upon work that was done years ago, the fraud triangle....
14 min
50
The Future of Disrupting Risk with Dan Torpey
Dan Torpey is a forensic accountant CPA and former auditor with over 30 years of public accounting experience. He’s a partner at Ernst & Young and the US leader of EY’s Investigation and Compliance services. With all those credentials, it...
24 min
51
Malfeasance Prevention and Detection for Greate...
Fighting crime with AI? Sounds like a great sci-fi movie, but it’s a reality. Today’s guest, David McLaughlin, founder and CEO of QuantaVerse, uses next-gen AI systems to help root out fraud and other financial malfeasance. You’ve heard the...
23 min
52
Marrying Big and Small Data with Ben Locwin
Ben Locwin is a Ph. D. MDA, and MS who has held many executive roles for top 10 companies including biotech, big pharma, and hospitals and clinics. He’s a proponent of analyzing data, and today he and Tom discuss the innovations in data, whether big...
21 min
53
Rating Third Party Financial Health with James ...
James Gellert is the Chairman and CEO of Rapid Ratings International, a cutting edge company that enables organizations to more effectively assess the financial health of all types of organizations. But that’s not what makes them innovative. James...
18 min
54
Digital Transformations in Compliance with Vinc...
Vince Walden is a partner at Ernst & Young, and he’s passionate about anti-fraud, anti-corruption and compliance-related analytics and innovations. Today, Vince and Tom talk about some of the innovative strategies he’s developing for General...
22 min
55
Welcome to Innovation in Compliance
Innovation in compliance will bring you interviews with industry leading experts who are changing the way people approach compliance. Host Thomas Fox has practiced law in Houston for 30 years. He is an author and consultant who assists companies with...
5 min