Iic cover art.png?ixlib=rails 2.1
Innovation in Compliance with Tom Fox
Innovation in compliance will bring you interviews with industry leading experts who are changing the way people approach compliance. Host Thomas Fox has practiced law in Houston for 30 years. He is an author and consultant who assists companies with anti-corruption and anti-bribery compliance and international transaction issues. He specializes in bringing business solutions to compliance problems.
Business
Careers
Education
1
Foundational Data Security
12 min
2
Structured Content Strategies with One Stone Cr...
14 min
3
Rebooting your Mindset with Tanya Otterstein-Liehs
18 min
4
Continuous Improvement in Compliance with Brian...
Brian Beeghly is the former CCO at Johnson Controls. He is the founder of Informed360 which is brining cutting edge technological solutions to compliance programs.
15 min
5
Giving Across Borders with Ted Hart
16 min
6
Keeping Your Third Parties Secure with Dov Goldman
On this episode of Innovation in Compliance Dov Goldman, the Director of Risk and Compliance at Panorays, talks about cybersecurity, and the strategies and measures you can put in place to keep you safe.
21 min
7
Innovation in Compliance: Episode 75-Taking the...
In this episode, Syed Hussain, the Co-Founder & CEO at Liquidity Digital, a blockchain-based FinTech firm that’s building an end-to-end digital security system. He discusses how does this works and how can it make our organizations more efficient, more compliant, and more profitable.
16 min
8
Civility as a Workplace Innovation with Carrie ...
11 min
9
Innovative Ways to Communicate Online with Ben ...
17 min
10
How Strong HR Processes Can Mitigate Risk with ...
20 min
11
Leading with Accountability with Sam Silverstein
13 min
12
Making Compliance Training Fun with Andrew Rawson
22 min
13
Part 5: The Supply Chain Efficiency Premium
Innovation in Supply Chain Financial Health Series
9 min
14
Part 4: What are the challenges for Supply Chai...
Innovation in Supply Chain Financial Health Series
9 min
15
Part 3: Third Party Expansion
Innovation in Supply Chain Financial Health Series
9 min
16
Part 2: Criticality and Extending the Reach of ...
Innovation in Supply Chain Financial Health Series
10 min
17
Part 1: Introduction to Supply Chain Financial ...
Innovation in Supply Chain Financial Health Series
10 min
18
Marketing through Podcasting with Gordon Firemark
18 min
19
Nimble and Strategic Compliance with Patrick Co...
17 min
20
Using AI to Detect Bad Actors with Brandon Carl
13 min
21
The ‘Gmail for Accounting’ with Ian Crosby
18 min
22
Managing the Extended Enterprise with Dan Kinsella
21 min
23
Keeping Your Documents Secure with Tomas Suros
15 min
24
Artificial Intelligence for Proactive Complianc...
14 min
25
Accelerating Anti-Fraud Innovation with Vince W...
19 min
26
The TRACE Bribery Risk Matrix with Robert Clark
15 min
27
Social Networking for Compliance Lawyers with G...
20 min
28
7 Mistakes that Derail M&A Transactions with Ax...
19 min
29
Innovating with Smart Contracts with Jacob Enoch
17 min
30
Cinematic Storytelling in Compliance with Marc ...
13 min
31
Leveraging the Power of Blockchains with Syed H...
18 min
32
Separate the Message from the Delivery Mechanis...
16 min
33
What is Your Spark Score? With Kristy Grant-Hart
10 min
34
Assessing Your Money Laundering Risk with Jenni...
16 min
35
Creating Your Integrity Agenda with Jon Feig an...
19 min
36
Moving to the Front Lines of Compliance, Part 3
8 min
37
Moving to the Front Lines of Compliance, Part 2
9 min
38
Moving to the Front Lines of Compliance, Part I
9 min
39
Moving to the Front Lines of Compliance, Part 4
7 min
40
Moving to the Front Lines of Compliance, Part 5
8 min
41
Tropicalizing Your Compliance Program with Carl...
17 min
42
Adaptive Compliance and Ethics Training with Re...
On bribery and adaptive learning
23 min
43
Innovation in Corporate Governance Training wit...
18 min
44
KPIs on Organizational Justice, Surveys, and Be...
Today’s episode focuses on the measurability of KPIs in organizational justice. Tom is joined by Philip Winterburn, Chief Product Officer at Convercent. Together, they dive deep into fairness, using surveys to test the ethical health of an...
28 min
45
Innovation in Compliance Around M&A with Eric F...
What happens when you acquire or merge with a company with FCPA violations? What are the risks that come from doing so? Eric Feldman, Senior Vice President of Affiliated Monitors, Inc.™,  joins Tom to talk about mergers and acquisitions. They...
22 min
46
The Power of Effective Due Diligence in Complia...
Your suppliers aren’t the only risk for your company. When was the last time you investigated your customers? Even a single, high-risk transaction can cause far-reaching repercussions for your organization. There’s an estimated $800 billion to $2...
22 min
47
Proactive Use of Internal Reporting with Ketura...
Reporting a compliance infraction might sound easy until you’re the one who needs to make the call. Today, Tom and Keturah Pestel share an insightful conversation on the value of proactive internal reporting. Keturah is the Code of Conduct Program...
14 min
48
Blockchain as a Compliance Strategy with Paul B...
Blockchain technology stretches across a wide selection of corporate industries. This ever-evolving digital ledger chronologically and publicly records transactions, and now has anti-corruption compliance professionals asking how blockchain fits into...
16 min
49
Managing Conflict of Interest Risks with David ...
Conflict of interest can turn into a tricky conversation, especially with the steady rise of independent contractors working for multiple clients at a time. Today’s guest, David Bunker, helps us understand the ‘conflict of interest’ risk...
9 min
50
Supply Chain, CSR, and Compliance with Jared Co...
Jared Connors is a subject matter expert on Corporate Social Responsibility and Compliance at Assent, an innovative company that helps businesses to link their CSR and Compliance departments to ensure a strong and ethical supply chain. In turn, this...
24 min
51
KPIs around Employee Engagement with Philip Win...
Reporting compliance issues can be a complex problem for both frontline employees and compliance practitioners. In today’s episode, Tom talks with Philip Winterburn, the co-founder and Chief Product Officer at Convercent – a Denver, Colorado-based...
11 min
52
The Role of the Board and C-Suite in Ethics and...
Ellen Hunt in the Chief Audit Executive and Ethics and Compliance Officer at AARP. Her experience in the industry is impressive: running departments, reporting to governance, handling investigations, designing education, and more. She’s been...
16 min
53
Sherlock Holmes & Innovation and Compliance: Pa...
Have you ever gotten the request, "English, please!" when talking about analytics? This episode is for you. In the 4th episode of our weeklong Sherlock Holmes series, Tom talks about various issues around interpreting data in the compliance space. ...
7 min
54
Sherlock Holmes & Innovation and Compliance: Pa...
Do you speak data? Does your boss? In part three of the Sherlock Holmes and compliance 5-part series, Tom discusses the role of the corporate compliance officer in translating data for decision-makers and provides some tips for making sure you’re...
8 min
55
Sherlock Holmes & Innovation and Compliance: Pa...
Is your compliance function ready for the digital future? In the final episode of this week’s 5-part Sherlock Holmes and Innovation and Compliance crossover, Tom highlights this critical question that every compliance professional should be asking...
7 min
56
Sherlock Holmes & Innovation and Compliance: Pa...
The best things come in pairs. In part two of this week’s 5-part series – centered on the Sherlock Holmes stories of Sir Arthur Conan Doyle - Tom talks about the innovative use of the digital twin concept. This model enables compliance...
9 min
57
Sherlock Holmes & Innovation and Compliance: Pa...
Elementary, my dear Watson! In the first episode of this Sherlock Holmes themed 5-part series, Tom reviews how a CCO or compliance practitioner can develop a digital strategy to help increase the value proposition for a corporate compliance program. ...
7 min
58
Live: Revamping your Swing with Data Analytics ...
Live from this year’s Podcast Movement Conference, Tom covers his two favorite things: innovation in compliance and the 2017 World Series winning team, the Houston Astros. As a case study on the uses of data and analytics from a compliance...
21 min
59
Taking Due Diligence to the Next Level with Jan...
These days, it takes more than a Google search to find the dirt you’re looking for. Tom talks with Jane Jee, the CEO of Kompli-Global, about some of their innovative due diligence reporting products. They discuss what the future of DD needs to look...
16 min
60
Identifying Fraud Schemes using Machine Learnin...
Despite their reputation for inevitable shrinkage, the cash register is no match for a smart machine. In this episode, anti-fraud, anti-corruption and compliance analytics expert Vince Walden returns to the Innovation and Compliance Podcast to talk...
18 min
61
Supply Chain "Health Checks" with Brian Alster
Everyone should see a doctor for a check-up, even the largest and most far-reaching companies. Today, Tom talks with Brian Alster, the Global Head of Compliance & Supply Products at Dun & Bradstreet about their new, innovative technique called...
20 min
62
Replay: Digital Transformations in Compliance w...
Vince Walden is a partner at Ernst & Young, and he’s passionate about anti-fraud, anti-corruption and compliance-related analytics and innovations. Today, Vince and Tom talk about some of the innovative strategies he’s developing for General...
22 min
63
New Approaches to Compliance Training with Shaw...
While focusing on new tech, disruption, and regulation change, training often gets left behind in the compliance and innovation conversation. To bring training back to the forefront of the conversation is Shawn Rogers, Lead Counsel, Compliance...
34 min
64
Shared Risk Requires Shared Solutions with Greg...
Building and operating an effective compliance program is a tall order if you don’t have the information or the tools – and people – to make it happen. Today, Tom’s talks with Greg Radner, the chief marketing officer of RANE (Risk Assistance...
20 min
65
Compliance in the Age of Big Data with Alexande...
Forget the 1850’s California and Alaska gold rushes; today’s hot commodity is data. Today, Tom talks with AxiomSL’s CEO Alexander Tsigutkin and Senior Vice President of Project Management Varun Singhal about data analysis and reporting in the...
19 min
66
Board Governance for the Future: Innovation Req...
Keeping up with the times always requires aggressive change. Today, Tom Fox connects with Sheila Hooda, an independent board director and strategic advisor who has 30+ years of global executive-level experience growing and transforming Fortune 500...
22 min
67
The Future of A.I. and Compliance with Tim Estes
Today, Tom Fox talks with Tim Estes, the President and Founder of the A.I. and software company Digital Reasoning. Tom asks about the work of his team at DR who have developed new A.I. driven tools that give companies greater insight into the workings...
19 min
68
The Insight Potential of Forensic Data Analytic...
In today’s episode, Tom Fox talks with Todd Marlin, the Americas Leader of Forensic Data Analytics & Financial Services Forensic Technology at Ernst & Young LLP. The two discuss EY’s 2018 Global Forensic Data Analytics Survey and talk...
21 min
69
The Risk of Doing Nothing with Joseph Howell
In this episode, Tom Fox chats with Joseph Howell, the Executive Vice President of Strategic Initiatives at Workiva. With a background in all things corporate finance, specifically internal auditing and compliance filings, Joe talks about the...
21 min
70
How ESG Factors will Change Compliance with J.R...
When trying to understand the environmental, social and governmental dimensions of a potential investment, what kind of approach will provide the clearest picture? In this episode, Tom Fox talks to J.R. Lowry, a senior vice president at State Street...
12 min
71
Embedding Compliance as a Key Component to the ...
Five-Part Series with Ben Locwin
11 min
72
Demonstrating the ROI of Compliance with Ben Lo...
Ben Locwin is a Ph. D. MDA, and MS who’s held many executive roles for top 10 companies including biotech, big pharma, and hospitals and clinics. In the final episode of this 5 part series, Tom and Ben review the relationship between profitability...
11 min
73
Operationalizing Compliance at the Staff Level ...
Ben Locwin is a Ph. D. MDA, and MS who’s held many executive roles for top 10 companies including biotech, big pharma, and hospitals and clinics. In Part 4, Ben and Tom talk about integrating compliance operations into the staff level of a business....
8 min
74
Prevention Always Beats Correction in Complianc...
Ben Locwin is a Ph. D. MDA, and MS who’s held many executive roles for top 10 companies including biotech, big pharma, and hospitals and clinics. In part 3 of this five-part series, Ben and Tom discuss how to avoid being a compliance firefighter at...
9 min
75
How Forecasting Allows Better Contingency Plann...
Ben Locwin is a Ph. D. MDA, and MS who’s held many executive roles for top 10 companies including biotech, big pharma, and hospitals and clinics. In part 2 of this five-part series, Ben and Tom discuss forecasting’s role in helping to plan for...
11 min
76
Understanding the Fraud Pentagon with Jonathan ...
Jonathan Marks is a leading fraud expert. He’s helped companies across multiple markets uncover fraud. Jonathan has innovated compliance by creating the Fraud Pentagon. His innovation builds upon work that was done years ago, the fraud triangle....
14 min
77
The Future of Disrupting Risk with Dan Torpey
Dan Torpey is a forensic accountant CPA and former auditor with over 30 years of public accounting experience. He’s a partner at Ernst & Young and the US leader of EY’s Investigation and Compliance services. With all those credentials, it...
24 min
78
Malfeasance Prevention and Detection for Greate...
Fighting crime with AI? Sounds like a great sci-fi movie, but it’s a reality. Today’s guest, David McLaughlin, founder and CEO of QuantaVerse, uses next-gen AI systems to help root out fraud and other financial malfeasance. You’ve heard the...
23 min
79
Marrying Big and Small Data with Ben Locwin
Ben Locwin is a Ph. D. MDA, and MS who has held many executive roles for top 10 companies including biotech, big pharma, and hospitals and clinics. He’s a proponent of analyzing data, and today he and Tom discuss the innovations in data, whether big...
21 min
80
Rating Third Party Financial Health with James ...
James Gellert is the Chairman and CEO of Rapid Ratings International, a cutting edge company that enables organizations to more effectively assess the financial health of all types of organizations. But that’s not what makes them innovative. James...
18 min
81
Digital Transformations in Compliance with Vinc...
Vince Walden is a partner at Ernst & Young, and he’s passionate about anti-fraud, anti-corruption and compliance-related analytics and innovations. Today, Vince and Tom talk about some of the innovative strategies he’s developing for General...
22 min
82
Welcome to Innovation in Compliance
Innovation in compliance will bring you interviews with industry leading experts who are changing the way people approach compliance. Host Thomas Fox has practiced law in Houston for 30 years. He is an author and consultant who assists companies with...
5 min