In the Episode, I visit with James Koukios. We visit about the firm’s Top 10 International Anti-Corruption Developments for January 2020.

What is the the national impact of this proposed California mini-CFPB? Quyen Truong joins the FCPA Compliance Report to explain.

In this episode I am joined by Hughes Hubbard partner Bryan Sillaman to take a deep dive into the PNF portion of the Airbus international anticorruption enforcement action.

In this Episode, I visit with Tony Charles and we discuss the firm’s recent article 3rd Party Due Diligence: Creating a Credible and Defensible Program. We use it as an entrée into the topic of 3rd party due diligence. 

In the Episode, I visit with Erica Salmon Byrne, EVP at Ethisphere, Governance and Compliance and Chair of the Business Ethics Leadership Alliance, on Ethisphere’s 2020 World’s Most Ethical company honorees.

In this concluding Part 5 of a special five-part series on the Airbus international anti-corruption enforcement action, Tom Fox provides some final thoughts.

In today’s Episode 4 of this special five-part podcast series, Cecilia Fellouse-Guenkel discusses what the Airbus enforcement means for compliance in France, French companies and French compliance practitioners.

In today’s Episode 3 of this special five-part series, Jonathan Armstrong considers the UK’s Serious Fraud Office role in the enforcement involving Airbus.

In today’s Episode 2 of this special five-part series not the Airbus international anti-corruption enforcement action, Mike Volkov considers that US trade sanction enforcement involving Airbus.

In today’s Episode 1, Jay Rosen considers the FCPA enforcement involving Airbus.

In this episode I visit with Joanne Taylor, Managing Director at K2 Intelligence in London on the UK portion of the Airbus anti-corruption enforcement action.

James Koukios, partner at Morrison & Foerster and Editor-in-Chief of the firm’s Top 10 International Anti-Corruption Development returns to talk about the firm’s Top 10 International Anti-Corruption Developments for December 2019.

James Koukios joins me to talk about highlights from the MoFo November 2019 Top 10 International Anti-Corruption Developments Newsletter.

What are the 3 levels of due diligence you should employ? Find out in Day 31 of 31 Days to a More Effective Compliance Program.

How can you use a root cause analysis to lead your remediation efforts? Find out on Day 30 of 31 Days to a More Effective Compliance Program.

What is a root cause analysis and what is its role in a compliance program? Find out in Day 29 of 31 Days to a More Effective Compliance Program.

What should go into your post-acquisition integration plan? Find out in Day 28 of 31 Days to a More Effective Compliance Program.

What is the role of pre-acquisition due diligence in mergers and acquisitions? Find out in Day 27 of 31 Days to a More Effective Compliance Program.

In the Episode, I visit with Philip Urofsky, partner at Shearman & Sterling, Editor-in-Chief of the firm’s most excellent FCPA Digest. We visit about the firm’s 2020 FCPA Digest, Recent Trends and Patterns in the Enforcement of the FCPA and consider some of the highlights from the report.

What is the role of payroll in a best practices compliance program? Find out in Day 26 of 31 Days to a More Effective Compliance Program

What is is the role of a compliance function in an organization? Find out in Day 25 of 31 Days to a More Effective Compliance Program

What is evidence of CCO authority and independence ? Find out in Day 24 of 31 Days to a More Effective Compliance Program

How can you incorporate updates and feedback into a compliance program? Find out in Day 23 of 31 Days to a More Effective Compliance Program

How can you assess compliance internal controls? Find out in Day 22 of 31 Days to a More Effective Compliance Program

How to engage in continuous improvement in a best practices compliance program? Find out in Day 21 of 31 Days to a More Effective Compliance Program

How should you respond to investigative findings? Find out in Day 20 of 31 Days to a More Effective Compliance Program.

In the Episode, I visit with Dave Lefort, Editor in Chief for Compliance Week. I asked him to come on the podcast and discuss his 10 predictions on what will dominate compliance headlines in 2020.

What is your investigation protocol? Find out why you need one and how to create one in 19 of 31 Days to a More Effective Compliance Program

What is your triaging of claims? Do you have a triage protocol? Find out why you should on Day 18 of 31 Days to a More Effective Compliance Program.

How can you best manage your 3rd parties? Find out in Day 17 of 31 Days to a More Effective Compliance Program

What is the third party risk management process? Find out in today's episode of 31 Days to a More Effective Compliance Program.

The evaluation of any risk assessment is a critical step for every compliance professional.

What is the role of risk assessments in a best practices compliance program?

What is the role of institutional justice in a best practices compliance program?

In the Episode, I visit with André H. Paris, a Brazilian Compliance Consultant and Lawyer. He is the author of the recently released book Compliance - Ethics and Transparency as the Way Forward.

What financial incentives should be used in a best practices compliance program?

How can you determine effective compliance training?

In today's episode of 31 Days to a More Effective Compliance Program, I discuss the use of social media in a best practices compliance program.

A 360-degree view of compliance is an effort to incorporate your compliance identity into a holistic approach so that compliance is in touch with and visible to your employees at all times.

What is the role of internal controls in a best practices compliance program? Find out in Day 8 of 31 Days to a More Effective Compliance Program.

Compliance policies lay out your expectations and compliance procedures set out the details of how to do so.

The Code of Conduct is one of the foundational pieces in your compliance program.

In this episode of the FCPA Compliance Report, I visit with Fry Wenrick on the Hoskins jury instructions.

In Day 5 of 31 days to a more effective compliance program, I consider the role of the Board of Directors in both oversight and operationalizing compliance.

In Day 4 of 31 days to a more effective compliance program, I consider how best to move tone downward into the middle and lower ranks of a corporation.

In this episode of 31 Days to a more effective compliance program we consider leadership's conduct at the top of an organization and it sets the ethical tone for every organization.

In Day of 31 days to a more effective compliance program, we consider measuring your risk and then what to do with the information after you have obtained it.

In Day 1 of my podcast series on 31 Days to a More Effective Compliance Program, I discuss the key information from the regulators for the compliance practitioner.

In the Episode, I visit with Karen Woody, Assistant Professor of Law at Washington and Lee. We take a look at the most recent SEC year in FCPA enforcement and other issues facing the SEC.

In this episode I have back fan fav James Koukios to discuss the MoFo Top 10 International Anti-Corruption Developments for October 2019 newsletter.

In this episode I have back fan fav James Koukios to discuss the MoFo Top 10 International Anti-Corruption Developments for September 2019 newsletter.

In this Episode, I visit with Stacie Hartman, Partner at Steptoe and Johnson. We consider what these pieces of legislation overturn the SCt. decision in Digital Realty Trust might mean for the corporate compliance practitioner.

In this Part 5, I visit with Salim Saud, Partner at Saud Advogados, in cooperation with Hughes, Hubbard & Reed LLP, on developments in anti-bribery enforcement from Brazil from over the past year.

In this Part 2, I visit with Laura Perkins, co-Executive Editor of the Alert for an overview of the 2019 Alert.

In this Part 3, I visit with Bryan Sillaman, Managing Partner of the firm’s Paris office, on developments in France regarding anti-bribery enforcement over the past year.

In this Part 4, I visit with Michael DeBernardis, on developments from Multilateral Development Banks in the fight against bribery and corruption over the past year.

In this Part 1, I visit with Kevin Abikoff, co-Executive Editor of the Alert for an overview of the 2019 Alert.

In this episode I visit with Lauren Briggerman, Member at Miller & Chevalier and Katherine Pappas, Counsel at Miller & Chevalier about the firm’s most recent edition of the publication Executives at Risk, the Summer/Fall 2019 edition.

In this special five-part podcast series, I have been joined by Mikhail Reider-Gordon, Managing Director of Global Affairs at Affiliated Monitors, Inc. (AMI) the sponsor of this podcast series. We have discussed various aspects of monitorships, including why independence matters, the American Bar Association’s (ABA) Guidelines on Monitors, Gordon’s professorial career at the International Anti-Corruption Academy, cultural differences between international and US domestic monitorships.  and the continuing evolution in monitorships. Today, in this concluding Part 5, we consider the continuing evolution in monitorships.

In this special five-part podcast series, I am joined by Mikhail Reider-Gordon, Managing Director of Global Affairs at Affiliated Monitors, Inc. (AMI). In Part 4, we consider the cultural differences between international and US domestic monitorships.

In this special five-part podcast series, I am joined by Mikhail Reider-Gordon, Managing Director of Global Affairs at Affiliated Monitors, Inc. (AMI). In this Part 3, we consider how Gordon’s teaching at the International Anti-Corruption Academy inform her view of wide-ranging cultural differences in monitorships.

In this special five-part podcast series, I am joined by Mikhail Reider-Gordon, Managing Director of Global Affairs at Affiliated Monitors, Inc. (AMI). In episode 2, we discuss the ABA Guidelines on Monitors.

In this special five-part podcast series, I am joined by Mikhail Reider-Gordon, Managing Director of Global Affairs at Affiliated Monitors, Inc. (AMI). In Part 1, we consider why independence in monitors is so critical.

In this episode of the FCPA Compliance Report, I visit with Benjamin Brtiz, partner at Hughes Hubbard & Reed. We consider the current state of the Varsity Blues prosecutions, where they have been and where they may headed.

In this episode of the FCPA Compliance Report, I visit with Mike Volkov on the Hoskins guilty verdict returned by the jury last week.

What is the Kimberley Process? Find out as I visit with Pamela Fierst-Walsh, who works at the US State Department as the Senior Advisor on Conflict & Critical Minerals and U.S. Representative to the Kimberley Process.

In this episode I visit with Steven Lofchie, a partner in the NYT office of Cadwalader, Wickersham and Taft, on the firm's new resource called The Cadwalader Cabinet.

In this episode I visit with Francine McKenna, a reporter at MarketWatch. We check in on the current developments in the KPMG-PCAOB scandal including recent guilty pleas, sentencing and where the matter might finally be headed.

In this episode I visit with Parth Chanda, CEO of Lextegrity, a leading technology platform that combines the up-front due diligence approval of planned third-party spend with the analysis of actual spend — focused on fraud, corruption and conflicts of interest.

In this five-part podcast series sponsored by AMI, I visit with Jay Rosen on why culture matters. In Episode 5, we consider how ethical culture is a part of an overall ethics and compliance assessment.

In this five-part podcast series sponsored by AMI, I visit with Jay Rosen on why culture matters. In Episode 4, we consider how a company can assess its culture.

In this five-part podcast series sponsored by AMI, I visit with Jay Rosen on why culture matters. In Episode 3, we consider the role of the CCO in Corporate Culture.

In this five-part podcast series sponsored by AMI, I visit with Jay Rosen on why culture matters. In Episode 2, we consider what can influence an organization’s ethical culture, starting at the top with senior leadership.

In this five-part podcast series sponsored by AMI, I visit with Jay Rosen on why culture matters. In Episode 1, we introduce what is an ethical culture and why does it matter.

In this episode, I visit with Joe Gerard, CEO at I-Sight SW on how case management software improves your fraud and corruption investigations.

Today in this concluding Part 5, we tie it all together, through a discussion of oversight of you the entire process.

Today in Part 4, Phil Fry is back to discuss sustainability.

Verint takes a unique approach to financial compliance. Verint does not accept that legacy solutions and methods are good enough for its client’s needs but challenges the conventional wisdom and accepted practices. In this Episode 1, we introduce the concept of the Verint Process.

Today in Part 3, we discuss control.

In this episode 2, we discuss why interaction capture is so important and how it is affected by the latest communication technologies.

In this episode I visit with Matthew Jacobs, who represented the Audit Committee of the Board of Directors of Juniper Networks in the company’s recently concluded FCPA enforcement action.

In this episode I visit with Shon Ramey, General Counsel at Navex Global. We discuss Navex’s recent acquisition of Lockpath. In addition to his discussion on how Lockpath fits into the strategic plan of Navex Global, Ramey discusses his approach to mergers and acquisitions.

What are some of the compliance and investigative dangers from the use of the communication tool Slack? Find out on this episode of the FCPA Compliance Report

In this episode I visit with podcast favorite Morrison and Foerster partner James Koukios on the firm’s Top 10 International Anti-Corruption Developments for April 2019. We look at some of the key international developments.  

n this episode I visit with Sacha Harber-Kelly, a partner at Gibson Dunn in the UK and Steve Melrose, a senior Associate at the firm on the Serco Geografix DPA.

In this episode I visit with Matt Galvin, Vice President, Ethics & Compliance at Anheuser-Busch InBev and Peter Grossman, Co-Founder, Chief Strategist at Labyrinth Training about their work on compliance training to influence behavior at Ab-InBev

This week, over a five-part podcast series, Jay Rosen and myself have considered some of the basic questions around monitors and monitorships. Today, in our concluding Part 5, we look at cost issues when hiring a monitor and how a company can work to ameliorate them.

In this five-part podcast series, Jay Rosen and I consider some of the basic questions around monitors and monitorships. Today, in Part 4, we look at considerations when hiring a monitor.

In this five-part podcast series, Jay Rosen and I consider some of the basic questions around monitors and monitorships. Today, in Part 3, we consider the power of a monitorship in the pre-settlement phase of any matter. 

In this five-part podcast series, Jay Rosen and I consider some of the basic questions around monitors and monitorships Today, in Part 2, we consider the use of monitors in the post-resolution phase.

In this five-part podcast series, Jay Rosen and I consider some of the basic questions around monitors and monitorships. In Part 1, introduce the role of independent integrity monitors and corporate monitorships. 

In this episode of the FCPA Compliance Report, I visit with Affiliated Monitor’s Managing Director Jesse Caplan on the recently released DOJ Evaluation of Corporate Compliance Programs in Criminal Antitrust Investigations.

In this episode I visit with podcast favorite Morrison and Foerster partner James Koukios on the firm’s Top 10 International Anti-Corruption Developments for March 2019.

This special bonus episode is a cross-post of Mike Volkov's 100th episode podcast, where he interviewed me. It was a ton of fun and Mike was gracious enough to allow me to post on the FCPA Compliance Report.

In this special bonus episode, Sean Freidlin interviews Elizabeth O'Keefe Compliance Manager at KAYAK and Open Table.

In this concluding Part 5 of our five-part podcast series, we consider the road ahead and the use of monitors by state Attorney Generals.

In Part 4 of our five-part podcast series, we consider the challenges for state Attorney Generals in today’s litigation environment.

in Part 3 of a five-part podcast series, we consider the role of state Attorney Generals in multi-state litigation in the post-tobacco era.

In Part 2 of this five-part podcast series, we consider the reaction to the Big Tobacco settlement and criticisms directed at the state Attorney Generals.

In this Part 1 of a five-part podcast series, we consider the role of state Attorneys Generals as enforcers of civil law and in bringing litigation to enforce consumer protect and related statutes.