FCPA Compliance Report
The FCPA Compliance Report is the longest running podcast in the in compliance and business ethics. Join its award-winning host, Tom Fox, the Voice of Compliance as he visits with top compliance practitioners, key figures from business, the government and law firms in the top podcast dedicated to all things compliance.
276
James Koukios on the MoFo Top 10 International ...
James Koukios joins me to talk about highlights from the MoFo November 2019 Top 10 International Anti-Corruption Developments Newsletter.
22 min
277
Day 31 | Levels of due diligence
What are the 3 levels of due diligence you should employ? Find out in Day 31 of 31 Days to a More Effective Compliance Program.
9 min
278
Day 30 | Using a root cause analysis for remedi...
How can you use a root cause analysis to lead your remediation efforts? Find out on Day 30 of 31 Days to a More Effective Compliance Program.
7 min
279
Day 29 | What is a root cause analysis?
What is a root cause analysis and what is its role in a compliance program? Find out in Day 29 of 31 Days to a More Effective Compliance Program.
7 min
280
Day 28 | Post-acquisition integration plan
What should go into your post-acquisition integration plan? Find out in Day 28 of 31 Days to a More Effective Compliance Program.
7 min
281
Day 27 | Pre-acquisition due diligence in merge...
What is the role of pre-acquisition due diligence in mergers and acquisitions? Find out in Day 27 of 31 Days to a More Effective Compliance Program.
7 min
282
Philip Urofsky on the Shearman & Sterling 2020 ...
In the Episode, I visit with Philip Urofsky, partner at Shearman & Sterling, Editor-in-Chief of the firm’s most excellent FCPA Digest. We visit about the firm’s 2020 FCPA Digest, Recent Trends and Patterns in the Enforcement of the FCPA and consider some of the highlights from the report.
35 min
283
Day 26 | Operationalizing compliance through pa...
What is the role of payroll in a best practices compliance program? Find out in Day 26 of 31 Days to a More Effective Compliance Program
7 min
284
Day 25 | Compliance function in an organization
What is is the role of a compliance function in an organization? Find out in Day 25 of 31 Days to a More Effective Compliance Program
7 min
285
Day 24 | CCO authority and independence
What is evidence of CCO authority and independence ? Find out in Day 24 of 31 Days to a More Effective Compliance Program
7 min
286
Day 23 | Updates and feedback
How can you incorporate updates and feedback into a compliance program? Find out in Day 23 of 31 Days to a More Effective Compliance Program
7 min
287
Day 22 | Assessing compliance internal controls
How can you assess compliance internal controls? Find out in Day 22 of 31 Days to a More Effective Compliance Program
7 min
288
Day 21 | Continuous improvement in a compliance...
How to engage in continuous improvement in a best practices compliance program? Find out in Day 21 of 31 Days to a More Effective Compliance Program
7 min
289
Day 20 | Responding to investigative findings
How should you respond to investigative findings? Find out in Day 20 of 31 Days to a More Effective Compliance Program.
8 min
290
Dave Lefort on 10 Stories CW Will Follow in 2020
In the Episode, I visit with Dave Lefort, Editor in Chief for Compliance Week. I asked him to come on the podcast and discuss his 10 predictions on what will dominate compliance headlines in 2020.
33 min
291
Day 19 | The investigation protocol
What is your investigation protocol? Find out why you need one and how to create one in 19 of 31 Days to a More Effective Compliance Program
7 min
292
Day 18 | Internal reporting and the triaging of...
What is your triaging of claims? Do you have a triage protocol? Find out why you should on Day 18 of 31 Days to a More Effective Compliance Program.
7 min
293
Day 17 | Managing your third parties
How can you best manage your 3rd parties? Find out in Day 17 of 31 Days to a More Effective Compliance Program
8 min
294
Day 16 | The third-party risk management process
What is the third party risk management process? Find out in today's episode of 31 Days to a More Effective Compliance Program.
8 min
295
Day 15 | How do you evaluate a risk assessment?
The evaluation of any risk assessment is a critical step for every compliance professional.
8 min
296
Day 14 | Risk Assessments
What is the role of risk assessments in a best practices compliance program?
8 min
297
Day 13 |Institutional Justice and The Fair Proc...
What is the role of institutional justice in a best practices compliance program?
8 min
298
André H. Paris on the Brazilian Compliance Scene
In the Episode, I visit with André H. Paris, a Brazilian Compliance Consultant and Lawyer. He is the author of the recently released book Compliance - Ethics and Transparency as the Way Forward.
18 min
299
Day 12 | Financial Incentives for Compliance
What financial incentives should be used in a best practices compliance program?
8 min
300
Day 11 | What is Effective Compliance Training?
How can you determine effective compliance training?
8 min