Corruption, Crime & Compliance
Bribery, FCPA, AML
1
Episode 206 — Update on Sanctions Compliance an...
The Department of Treasury’s Office of Foreign Asset Control (“OFAC”) continues to bring sanctions enforcement actions.  At the same time, OFAC is reiterating the importance of sanctions compliance program.
35 min
2
Episode 205 — How to Audit a Compliance Program
Chief compliance officers recognize the importance of conducting robust audits of their compliance programs. The audit process requires a delicate balance between qualitative and quantitative measures. As corporate compliance programs build data analyt...
35 min
3
Episode 204 — “This is the Way” on Corporate Cu...
The culture bandwagon is picking up steam.  Everyone is citing its organization’s “culture” as the foundation for its activities in the hope of meeting a rapidly evolving standard for organizations.  In its latest corporate compliance guidance,
26 min
4
Episode 203 — Interview of David Greenberg on L...
LRN recently issued its second of three annual reports on ethics and compliance program effectiveness.  The second report focuses on board engagement with ethics and compliance and lessons learned from the COVID-19 pandemic.   David Greenberg,
41 min
5
Episode 202 — A Deep Dive into the Alfa Laval O...
In two separate enforcement actions, OFAC announced settlements with Alfa Laval Middle East Ltd., a Dubai, UAE company (AL Middle East), and Alfa Laval, Inc., a Virginia-based company (AL US) for violations of OFAC’s Iran Sanctions Program.
20 min
6
Episode 201 — DOJ Brings Flurry of False Claims...
The False Claims Act is a powerful enforcement tool.  The Justice Department with its partner agencies are ramping up enforcement efforts.  The Biden DOJ is preparing to implement an aggressive FCA program across healthcare,
25 min
7
Episode 200 — The Foster Wheeler FCPA Enforceme...
The Justice Department and the Securities Exchange Commission are back in business.  The first corporate FCPA enforcement action in 2021 came after a six-month hiatus in 2021. The first case against a corporate entity in 2021 is an interesting one beca...
27 min
8
Episode 199 — Jonathan Marks, Baker Tilly, and ...
Under Armour settled its long-pending SEC investigation by agreeing to pay $9 million surrounding misleading statements and practices relating to its revenue growth and uncertainties as to future growth. As part of the settlement,
35 min
9
Episode 198 — The Biden Administration Announce...
In a far-reaching action, the Biden Administration elevated the global fight against corruption as a national security interest. In an Executive Memorandum, the Biden Administration made a strong statement against corruption,
21 min
10
Episode 197 — Review of LRN and NAVEX Global Co...
LRN and NAVEX Global release two important annual surveys.  LRN issues a yearly report on ethics and compliance program effectiveness.  NAVEX Global issues an important annual report on incident management trends based on its large database of hotline ...
19 min