31 Days to a More Effective Complianc...
Tom Fox is the Compliance Evangelist and is universally recognized as one of the top experts in corruption compliance, literally across the globe. In this daily podcast series, he explains how to design, create and implement a best practices compliance program. Each month, he tackles a different area of compliance. From Internal Controls, to the Role of the Board of Directors, to Communication, to the Role of HR in Compliance, Investigations, 3rd Parties and Business Ventures. Listen in each day and get one tip you can implement at little or no cost to enhance your compliance program.
401
Why Business Ventures are Different than 3rd Pa...
Too often compliance professionals do not understand the difference between business ventures and business venture partners and 3rd parties.
16 min
402
Distributor Liability Under the FCPA
In today's episode, we consider three enforcement actions which made clear that there were no distinctions between agents and distributors.
7 min
403
Following the Money Through Distributors
In this episode of 31 Days to a More Effective Compliance Program, I am consider the Polycom FCPA enforcement action to discuss following the money through distributors.
7 min
404
Franchisor Compliance
How many franchisors perform compliance due diligence on their prospective overseas franchises?
10 min
405
Franchisor liability
What is potential franchisor under the FCPA? More than you might think. Find out more in today's 31 Days to a More Effective Compliance Program.
9 min
406
Distributors as business venture partners
Do you consider you distributors as business venture partners? Find out why you should on this episode of 31 Days to a More Effective Compliance Program.
9 min
407
Financial review of your business venture partner
Why is the financial review of your business venture partners so critical? Find out in today's 31 Days to a More Effective Compliance Program.
8 min
408
The Corp Controller and Business Ventures
How can the Corporate Controller be a key to risk management in business ventures? Find out in today's 31 Day's to a More Effective Compliance Program.
9 min
409
Know Your Customer
Why is know your customer becoming more important in the business venture context? Find out on this episode of 31 Days to a More Effective Compliance Program.
8 min
410
Tying it all together for JVs
In this episode, I tie together the risk and risk management strategies for Joint Ventures under the FCPA. In this edition of 31 Days to a More Effective Compliance Program.
8 min
411
Post-acquisition integration plan
What is your post acquisition integration plan? Find out why having one is so critical in this episode of 31 Days to a More Effective Compliance Program.
10 min
412
Pre-acquisition due diligence
A pre-acquisition risk assessment could also be used as a “lens through which to view the feasibility of the business strategy” and help to value the potential target.
8 min
413
Pre-acquisition risk assessment
What is the pre-acquisition risk assessment and how can it lead to safe harbor? Find out in this episode of 31 Days to a More Effective Compliance Program.
8 min
414
Draft Episode for Oct 13, 2020
Why should a company engage in pre-acquisition due diligence in the M&A context? Find out the business reasons in this episode of 31 Days to a More Effective Compliance Program
9 min
415
Safe Harbor for Successor Liability
White collar defense practitioners have long called for a specific safe harbor for companies in the mergers and acquisition context. This clarion call was answered when in July 2018, the DOJ announced a safe harbor.
8 min
416
Auditing Joint Ventures
Joint Ventures present unique compliance risks and must be managed accordingly. Audit rights and their exercise are key risk management tools.
8 min
417
Compliance terms and conditions in JV agreements
What are the compliance terms and conditions you should have in every JV subject to the FCPA? Find out in this episode of 31 Days to a More Effective Compliance Program.
8 min
418
JV Due Diligence
When you bring two entities together to operate jointly, there are several difficult issues to analyze. This is where the due diligence process comes into play. Find out more in this episode of 31 Days to a More Effective Compliance Program.
9 min
419
JV risks under the FCPA
In many ways, JVs present more difficult issues for the compliance practitioner than M&A because of the control issues present in JVs with foreign governments or state-owned enterprises ownership.
9 min
420
Opinion Release 14-02: Dis-linking illegal cond...
The concept of dis-linking was most prominently laid out in Opinion Release 14-02. It provided one of the most concrete statements from the DOJ on the unidimensional nature of compliance in the M&A context.
10 min
421
Key M&A cases under the FCPA
What are some of the key M&A enforcement actions under the FCPA?
11 min
422
Introduction to Business Ventures
This month we consider how to create a more effective compliance program involving business ventures.
9 min
423
Culture as a Foundational Internal Control
To conclude this month's series on Internal Controls, I am joined by Vin DiCianni, Founder and CEO of AMI. We discuss how corporate culture is a foundational internal control. It is a fascinating topic that is not discussed enough by compliance professionals.
11 min
424
Gap Analysis
In this episode of 31 Days to a More Effective Compliance Program, I am joined by AMI's Eric Feldman to discuss a gap analysis and why it is so critical.
10 min
425
Assessing compliance internal controls under COSO
How can you assess your internal controls? Find out in today's edition of 31 Days to a More Effective Compliance Program
8 min